SOX Compliance Specialist

Join Our Team as a Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our Private Wealth Management (PWM) Compliance team in Zurich. As a Compliance Specialist, you will play a critical role in ensuring that our business activities are conducted in accordance with regulatory requirements and firm policies.Key...

Job OpportunityAlpinum Solutions AG is seeking a highly skilled Compliance Officer to join our team in Zurich. As a leading provider of managed legal services in Switzerland, Germany, and Liechtenstein, we offer a challenging and rewarding work environment that promotes personal and professional growth.Key ResponsibilitiesReview and analyze domestic and...

At Alpinum Solutions AG, we are seeking a highly skilled Compliance Specialist to join our team. The ideal candidate will have a strong background in compliance and risk management, with a focus on regulatory compliance.Key ResponsibilitiesConduct thorough risk assessments and develop strategies to mitigate potential risksEnsure compliance with all relevant...

Job Title: Senior Compliance SpecialistJob Description:We are seeking a Senior Compliance Specialist to join our team at coni+partner AG. As a Senior Compliance Specialist, you will be responsible for implementing and supervising compliance issues, providing consulting services to management and front employees, and investigating complex Anti Money...

About the RoleWe are seeking a skilled Compliance Specialist to join our Private Wealth Management (PWM) Compliance team in Zurich. As a key member of our team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and firm policies.Key ResponsibilitiesCollaborate with the PWM Swiss, London, and European Compliance...

AML Compliance Specialist Job DescriptionOur client, a leading Cantonal Bank in Switzerland, is seeking an experienced AML Compliance Specialist to join their team.As a key member of the compliance team, you will work closely with the front office to ensure adherence to AML regulations and guidelines. Your responsibilities will include:Providing guidance and...

OUR IMPACTAt Goldman Sachs, we're committed to fostering a culture of compliance that helps us navigate the complexities of the global financial landscape. As a Compliance Specialist, you'll play a critical role in ensuring that our Private Wealth Management (PWM) business operates in accordance with regulatory requirements and firm policies.The PWM...

About UsAt Goldman Sachs, we are a leading global investment banking, securities and investment management firm. Our commitment to our clients, shareholders and the communities we serve drives our success. We believe that our people are our greatest asset, and we strive to create an inclusive and diverse workplace where everyone has the opportunity to grow...

coni + partner AG is seeking a highly skilled Compliance Specialist for Banking Operations to join their team. The ideal candidate will have a strong understanding of regulatory obligations, particularly EMIR and MiFID II, and be able to establish a control framework to ensure adherence to laws and regulations.The successful candidate will be responsible for...

coni+partner AG is seeking a highly skilled Senior Compliance Specialist to join their team. The ideal candidate will have a strong background in Anti-Money Laundering (AML) regulations and experience in private banking.The successful candidate will be responsible for implementing and supervising compliance issues, providing consulting services to management...

About the RoleWe are seeking a highly skilled Investment Compliance Specialist to join our team at State Street. As a key member of our Institutional Services function, you will play a critical role in delivering a comprehensive and holistic approach to client relationships.Key ResponsibilitiesSupport the analysis and interpretation of fund contracts and...

Regulatory SpecialistAbout the Role:SIX is seeking a highly skilled Regulatory Specialist to join our team. As a key member of our regulatory team, you will be responsible for monitoring regulatory changes in CCP regulations across EU, ES, CH, and UK, and translating them into actionable strategies for SIX Clearing.Key Responsibilities:Stay up-to-date with...

Job Title: US Tax SpecialistWe are seeking a highly skilled US Tax Specialist to join our team at Vontobel Swiss Financial Advisers (Vontobel SFA), a US licensed Registered Investment Adviser (RIA). As a key member of our compliance team, you will play a crucial role in maintaining excellent regulatory tax compliance.Key Responsibilities:Provide expert...

Job Title: Quality Assurance Compliance SpecialistAt CH10 - BJB Bank Julius Baer & Co. Ltd., we value the unique qualities you bring to the table, empowering you to make a meaningful impact and create value beyond wealth.Job SummaryThe Consolidated Supervision team is responsible for implementing the Global Minimum Standards (GMS) and Global Minimum Controls...

US Tax Specialist Job DescriptionWe are seeking a highly skilled US Tax Specialist to join our team at Vontobel Swiss Financial Advisers (Vontobel SFA), a US licensed Registered Investment Adviser (RIA). As a key member of our compliance team, you will play a crucial role in maintaining excellent regulatory tax compliance.Key Responsibilities:Manage tax...

About DeelDeel is a global platform that enables businesses to hire and manage talent from anywhere in the world. Our mission is to break down hiring borders and connect companies with the best talent worldwide.Job SummaryWe are seeking a highly skilled Payroll Compliance Analyst to join our team in Switzerland. As a key member of our Product team, you will...

Job Title: US Tax SpecialistWe are seeking a highly skilled US Tax Specialist to join our team at Vontobel Swiss Financial Advisers (Vontobel SFA), a US licensed Registered Investment Adviser (RIA). As a key member of our compliance team, you will play a crucial role in maintaining excellent regulatory tax compliance.Key Responsibilities:Provide expert...

Job SummaryWe are seeking a highly skilled Business Analyst IB Compliance Specialist to join our team at coni+partner AG. As a key member of our compliance team, you will be responsible for ensuring that our client, a leading bank in Zurich, adheres to relevant regulatory obligations.Key ResponsibilitiesMonitoring and establishing a control framework for...

Join Our Team as a US Tax SpecialistWe are seeking a highly skilled US Tax Specialist to join our team at Vontobel Swiss Financial Advisers (Vontobel SFA), a US licensed Registered Investment Adviser (RIA). As a key member of our compliance team, you will play a crucial role in maintaining excellent regulatory tax compliance.Key Responsibilities:Provide...

Join Our Team as a US Tax SpecialistWe are seeking a highly skilled US Tax Specialist to join our team at Vontobel Swiss Financial Advisers (Vontobel SFA), a US licensed Registered Investment Adviser (RIA). As a key member of our compliance team, you will play a crucial role in maintaining excellent regulatory tax compliance.Key Responsibilities:Provide...