Senior Investment Compliance Consultant
vor 1 Monat
- Profidata
- Consulting, Beratung
- Publiziert: 06.08.2024
For our head office in Zurich we are looking for a
Senior Investment Compliance Consultant (a) 80-100%
YOUR CONTRIBUTIONOur clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible for the analysis and implementation of regulatory and contractual investment guidelines for investment funds and other investment vehicles (mandates, portfolios, insurance assets, etc.). After the project, you'll take on multifaceted tasks within our Investment Compliance Team.
These key activities await you:
- Play a central role in our investment compliance project as a senior (analysing, coding and testing rules)
- Maintain country-specific, regulatory country rule cards based on the respective legal framework (KKV-FINMA, BVV2, UCITS, KAGB, AnlV, etc.)
- Analysis and implementation of contractual, client-specific investment guidelines (prospectus rules, investment regulations, internal guidelines) in XENTIS
- Analysis, evaluation, optimization and implementation of client-specific violation management processes
- Analysis and evaluation of client-specific investment compliance requirements and implementation of pre- and post-trade checks as well as regulatory reporting
- Consult and support clients on various issues
- University degree (preferably in Computer Science & Economics, Banking & Finance, or Business Economics) or equivalent
- Strong IT affinity with a good technical understanding
- Experience in coding rules in MIG21, Aladdin, Charles River, SCD, or similar compliance system
- Experience as an Investment Compliance Officer is an advantage
- Strong communication skills and high client focus
- Structured working methos, analytical thinking, and high-quality awareness
- Motivation for self-improvement
- English (business fluent), German (an advantage)
- Modern office space directly next to Zurich-Altstetten train station
- Flexible working hours and home office arrangements
- Support for training and further education
- Exciting project work in international, interdisciplinary competence teams
- Flat hierarchies and short decision-making processes
- Room for personal initiative and creativity in an open, entrepreneurial working environment
- Attractive events
-
Senior Investment Compliance Consultant
vor 2 Wochen
Zürich, Schweiz Profidata VollzeitYOUR CONTRIBUTIONOur clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible...
-
Senior Investment Compliance Consultant
vor 4 Monaten
Zürich, Schweiz Profidata VollzeitYOUR CONTRIBUTIONOur clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible...
-
Senior Investment Compliance Consultant
vor 3 Monaten
Zürich, Schweiz Profidata VollzeitYOUR CONTRIBUTIONOur clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible...
-
Senior Investment Compliance Specialist
Vor 6 Tagen
Zürich, Zürich, Schweiz Profidata VollzeitAbout the RoleWe are seeking a highly skilled Senior Investment Compliance Specialist to join our team at Profidata. As a key member of our investment compliance project, you will play a central role in ensuring the smooth transition from a MIG21 environment.Key ResponsibilitiesLead the analysis and implementation of regulatory and contractual investment...
-
Investment Compliance Officer
Vor 7 Tagen
Zürich, Zürich, Schweiz State Street VollzeitAbout the RoleWe are seeking a highly motivated and detail-oriented Junior Investment Compliance Analyst to join our team at State Street. As a key member of our Institutional Services function, you will play a critical role in delivering a comprehensive and holistic approach to client relationships.Key ResponsibilitiesSupport the analysis and interpretation...
-
Investment Compliance Specialist
vor 4 Monaten
Zürich, Schweiz Skillfinder International VollzeitAfter the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory...
-
Investment Compliance Specialist
vor 3 Monaten
Zürich, Schweiz Skillfinder International VollzeitAfter the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory...
-
Junior Investment Compliance Specialist
Vor 3 Tagen
Zürich, Zürich, Schweiz State Street VollzeitAbout the RoleWe are seeking a highly motivated and detail-oriented Junior Investment Compliance Specialist to join our team at State Street. As a key member of our Institutional Services function, you will play a critical role in delivering a comprehensive and holistic approach to client relationships.Key ResponsibilitiesSupport the analysis and...
-
Compliance Analyst
Vor 7 Tagen
Zürich, Zürich, Schweiz State Street VollzeitAbout the RoleWe are seeking a highly motivated and detail-oriented Junior Investment Compliance Analyst to join our team at State Street. As a key member of our Institutional Services function, you will play a critical role in delivering a comprehensive and holistic approach to client relationships.Key ResponsibilitiesSupport the analysis and interpretation...
