Compliance Officer

vor 2 Wochen

Zürich, Zürich, Schweiz J Safra Sarasin Vollzeit

Job Role

We are seeking an experienced Compliance Officer to join our Swiss Advisory Team in Zürich. The successful candidate will play a crucial role in ensuring the Bank’s adherence to regulatory and statutory requirements.

Key Responsibilities

  1. Assume responsibility for ensuring compliance with current Swiss AML standards.
  2. Conduct global exposure checks of new and existing clients to identify and mitigate financial crime risks.
  3. Process account opening requests and KYC periodic reviews in line with the applicable regulatory and internal frameworks.
  4. Provide advice to client advisors on AML/CTF-related aspects.
  5. Perform risk assessments, thematic reviews, and deep dives on specific areas.
  6. Actively participate in diverse Compliance projects and the subsequent implementation effort.

Requirements

  1. Higher Education in law or economics or an equivalent education.
  2. 3-5 years of relevant working experience within a Financial Crime Compliance Department of a Swiss bank, preferably dealing with complex account openings and KYC periodic reviews/ad-hoc reviews, along with a thorough knowledge of the AML/CDB regulatory requirements.
  3. Strong analytical mindset with the ability to work thoroughly, flexibly, and independently.
  4. Good communicator, team player, and with an active attitude taking full ownership of his/her tasks and area of responsibility.
  5. Solution-oriented with a pragmatic approach and readiness to closely work with colleagues and stakeholders, internally and externally.
  6. Ability to work under pressure, to prioritize, and to take clear decisions.
  7. Fluency in German and English.

Please note that only direct applications will be considered.

Please note that if you submit your application, Bank J. Safra Sarasin Ltd will process your personal data for the purpose of the hiring and employment process. For further information, please read the Data Privacy Statement for applicants available on the Bank's website. By submitting your application, you then confirm your understanding and acceptance of the above.

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