Audit and Compliance Director

Vor 4 Tagen


Basel, Basel-Stadt, Schweiz System Recruitment Specialists Vollzeit
About the Position

In this critical role, you will be responsible for leading audits of private banking services across Switzerland and international markets. Responsibilities include:

  1. Leading comprehensive audits that ensure regulatory compliance and financial accuracy.
  2. Preparation of insightful and actionable reports.
  3. Provision of expert guidance to senior management on risk mitigation strategies and policy development.
  4. Coordinating with cross-functional teams to drive process improvements and manage project timelines effectively.
  5. Collaboration with key stakeholders to facilitate effective communication and foster strong working relationships.
  6. Demonstrated subject matter expertise in areas such as AML, Cross-Border transactions, and investment suitability.
Key Requirements

We are seeking a seasoned professional with:

  1. An advanced degree in finance, accounting, or a related field; certification as a Certified Internal Auditor (CIA) or Chartered Professional Accountant (CPA) would be advantageous.
  2. Substantial experience (at least 5 years) in internal auditing within the financial sector, with expertise in anti-money laundering (AML), cross-border transactions, and investment suitability.
  3. Strong proficiency in Microsoft Office applications; knowledge of Avaloq software is a plus.
  4. Exceptional analytical and problem-solving skills, with the ability to prioritize tasks effectively and think critically.
  5. A strong work ethic, unwavering commitment to ethical standards, and exceptional communication skills.
  6. Ability to thrive in a fast-paced environment, work collaboratively, and engage effectively with diverse stakeholders.
  7. Fluent English language skills, with proficiency in additional languages (e.g., French, Spanish) being beneficial.


  • Basel, Basel-Stadt, Schweiz F. Hoffmann-La Roche AG Vollzeit

    Audit Director R&D and Supply Chain page is loadedAudit Director R&D and Supply ChainRoche fosters diversity, equity and inclusion, representing the communities we serve. When dealing with healthcare on a global scale, diversity is an essential ingredient to success. We believe that inclusion is key to understanding people's varied healthcare needs....


  • Basel, Basel-Stadt, Schweiz Roche Vollzeit

    Roche fosters diversity, equity and inclusion, representing the communities we serve. When dealing with healthcare on a global scale, diversity is an essential ingredient to success. We believe that inclusion is key to understanding people's varied healthcare needs. Together, we embrace individuality and share a passion for exceptional care. Join Roche,...

  • Internal Audit Director

    vor 16 Stunden


    Basel, Basel-Stadt, Schweiz FINDERS SA Vollzeit

    About the Role:FINDERS SA is a leading provider of customized investment advisory and asset management solutions for both private and institutional clients. We are seeking a seasoned professional to join our team as a Lead Auditor, responsible for assessing private banking operations across Switzerland and international locations.Main...


  • Basel, Basel-Stadt, Schweiz Roche Vollzeit

    Roche fosters diversity, equity and inclusion, representing the communities we serve. When dealing with healthcare on a global scale, diversity is an essential ingredient to success. We believe that inclusion is key to understanding people's varied healthcare needs. Together, we embrace individuality and share a passion for exceptional care. Join Roche,...


  • Basel, Basel-Stadt, Schweiz Helvetia Schweizerische Versicherungsgesellschaft AG Vollzeit

    Compliance and Quality Assurance:">We are seeking an experienced Aviation Compliance Officer to join our team at Jet Aviation. The successful candidate will be responsible for ensuring compliance with regulatory requirements and maintaining the effectiveness and performance of quality systems for our managed fleet.">About the Role:">The Aviation Compliance...


  • Basel, Basel-Stadt, Schweiz Viking Vollzeit

    We are seeking a highly skilled Director of Global Tax Compliance to join our team in Basel Office. This individual will be responsible for overseeing and accountable for the direct tax compliance process, including developing, improving, and documenting direct tax compliance processes and controls.The ideal candidate will possess at least 6 years of...


  • Basel, Basel-Stadt, Schweiz Tillotts Pharma AG Vollzeit

    About the RoleThis is an exciting opportunity to lead our QA Compliance and Services team at Tillotts Pharma AG.Main Responsibilities:Oversee the QA Compliance and Services team to guarantee compliance with regulatory requirements and industry standards.Develop and implement strategies to ensure readiness for regulatory inspections and customer audits.Work...


  • Basel, Basel-Stadt, Schweiz F. Hoffmann-La Roche AG Vollzeit

    The OpportunityWe are seeking an experienced leader to join our team as Audit Director R&D and Supply Chain.This role will provide leadership and direction to a team of professionals responsible for ensuring the integrity and effectiveness of our R&D and supply chain processes.You will be part of a multicultural and dynamic team based mostly in Basel,...

