Financial Services Regulatory Professional
Vor 6 Tagen
Job Opportunity:
We are recruiting a Financial Services Regulatory Professional to join our team. The ideal candidate will have experience in a comparable function related to funds or distribution channels of asset management and possess strong analytical and problem-solving skills.
Key Responsibilities:
- Registration of investment funds with FINMA and maintenance of contact with foreign investment funds in Switzerland.
- Monitoring and enforcing legal requirements for various jurisdictions, including Luxembourg, Cayman Islands, and Singapore.
- Analyzing and evaluating cross-border distribution processes for investment funds.
- Providing guidance on regulatory issues related to the onboarding of fund managers (KYC/AML, tax compliance, due diligence, etc.).
- Updating country-specific compliance lists for fund documentation, investor information, financial reports, and legal reporting.
- Serving as a primary contact for internal stakeholders and investors.
- Supporting specialist teams in contract management and legal reporting.
- Maintaining fund documents, contracts, minutes, and preparing general meetings as needed.
- Engaging in situation-related ad hoc projects.
Requirements:
- Bachelor's degree in Business Law or Paralegal studies.
- Experience in a comparable function related to funds or distribution channels of asset management.
- Familiarity with working with regulatory bodies such as FINMA, FMA, AIFM, and GFSC.
- General knowledge of fund contracts, fund documentation, and compliance manuals (KYC/AML, cross-border, UCITS, etc.).
- Demonstrated organizational skills and ability to work independently with a high level of professionalism towards internal and external stakeholders.
- Eloquent communication skills and pleasant manners.
- IT proficiency and MS Office skills.
- Fluency in German and English languages.
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