Portfolio Compliance Officer

Compliance Officer (Zurich/Zug)Compliance OfficerThe Compliance Department at Millennium serves to adopt, implement, and carry out a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements...

Get AI-powered advice on this job and more exclusive features.Join us at Crypto Finance Group, where everyone can make a significant impact. We invite you to be part of our journey and help shape the future of our company.About Crypto FinanceCrypto Finance Group, part of Deutsche Börse Group, provides professional digital asset solutions to institutional...

Flex Suisse is the leading service provider for supporting legal and compliance departments with flexible staffing, managed legal services and professional search in Switzerland, Liechtenstein and Germany. For our latest mandate we are looking for an exceptional talent in the following field:Financial Services | Compliance Officer | Zurich | temp / option...

Robeco Asset Management, a leading international investment manager, seeks a highly skilled Junior Legal & Compliance Officer to join its team in Zurich.Key Responsibilities:Engage in a variety of compliance tasks relevant to asset management, including control and monitoring functions.Assist in drafting, reviewing, and updating internal policies and...

We are seeking a highly skilled Compliance Officer to join Broadgate in our growing financial services organization.Your role will support the company's regulatory adherence across areas like anti-money laundering, transaction monitoring, and market conduct.Key Responsibilities:Conduct client and transaction due diligence, including risk assessments and...

coni + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten.Unser Kunde ist eine internationale Bank...

WHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...

WHO WE ARELeonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...

A prestigious merchant bank is seeking a Senior Compliance Officer to join their team in Zurich, Switzerland. As a key member of the compliance team, you will play a crucial role in ensuring that our client meets the highest regulatory requirements.ResponsibilitiesThe Senior Compliance Officer will be responsible for:Ensuring compliance with substantive and...

Broadgate Search has partnered with a globally active merchant bank in their search for a Senior Compliance Officer in Zurich, Switzerland.To strengthen their compliance team, my client is looking for a Senior Compliance Officer with a focus on KYC and KYT. The Senior Compliance Officer reports directly to the Head of Compliance and supports the compliance...

We are seeking a highly experienced Senior Compliance Officer to join our team in Europe. As a key member of our compliance department, you will be responsible for ensuring that our operations comply with all relevant regulatory requirements.Job DescriptionThe Senior Compliance Officer will be responsible for:Managing Regulatory Compliance: Lead efforts to...

Job OverviewWe are looking for a Portfolio Governance Expert to join our team at coni+partner AG. As an IT Auditor, you will be responsible for ensuring the understanding and documentation of investment guidelines, discussing and implementing new and revised guidelines, building active interfaces with different teams in the organization, and collaborating...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.YOUR CHALLENGEMember of the Private Banking Compliance team, acting as a dedicated centre of competence and Compliance contact...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.IHRE AUFGABEN- Member of the Private Banking Compliance team, acting as a dedicated centre of competence and Compliance contact...

Our client, renowned for their commitment to integrity, sustainability, and responsible business practices, is seeking a Senior Compliance Officer to lead the transformation and enhancement of their global compliance program.Reporting to the Head of Compliance, you will drive change management initiatives to implement and adopt new compliance frameworks,...

Do you want to start an ambitious and challenging career?Would you like to work in an exciting and fun environment?Do you thrive in work environments that push you to be your best?Taleo Consulting is a management consulting group with offices in Luxembourg, Paris, Brussels, Amsterdam, Geneva, Zurich, Barcelona, Singapore, and Lisbon. As a young and growing...

Alpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein.For our latest mandate, we are seeking an exceptional talent in the following field:Position: Senior Compliance OfficerSector: Financial ServicesStart Date: March/April 2025Duration: 4+ monthsUtilization: 80-100%Location: Zurich & RemoteTasksAssess and...

Alpadis is seeking a Portfolio Administration Manager to join our team in Zurich. As a key member of our client services division, you will be responsible for the administration and setup of complex client portfolios, ensuring timely and accurate reporting and compliance with regulatory requirements.Responsibilities:Manage and maintain accurate records and...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Crypto Finance Group. As a key member of our compliance function, you will be responsible for ensuring that our operations are conducted in accordance with all applicable laws and regulations.The ideal candidate will have a strong understanding of financial market...

We are seeking a Regulatory Compliance Officer to join our team at Takeda. In this role, you will be responsible for ensuring compliance with regulatory requirements and fostering innovation in our manufacturing network.Responsibilities of this position include:Defining and maintaining governance processes across the Plasma OpU in line with Takeda's GMSGQ...