  • Senior Audit Manager

    vor 16 Stunden


    Basel, Basel-Stadt, Schweiz FINDERS SA Vollzeit

    Job Description:We are seeking a seasoned professional to join our team as a Lead Auditor, responsible for assessing private banking operations across Switzerland and international locations. The successful candidate will lead end-to-end audits, provide strategic insights to senior management, and contribute to the continuous improvement of risk management...

  • GxP Audit Manager

    Vor 2 Tagen


    Basel, Basel-Stadt, Schweiz Bechtle Schweiz AG, Onsite Services Vollzeit

    An exciting opportunity has arisen for a skilled professional to join our team as a Regulatory Compliance Expert in Basel.This challenging role involves supporting the strategic development of effective global risk-based audit strategies, planning and conducting GMP / GDP audits, and providing regulatory guidance to ensure compliance with relevant...

  • Leiter Compliance

    Vor 4 Tagen


    Basel, Basel-Stadt, Schweiz F. Hoffmann-La Roche Gruppe Vollzeit

    BerufsanforderungenAls Leiter der Compliance-Abteilung bei F. Hoffmann-La Roche Gruppe übernehmen Sie die Verantwortung für die Implementierung und Durchführung regulatorischer Compliance-Prozesse, um sicherzustellen, dass alle internen und externen Compliance- und Qualitätssicherungsanforderungen eingehalten werden. Dies umfasst die Minimierung von...


  • Basel, Basel-Stadt, Schweiz dotCommunity Sp z o. o. Vollzeit

    Required Skills and QualificationsKey Regulatory FrameworksBasel, EBA, PRA, etc.Data Lineage, Traceability, and Process RemediationRisk Assessment and Control EnhancementReporting Process Optimisation and ComplianceRegulatory Knowledge and UnderstandingFinance and Regulatory Audit Background


  • Basel, Basel-Stadt, Schweiz Healthcare Businesswomen's Association Vollzeit

    Job Description:We are seeking an experienced professional to fill the role of Compliance and Governance Process Owner. As a key member of our regulatory affairs team, you will be responsible for developing and implementing effective processes that drive compliance and excellence in our organization.About the Position:Develop and implement process...


  • Basel, Basel-Stadt, Schweiz BeiGene Vollzeit

    BeiGene continues to grow at a rapid pace with challenging and exciting opportunities for experienced professionals. When considering candidates, we look for scientific and business professionals who are highly motivated, collaborative, and most importantly, share our passionate interest in fighting cancer. General Description: This position within R&D...


  • Basel, Basel-Stadt, Schweiz F. Hoffmann-La Roche AG Vollzeit

    About the RoleWe are looking for a skilled professional to lead our internal audit function for R&D and Supply Chain.This role requires strong leadership and communication skills, as well as excellent business acumen and process knowledge.Key responsibilities include:Leading a team of auditors to ensure effective implementation of the audit plan.Developing...


  • Basel, Basel-Stadt, Schweiz BeiGene Vollzeit

    BeiGene continues to grow at a rapid pace with challenging and exciting opportunities for experienced professionals. When considering candidates, we look for scientific and business professionals who are highly motivated, collaborative, and most importantly, share our passionate interest in fighting cancer.General Description:This position within R&D...


  • Basel, Basel-Stadt, Schweiz F. Hoffmann-La Roche Gruppe Vollzeit

    Your Role in Quality AssuranceAs a Design Quality Partner, you play a vital part in ensuring the quality and compliance of medical devices. You will collaborate with cross-functional teams to guarantee the completeness and relevance of deliverables, drive standardization of deliverables across projects and customer areas, and represent Pre Market Quality in...


  • Basel, Basel-Stadt, Schweiz Datalynx AG Vollzeit

    The Quality Assurance Director - Analytical Chemistry at Datalynx AG will be responsible for ensuring the quality of our analytical-pharmaceutical operations. This includes reviewing and approving SOP's, protocols, reports, Certificate of Analysis, and other quality documents.ResponsibilitiesReview and approval of SOP's, protocols, reports, Certificate of...

  • GMP Compliance Expert

    vor 17 Stunden


    Basel, Basel-Stadt, Schweiz Datalynx AG Vollzeit

    GMP Compliance Expert at Datalynx AG will be responsible for ensuring the company's compliance with Good Manufacturing Practice (GMP) regulations. This includes reviewing and approving SOP's, protocols, reports, Certificate of Analysis, and other quality documents.About the RoleReview and approval of SOP's, protocols, reports, Certificate of Analysis, and...


  • Basel, Basel-Stadt, Schweiz Deloitte AG Vollzeit

    Location: Zurich, Geneva, Basel, Bern, Lausanne, Lugano Work Pattern Percentage: 60-100% Promote a Culture of Sound Quality & Risk Management Deloitte's Audit & Assurance practice helps our national and international clients achieve their corporate goals, manage their risks and improve their business performance. Likewise, Deloitte must manage the risks in...