Financial Services Regulatory Professional

Vor 6 Tagen


Zürich, Zürich, Schweiz coni+partner AG Vollzeit

Job Opportunity:

We are recruiting a Financial Services Regulatory Professional to join our team. The ideal candidate will have experience in a comparable function related to funds or distribution channels of asset management and possess strong analytical and problem-solving skills.

Key Responsibilities:

  1. Registration of investment funds with FINMA and maintenance of contact with foreign investment funds in Switzerland.
  2. Monitoring and enforcing legal requirements for various jurisdictions, including Luxembourg, Cayman Islands, and Singapore.
  3. Analyzing and evaluating cross-border distribution processes for investment funds.
  4. Providing guidance on regulatory issues related to the onboarding of fund managers (KYC/AML, tax compliance, due diligence, etc.).
  5. Updating country-specific compliance lists for fund documentation, investor information, financial reports, and legal reporting.
  6. Serving as a primary contact for internal stakeholders and investors.
  7. Supporting specialist teams in contract management and legal reporting.
  8. Maintaining fund documents, contracts, minutes, and preparing general meetings as needed.
  9. Engaging in situation-related ad hoc projects.

Requirements:

  • Bachelor's degree in Business Law or Paralegal studies.
  • Experience in a comparable function related to funds or distribution channels of asset management.
  • Familiarity with working with regulatory bodies such as FINMA, FMA, AIFM, and GFSC.
  • General knowledge of fund contracts, fund documentation, and compliance manuals (KYC/AML, cross-border, UCITS, etc.).
  • Demonstrated organizational skills and ability to work independently with a high level of professionalism towards internal and external stakeholders.
  • Eloquent communication skills and pleasant manners.
  • IT proficiency and MS Office skills.
  • Fluency in German and English languages.


  • Zürich, Zürich, Schweiz Career Renew Vollzeit

    Career Renew is seeking a highly experienced Legal & Compliance Operations Manager - Crypto to join our client's team in Zurich or Zug, Switzerland. As a key member of the legal department, you will be responsible for managing day-to-day legal operational tasks, providing legal advice to the Foundation Council, and supporting the legal team in various...


  • Zürich, Zürich, Schweiz deVere & Partners Switzerland SA Vollzeit

    Job OverviewThe successful candidate will provide tailored financial solutions in insurance and investment, developing and maintaining strong client relationships to help them achieve their financial goals.Key responsibilities include staying informed about market trends and regulatory changes affecting clients, ensuring they receive expert advice and...


  • Zürich, Zürich, Schweiz TN Switzerland Vollzeit

    About the RoleThis is an exciting opportunity to join our team as a Financial Services Tax Professional and contribute to the success of our clients in the European Wealth Management industry. You will have the chance to develop your skills and expertise in tax reporting, working closely with our experienced team members.Main ResponsibilitiesManage and...


  • Zürich, Zürich, Schweiz TN Switzerland Vollzeit

    As an International Financial Services Professional, you will play a key role in helping our clients achieve their financial goals by providing expert advice and guidance.About the job:Providing expert advice and guidance on financial services and industry trendsDeveloping and implementing strategic plans for our clientsManaging project teams and ensuring...


  • Zürich, Zürich, Schweiz talendo AG Vollzeit

    Job DescriptionThis role offers a unique opportunity to work in the heart of the financial services industry, driving regulatory compliance and data protection initiatives. As a Regulatory Data Analyst, you will play a critical role in ensuring the security and integrity of sensitive information.Your Key Accountabilities:Develop and maintain relationships...


  • Zürich, Zürich, Schweiz talendo AG Vollzeit

    Financial Services Compliance Job DescriptionWe're seeking talented individuals for our Regulatory Data Analyst position in the 2025 Technology Graduate Talent Program. As part of this program, you'll gain experience in financial services and regulatory & compliance data, collaborating with the TISO team to strengthen in-transit controls and maintain...


  • Zürich, Zürich, Schweiz TN Switzerland Vollzeit

    About the RoleWe are seeking a highly skilled Swiss regulatory expert to join our team at TN Switzerland.Key ResponsibilitiesOffer expert advice on Swiss regulatory matters to clients.Help the existing client base of the firm expand and develop new relationships.Be part of a multicultural team of professionals.Your ProfileExtensive experience in Swiss...


  • Zürich, Zürich, Schweiz Xebia Vollzeit

    Xebia is looking for a seasoned Financial Services IT Professional to join its growing team. This individual will be responsible for developing and implementing strategic initiatives across various sectors, leveraging skills in Salesforce and Avaloq.About the RoleThis is a full-time position requiring expertise in financial IT solutions.Job FunctionThe main...


