Compliance & Risk Officer
vor 15 Stunden
DescriptionCompliance Officer – Nyon or GenevaLocation: Nyon or Geneva, SwitzerlandDepartment: BGC/GFI Compliance – Compliance TeamContract: PermanentAbout the RoleWe are seeking a proactive and detail-oriented Compliance Officer to join our Compliance team in Nyon or Geneva. This is an exciting opportunity to play a central role in ensuring that the firm meets its regulatory obligations and maintains the highest standards of conduct across its Swiss operations.Working closely with the Compliance Manager and wider Compliance Review Team, you will conduct regulatory reviews, support internal and external investigations, and provide practical, risk-based compliance advice to stakeholders across the business.Key ResponsibilitiesRegulatory Reviews & MonitoringConduct risk-based regulatory reviews (desk-based and thematic) as part of the Compliance Monitoring Programme.Help develop and refine the Compliance Monitoring Programme.Reporting & Issue ManagementProduce clear, concise reports on review outcomes and recommendations.Work with business units to assign remediation owners and track progress.Escalate issues not resolved within agreed timelines.InvestigationsConduct internal investigations as directed by Compliance management.Assist with investigations initiated by external regulatory bodies.Support the MLRO, Head of Compliance and Compliance Manager in reviewing suspicious behaviour.Advisory & Stakeholder SupportProvide regulatory guidance to business and support teams.Help identify emerging risk areas and recommend appropriate actions.Promote strong conduct standards and escalate issues in line with procedures.Skills & ExperienceEssentialExperience in a Compliance function, ideally with at least 1 year in monitoring or reviews.Solid understanding of relevant regulatory handbooks and their practical application.Strong working knowledge of financial products and services.Excellent analytical skills, including the ability to identify risks and propose remediation.Proficient in Microsoft Word, Excel and PowerPoint.AdvantageousKnowledge of trading systems (e.g., Fidessa, Bloomberg, Reuters).Relevant industry or professional qualifications.Experience within a financial services environment.Personal AttributesExceptional communication skills with the ability to influence stakeholders at all levels.Strong report-writing skills and attention to detail.Ability to work independently and as part of a team.Strong organisational and time-management capabilities.Naturally curious, diligent, and committed to high ethical standards.Why Join Us?Work within a collaborative, experienced Compliance team.Gain exposure to a wide range of financial products and business activities.Develop your expertise within a global financial services group.Contribute to maintaining a robust compliance culture and safeguarding market integrity.
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Compliance Officer Latam
vor 15 Stunden
Eastern Switzerland Ur-Capital VollzeitJob DescriptionAn international financial institution is seeking a Compliance Officer to support its global compliance operations with a focus on Brazilian clients and cross-border regulatory requirements.Responsibilities:Conduct due diligence, KYC/AML checks, and review transactional alerts.Perform daily/periodic screenings against sanctions lists.Assist in...
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Operational Risk Officer
vor 16 Stunden
Eastern Switzerland Itau VollzeitWe are considering applicants to work in Zurich or Lisbon for this position. 1 Main job duties / responsibilitiesHauptaufgaben / VerantwortungenYou will be part of the Bank Risk team and join the second-line of defence of a growing Private Bank in Switzerland. The Risk team drives the risk management and internal controls framework of the Bank to ensure and...
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Compliance Officer
vor 15 Stunden
Eastern Switzerland Ur-Capital VollzeitJob DescriptionA dynamic and human size Trust company is looking to recruit a Compliance Officer in Zurich.Responsibilities:·Assist with new client on-boarding·Ongoing review of compliance files·Ability to contribute and to improve the existing compliance directives and procedures·Ongoing compliance support relating to both Swiss & international matters...
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Compliance Officer
vor 15 Stunden
Eastern Switzerland Interim Legal AG VollzeitStart Date: May 2023Duration: 3 Months - with the possibility extensionUtilization: 100%Location: Zürich, SwitzerlandWe are seeking a team of three Compliance Officers to review and analyze legal documentation and procedures for entities and private clients, in accordance with the CDB 20 requirements, for a Swiss bank. The successful candidates will be...
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Governance, Risk
Vor 2 Tagen
Saumackerstrasse Zürich, Zürich, Switzerland SOLIDA Versicherungen AG VollzeitDie Solida Versicherung ist ein traditionsreiches und gleichzeitig zukunftsorientiertes Unternehmen mit Sitz in Zürich und Lausanne. Seit 1983 bieten wir hochwertige Unfallversicherungen für Privat- und Firmenkunden. Unsere Mitarbeitenden gestalten aktiv die digitale Zukunft der Solida mit – in einem kollegialen Umfeld mit flachen Hierarchien, viel...
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AML Monitoring Compliance Officer
vor 15 Stunden
Eastern Switzerland EFG Bank VollzeitDescriptionOur CompanyEFG International is a global private banking group, offering private banking and asset management services. We serve clients in over 40 locations worldwide. EFG International offers a stimulating and dynamic work environment and strives to be an employer of choice. EFG is committed to providing an equitable and inclusive working...
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Compliance Officer
Vor 4 Tagen
Switzerland Work at Home Cigna Group VollzeitAbout Cigna Healthcare Cigna Healthcare is a global health service company dedicated to transforming healthcare. With roots in the U.S. and operations in over 30 countries, we serve more than 180 million customers and patients worldwide. Ranked 13th on the Fortune 500 in 2025, Cigna is recognized as one of the most trusted and influential names in the...
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Senior Compliance Specialist
vor 15 Stunden
Eastern Switzerland Interim Legal AG VollzeitStart Date: June 2023Duration: 6 Months - possible extensionUtilization: 40%Location: Zürich- Hybrid working environmentWe are seeking a Senior Compliance Specialist for a multinational insurance company based in Switzerland. The successful candidate will be responsible for ensuring that all compliance requirements are upheld during the transition phase of...
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MLRO & Compliance Manager
vor 15 Stunden
Eastern Switzerland Lotus Partners VollzeitDescription de posteFor one of our clients, a leading Trust Company based in Geneva, we are looking for aMLRO & COMPLIANCE MANAGERJob descriptionOversee the implementation of the Compliance Monitoring Programme (CMP) and ensure adherence to Swiss Anti-Money Laundering Act (AMLA), FINMA and ARIF requirements.Act as the primary Money Laundering Reporting...
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Risk Data
vor 15 Stunden
Eastern Switzerland Pictet VollzeitYour teamCorporate Functions includes the Group's non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Corporate Office, Risk and Tax departments.You...
