Compliance Specialist
vor 19 Stunden
At Lombard Odier, a leading global wealth and asset manager, we're seeking an experienced Compliance Specialist to join our Client Onboarding team in Geneva. As a key member of our 1st line of defense, you'll play a critical role in ensuring the smooth and efficient onboarding experience for our clients.
About UsLombard Odier is a renowned investment house with a rich history spanning over 225 years. We offer a comprehensive range of discretionary and advisory portfolio management, wealth services, and custody solutions to private and institutional clients worldwide. Our commitment to sustainable investing and innovative approach has made us one of the best-capitalized banking groups globally, managing close to CHF 300 billion from over 25 offices across 4 continents.
Your MissionAs a Compliance Specialist - Client Onboarding, you'll be responsible for analyzing account opening documentation for individuals and legal entities, ensuring compliance with regulatory requirements and our bank's policies. You'll perform due diligence checks, including CDB, KYC, AML, Crossborder, and Tax (FATCA, CRS, VAT, stamp duty), and end-to-end process account openings, including screening and risk assessment. Your expertise will also help guide front-office teams on assessments related to material risks and formal aspects of account openings.
Key Responsibilities:- Analyze account opening documentation for individuals and legal entities
- Perform due diligence checks, including CDB, KYC, AML, Crossborder, and Tax
- End-to-end process account openings, including screening and risk assessment
- Guide front-office teams on assessments related to material risks and formal aspects of account openings
We provide a dynamic and supportive work environment, competitive salary (£70,000 - £90,000 per annum), and a comprehensive benefits package. As a responsible employer, we promote diversity, equity, and inclusion, offering opportunities for internal mobility and upskilling programs.
RequirementsTo succeed in this role, you should have at least 5 years' experience in compliance or a related field, preferably with a law degree or recognized certification. Your advanced knowledge of CDB, LBA, FATCA, CRS, Crossborder, and Suitability regulations is essential. Strong communication skills, problem-solving abilities, and adaptability are also required. Fluency in English and French is mandatory, with another language being an asset.
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