  • Zürich, Zürich, Schweiz eClerx Services Ltd Vollzeit

    Your Career Journey:As a Regulatory Transaction Reporting Specialist at eClerx, you will have the opportunity to work with a talented team of professionals who are passionate about delivering exceptional results.Our company values diversity, inclusivity, and collaboration, and we strive to create a workplace culture that is supportive, dynamic, and fun.We...


  • Zürich, Zürich, Schweiz coni+partner AG Vollzeit

    We specialise in providing top-notch staffing solutions tailored to our clients' unique needs. Our goal is to ensure a seamless integration of professional skills and personal attributes within each organisation.In this context, we seek an accomplished compliance expert (m, f, d) who will embody the role of Business Analyst Compliance Risk EMIR, MiFID II for...


  • Zürich, Zürich, Schweiz TN Switzerland Vollzeit

    About Us:TN Switzerland is a leading provider of financial regulatory services, helping clients navigate complex compliance landscapes.We are seeking a highly skilled consultant to join our team and provide expert guidance on AML and CTF matters.The Role:Serve as a key advisor on compliance requirements for new product launches and system testing.Collaborate...


  • Zürich, Zürich, Schweiz Trinnovo Group | B Corp™ Vollzeit

    We are seeking a highly motivated and client-focused Private Banker to join our client's Private Wealth Management team. The successful candidate will be responsible for managing and growing a portfolio of high-net-worth (HNW) and ultra-high-net-worth (UHNW) clients by providing tailored financial solutions and exceptional client service.Key...


  • Zürich, Zürich, Schweiz TN Switzerland Vollzeit

    Company OverviewAt TN Switzerland, we are working together with a leading international commercial law firm to search for a Swiss regulatory expert to join their team in Zürich.Job DescriptionProvide expert guidance to clients regarding Swiss regulatory matters.Assist the current client base of the firm and grow your network to develop clients of your...


  • Zürich, Zürich, Schweiz Alpinum Solutions AG Vollzeit

    Alpinum Solutions AG, a leading provider of managed legal services, is seeking an exceptional professional for the role of Senior Regulatory Compliance Professional.About Alpinum SolutionsWe are a company that provides managed legal services in Switzerland, Germany and Liechtenstein. Our clients rely on our expertise to navigate complex regulatory...


  • Zürich, Zürich, Schweiz TN Switzerland Vollzeit

    As a Senior Financial Services Banking Professional, you will play a key role in delivering high-quality services to our clients. We are looking for an experienced individual with a strong background in finance and excellent analytical skills.The key responsibilities of this role include:Management consulting for our clients, handling strategic and...


  • Zürich, Zürich, Schweiz Lexius Search Vollzeit

    For our international trust company based in Zurich, we are seeking a Financial Services Professional to support our clients' business, accounting, tax, and social security matters.We offer an attractive corporate culture in a highly professional, dynamic, and international environment. Our team is committed to providing exceptional service to our clients,...


  • Zürich, Zürich, Schweiz Ebury Vollzeit

    About EburyEbury is a financial services provider that offers currency (foreign exchange) and commercial financing (commercial finance) services to small and medium-sized enterprises (SMEs) and SMEs+, which operate internationally.Our team is dedicated to providing innovative solutions for businesses looking to expand their operations globally. We are...


  • Zürich, Zürich, Schweiz Leonteq AG Vollzeit

    About the Role\We are seeking a highly skilled Legal Documentation Specialist to join our team at Leonteq AG. As a leading fintech company, we offer a dynamic and innovative work environment that allows you to grow professionally and personally.\In this role, you will be responsible for drafting legal documents/templates for structured financial products...


  • Zürich, Zürich, Schweiz Liberty Specialty Markets Limited Vollzeit

    We are seeking a Financial Services Risk Professional to join our team at Liberty Specialty Markets Limited. The successful candidate will have experience gained within the insurance industry and be able to apply risk profiling and pricing tools and loss models.About the RoleWe require someone with strong numeracy and literacy skills to demonstrate...


  • Zürich, Zürich, Schweiz NZZone Vollzeit

    Job OverviewNZZone's Financial Institutions team is seeking a highly skilled and experienced professional to fill the position of Coverage Expert. As a member of our team, you will be responsible for providing market and client-specific research on Financial Institutions, including banks, insurance companies, and asset managers.You will work closely with...