Compliance Lead
Vor 2 Tagen
Join FICOBA's AFC team as a senior professional responsible for leading Anti-Financial Crime compliance and risk mitigation efforts.
Role DescriptionAs a key member of our AFC team, you will be responsible for leading a small group of professionals, developing and implementing effective compliance strategies, and ensuring adherence to AML processes and procedures.
Responsibilities- Manage a team of AFC professionals, providing guidance, support, and training for efficient task execution.
- Contribute to building a compliance culture within the organization.
- Provide expert advice on AML/CTF laws and regulations to the AFC team.
- Develop and propose compliance strategies and arrangements.
- Ensure adherence to AML processes and procedures.
- Make informed decisions and consult with the team on complex cases.
- Utilize expertise to summarize investigation findings.
- Produce risk assessments and market analyses.
- Monitor new account openings and relationships.
- Review and maintain AFC-related manuals and conduct regular checks.
- Support the organization in regulatory matters.
- Collaborate with other departments on outstanding KYC issues.
- Oversee reporting, statistics, and escalation of AFC matters.
- Conduct periodic reviews and analysis for the Client Acceptance Committee.
- Perform daily compliance activities and checks.
- Conduct enhanced due diligence on high-risk clients.
- Maintain accurate files and documentation for audit purposes.
- Investigate anomalies and report suspicious activities.
- University degree in Swiss law, economics, or equivalent professional training.
- Minimum 10 years of experience in the field of Anti-Financial Crime.
- Previous experience in remediation activities advantageous.
- Ability to work independently and effectively collaborate with the team.
- Excellent knowledge of the Swiss regulatory framework in terms of AML/CTF.
- Strong analytical skills to assess economic transactions.
- Fluent in English and French; knowledge of another language beneficial.
- Reliable, proactive, and honest personality.
Salary: CHF 120,000 - CHF 180,000 per annum, based on experience.
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