-
Senior Investment Advisor
Vor 6 Tagen
Zürich, Zürich, Schweiz Vontobel Holding AG VollzeitAbout the RoleWe are seeking a highly skilled and experienced Investment Advisor to join our team at Vontobel Holding AG. As a Senior Investment Advisor, you will be responsible for providing high-quality investment advice to our clients and managing their portfolios.Key ResponsibilitiesDevelop and implement tailored investment strategies for clients across...
-
Senior Consultant Finanzierung
Vor 2 Tagen
Zürich, Zürich, Schweiz Avobis Group AG VollzeitDie Avobis Group AG ist ein führender Anbieter von Finanzdienstleistungen und Immobilienberatung. Das Unternehmen bietet eine breite Palette von Dienstleistungen an, darunter Finanzierungs- und Transaktionsabwicklung, Investitionsdienstleistungen wie Hypotheken-Servicing und die Entwicklung von Investment-Produkten.Als Senior Consultant Finanzierung bei der...
-
Zürich, Zürich, Schweiz Vontobel Holding AG VollzeitJob SummaryWe are seeking a highly skilled and experienced professional to lead our Investment Compliance Monitoring team. As the Head of Investment Compliance Monitoring/Platform, you will be responsible for ensuring the compliance of our discretionary and advisory portfolios with all relevant restrictions and regulations.Key ResponsibilitiesTeam...
-
Senior Avaloq Consultant
vor 4 Wochen
Zürich, Schweiz Swisscom AG VollzeitSenior Avaloq ConsultantBereit für SwisscomLösungen für unsere Avaloq Kundschaft konzipieren und realisierenBanken bei der Digitalisierung begleitenUnsere Kundschaft bei der Integration von Fintech-Lösungen in ihre Core Banking Plattform unterstützenDeine SkillsAbschluss (ETH/Uni/FH) in Informatik oder gleichwertiges PraxiswissenMehrjährige...
-
Senior Consultant
Vor 7 Tagen
Zürich, Zürich, Schweiz zeb consulting VollzeitSenior Consultant / Manager - Finance & Risk (w|m|d)At zeb consulting, we are seeking a highly skilled Senior Consultant to join our team.Key Responsibilities:Financial Analysis: Conduct in-depth financial analysis to identify areas for improvement and develop strategies for optimization.Risk Management: Collaborate with clients to assess and mitigate...
-
(Senior) Security Consultant
vor 2 Monaten
Zürich, Schweiz ti&m Vollzeit(Senior) Security Consultant ti&m steht für technology, innovation & management. Wir sind Leader für Digitalisierungs-, Security-, Innovationsprojekte und -produkte in der Schweiz und streben dasselbe in weiteren Finanz- und Technologiezentren an. Dabei integrieren wir für unsere anspruchsvollen Kunden die gesamte IT-Wertschöpfungskette vertikal. In...
-
Head of Investment Compliance Monitoring/Platform
vor 3 Monaten
Zürich, Schweiz Vontobel Beteiligungen AG VollzeitHead of Investment Compliance Monitoring/PlatformZürich / Bleicherweg 21Interested? Apply hereWithin our Risk Control division, we are looking for a Head Investment Compliance Monitoring in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary and advisory portfolios with all...
-
Head of Investment Compliance Monitoring/Platform
vor 2 Wochen
Zürich, Schweiz Vontobel Holding AG VollzeitWithin our Risk Control division, we are looking for a Head Investment Compliance Monitoring in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary and advisory portfolios with all relevant restrictions and support various internal stakeholder on related topics and...
-
Head of Investment Compliance Monitoring/Platform
vor 3 Monaten
Zürich, Schweiz Vontobel Holding AG VollzeitWithin our Risk Control division, we are looking for a Head Investment Compliance Monitoring in Zurich. You will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary and advisory portfolios with all relevant restrictions and support various internal stakeholder on related topics and...
-
Senior Avaloq Consultant
Vor 7 Tagen
Zürich, Zürich, Schweiz Swisscom AG VollzeitÜberblickAls Senior Avaloq Consultant bei Swisscom AG unterstützen Sie unsere Kunden bei der Implementierung von Avaloq-Lösungen und begleiten sie bei der Digitalisierung ihres Core Banking-Systems.VerantwortlichkeitenDie Konzeption und Realisierung von Lösungen für unsere Avaloq-KundschaftDie Begleitung von Banken bei der Digitalisierung ihres Core...
-
Compliance, PWM Compliance, Analyst, Zurich
vor 4 Monaten
Zürich, Schweiz Goldman Sachs VollzeitOUR IMPACT The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New...