Audit and Compliance Director
Vor 4 Tagen
In this critical role, you will be responsible for leading audits of private banking services across Switzerland and international markets. Responsibilities include:
- Leading comprehensive audits that ensure regulatory compliance and financial accuracy.
- Preparation of insightful and actionable reports.
- Provision of expert guidance to senior management on risk mitigation strategies and policy development.
- Coordinating with cross-functional teams to drive process improvements and manage project timelines effectively.
- Collaboration with key stakeholders to facilitate effective communication and foster strong working relationships.
- Demonstrated subject matter expertise in areas such as AML, Cross-Border transactions, and investment suitability.
We are seeking a seasoned professional with:
- An advanced degree in finance, accounting, or a related field; certification as a Certified Internal Auditor (CIA) or Chartered Professional Accountant (CPA) would be advantageous.
- Substantial experience (at least 5 years) in internal auditing within the financial sector, with expertise in anti-money laundering (AML), cross-border transactions, and investment suitability.
- Strong proficiency in Microsoft Office applications; knowledge of Avaloq software is a plus.
- Exceptional analytical and problem-solving skills, with the ability to prioritize tasks effectively and think critically.
- A strong work ethic, unwavering commitment to ethical standards, and exceptional communication skills.
- Ability to thrive in a fast-paced environment, work collaboratively, and engage effectively with diverse stakeholders.
- Fluent English language skills, with proficiency in additional languages (e.g., French, Spanish) being beneficial.
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