Financial Regulatory Compliance Officer

coni+partner AG is a leading provider of custom-fit staffing solutions for the financial industry.We are currently looking for a highly skilled Financial Markets Analyst to join our client's team in Zurich.Key Responsibilities:Analyse and monitor financial markets and regulatory requirementsDevelop and maintain models and tools to support compliance...

Regulatory Compliance Specialist:ITech Consult AG is seeking a highly skilled Regulatory Compliance Specialist to join our team. This key role will be responsible for ensuring compliance with regulatory requirements and industry standards throughout the project lifecycle.Main Responsibilities:Develop and implement regulatory compliance strategies to ensure...

About the RoleAt Broadgate, we require a seasoned compliance expert to fill the position of Interim Regulatory Advisor. This challenging role demands a high level of expertise in regulatory affairs, particularly in the realm of financial services.Main Responsibilities:Developing and implementing effective compliance policies and procedures.Providing guidance...

Job DescriptionAt Robeco Asset Management, we are seeking a dedicated and proactive Junior Legal & Compliance Officer to join our team in Zurich. This role offers a unique opportunity to gain comprehensive experience across all areas of compliance within a FINMA-licensed asset management company.Key Responsibilities:Engage in a variety of compliance tasks...

Alpinum Solutions AG is a leading provider of managed legal services in the financial sector.We are seeking an exceptional professional to join our team as Senior Compliance Officer.This exciting role offers a challenging and rewarding work environment that promotes personal and professional growth.About UsOur company provides innovative solutions for...

About Us:TN Switzerland is a leading provider of financial regulatory services, helping clients navigate complex compliance landscapes.We are seeking a highly skilled consultant to join our team and provide expert guidance on AML and CTF matters.The Role:Serve as a key advisor on compliance requirements for new product launches and system testing.Collaborate...

About the JobWe are seeking a motivated Compliance Associate with a strong background in AML, financial regulations, and internal control systems. The successful candidate will play an active role in shaping the state-of-the-art alternative investment platforms and bespoke client offerings.ResponsibilitiesAssist in developing, supporting, and controlling...

Arcplace AG is partnering with a highly regarded bank in Zurich to find a Senior Compliance Officer. The ideal candidate will have experience in compliance or risk management roles within the Swiss financial services sector.The role involves taking responsibility for maintaining and continuously improving the compliance framework, including identifying and...

At coni+partner AG, we strive to provide innovative staffing solutions that cater to our clients' specific needs. As part of this mission, we seek an experienced compliance specialist (m, f, d) to assume the role of Business Analyst Compliance Risk EMIR, MiFID II for one of our prominent banking clients.This position entails monitoring and analysing...

Career Opportunity:coni + partner is a respected consultancy company offering unique career opportunities for professionals who thrive in fast-paced environments and value independence and accountability.We are looking for a seasoned Paralegal to join our team and take on the role of Paralegal Registration Investment Funds, working closely with our clients...

About the RoleThis is an exciting opportunity to work in a dynamic and fast-paced environment. As a Junior Legal & Compliance Officer, you will have the chance to gain extensive knowledge and experience in various aspects of compliance within a leading asset management company.Your responsibilities will include engaging in compliance activities, policy...

Job Opportunity:We are recruiting a Financial Services Regulatory Professional to join our team. The ideal candidate will have experience in a comparable function related to funds or distribution channels of asset management and possess strong analytical and problem-solving skills.Key Responsibilities:Registration of investment funds with FINMA and...

At TN Switzerland, we're seeking a highly motivated Compliance Specialist to join our PWM Compliance team in Zurich.Company OverviewAs a leading global financial services firm, Goldman Sachs provides investment banking, securities and investment management services to a diverse client base. Founded in 1869, the firm is headquartered in New York and maintains...

As a Senior Compliance Manager at Alpinum Solutions, you will be responsible for driving our regulatory compliance strategy forward.You will develop and implement effective compliance programs that meet international standards, ensuring the company's reputation remains unimpeachable.A key aspect of this role is staying up-to-date with the latest regulations...

Company Overview:Taleo Consulting is a management consulting group with offices in Luxembourg, Paris, Brussels, Amsterdam, Geneva, Zurich, Barcelona, Singapore, and Lisbon. Our activities are primarily focused in finance, life science, retail, and energy.Job Description:We are seeking a highly motivated Compliance Officer to join our team. The successful...

Job SummaryWe are seeking an experienced paralegal to join our team as a Compliance Specialist | Cross-Border & Passporting Fund Industry.Key ResponsibilitiesRegistration of investment funds with FINMA.Contact person for foreign investment funds in Switzerland.Control of legal requirements for Luxembourg, Cayman Islands, Singapore, etc.Analysing and...

Alpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein. For our latest mandate, we are seeking an exceptional talent in the following field:Position: Senior Compliance OfficerSector: Financial ServicesStart Date: March/April 2025Duration: 4+ monthsUtilization: 80-100%Location: Zurich & RemoteTasksAssess...

At TN Switzerland, we are seeking a highly skilled Compliance Officer to join our team. In this role, you will be responsible for preparing comprehensive compliance analysis and recommendations for account opening of new and existing accounts.The ideal candidate will have 5 years prior experience in compliance roles in the Financial Crime Compliance areas...

Job DescriptionThe Regulatory Testing Lead will support and implement the annual testing plan, provide feasible solutions to address issues identified or recommendations to improve the business process, and set up best practices. This role requires a strong background in financial services compliance and experience in leading cross-functional...

Job SummaryWe are seeking an accomplished compliance professional to join our team as a Financial Services Compliance Officer. In this pivotal role, you will play a crucial part in ensuring the company's regulatory compliance across various aspects of financial services.Main Responsibilities:Monitoring and mitigating regulatory risks.Developing and...