Compliance Officer
Speichern Sie diesen Job und halten Sie Ihre Suche organisiert
Erstellen Sie ein kostenloses Konto, um Jobs zu speichern, Benachrichtigungen zu erstellen und von Ihrem Dashboard aus zu diesem Eintrag zurückzukehren.
Wenn Sie fortfahren, akzeptieren Sie unsere Nutzungsbedingungen & Datenschutzerklärung.
Job description
/
key responsibilities
- Ensure the Bank complies with its legal, jurisprudential, regulatory, and ethical framework relating to compliance activities, in particular the prevention of and fight against money laundering, sanctions & embargoes, and market abuse
- Carry out material (e.g., KYC, Tax Compliance) and formal (e.g., CDB, QI, FATCA, CRS) analysis with respect to account openings and changes of circumstances
- Perform 2nd level of defense controls – material, formal and transactional analysis – with respect to periodic reviews
- Fulfil transaction monitoring duties with respect to anti-money laundering, sanctions and embargoes and/or market abuse
- Maintain regular contact with other departments of the Bank to offer quality guidance and advice in relation to Compliance matters
- Participate in specific Compliance missions upon request of the Head of Compliance or other managers within the Compliance department
Education:
- University degree in law, economics, or finance (preferably from a Swiss university)
- CAS Compliance in Financial Services an asset Professional Experience required:
- At least 5 years of experience in an AML position within a private bank in Switzerland Soft
skills:
- Analytical thinker with an ability to prioritise multiple tasks and meet tight deadlines
- Excellent resistance to stress with the ability to work under pressure
- Ability to summarise complex topics to drive practical outcomes and to make sound decisions or proposals, including escalation when appropriate, in respect of applicable rules and related risks
- Team player, adaptable, flexible, and willing to help other teammates
- Strong interpersonal, communication and presentation skills Technical
skills:
- Solid understanding of the regulatory environment, particularly of the Swiss framework
- Good knowledge of standard Microsoft office tools Languages:
- Fluent in French and English, other languages an asset Only residents in Switzerland will be considered for the position
-
Compliance Officer
Vor 5 Tagen
Geneva, Geneva, GE, Schweiz Pictet Group Vollzeit**Your team** Corporate Functions includes the Group’s non-banking activities and employs more than 900 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Corporate Office, Finance, Human Resources, Information Security, Internal Audit, Legal, Risk, Strategy &...
-
Compliance Officer
Vor 5 Tagen
Geneva, GE, GE, Schweiz Pictet Vollzeit## **Your team** Corporate Functions includes the Group’s non-banking activities and employs more than 900 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Corporate Office, Finance, Human Resources, Information Security, Internal Audit, Legal, Risk, Strategy &...
-
Senior Compliance Officer EAM
Vor 6 Tagen
Geneva, GE, Schweiz Ur-Capital VollzeitJob Description An international private bank is looking for a Senior Compliance Officer within a Swiss-based advisory team, responsible for supporting adherence to regulatory and statutory requirements in a dynamic environment. Responsibilities Oversee governance and regulatory frameworks for external asset managers and introducers across the full...
-
Senior Compliance
Vor 6 Tagen
Geneva, GE, Schweiz Ur-Capital VollzeitJob Description Join an established international asset management organisation in Geneva as a Senior Risk & Compliance Officer, overseeing compliance, operational risk and governance matters for its Swiss asset management activities. Responsibilities Provide compliance advisory support to the Swiss asset management entities and business...
-
Compliance Officer EAM
Vor 1 Woche
Geneva, GE, Schweiz Ur-Capital VollzeitJob Description A leading Swiss private bank is seeking a Client Services & Due Diligence Officer to support External Asset Managers (EAMs), combining KYC expertise with front-office operations and client servicing responsibilities. Responsibilities Prepare and review account opening documentation for private clients, corporate entities, trusts,...
-
Trust Officer
Vor 6 Tagen
Geneva, GE, Schweiz Ur-Capital VollzeitJob Description A global professional services firm is seeking a Trust Administrator to manage and administer complex trust structures and support the growth of its Geneva office. Responsibilities Administer a portfolio of trusts and underlying operating companies in compliance with Swiss legal, regulatory, and client requirements. Review and analyse...
-
Administrative Assistant
Vor 5 Tagen
Vernier, Geneva, GE, Schweiz NEXUS Automotive International SA VollzeitNEXUS Automotive International is the leading global automotive aftermarket community, connecting manufacturers, distributors and workshops worldwide. From business growth to disruptive initiatives and investments, NEXUS is the key player in the automotive aftermarket industry transformation. **Mission Summary** The primary mission of the Administrative...
-
Governance, Risk
Vor 2 Wochen
Geneva, Geneva, GE, Schweiz Vitol Vollzeit**Company Description** Vitol is an energy and commodities company with revenues of $331 billion in 2024; its primary business is the trading and distribution of energy products globally – it trades over seven million barrels per day of crude oil and products and, at any time, has 250 ships transporting its cargoes. Vitol’s clients include national...
-
SENIOR LEGAL
Vor 2 Wochen
Geneva, GE, Schweiz Lotus Partners VollzeitPour l’un de nos clients, une banque privée basée à Genève, nous recherchons un(e) : **SENIOR LEGAL & COMPLIANCE OFFICER** disposant d’une solide expérience en environnement bancaire suisse ainsi que d'une formation juridique suisse. **Description du poste** - Assurer le conseil juridique auprès des différents départements de la banque sur...
-
SECURITIES TRANSFERS OFFICER
Vor 7 Tagen
Geneva, Geneva, GE, Schweiz UBP - Union Bancaire Privée Vollzeit- SECURITIES TRANSFERS OFFICER - 4 MONTHS MISSION - Mission - Ensure the clients' assets delivery/receipt for all the activities associated with the transfer of securities to a different financial establishment or within the Bank. - This includes all type of assets with expertise primarily required in alternative assets such as mutual funds, Private Equities...