Anti-Fraud and Investigation Specialist
vor 4 Wochen
We are seeking an experienced professional to join our Anti-Fraud and Investigation team, which forms part of Group Compliance at Lombard Odier. This team is responsible for ensuring the integrity of our operations and maintaining a strong control environment. The successful candidate will work closely with our colleagues to identify and mitigate potential risks, ensuring that our clients' assets are protected.
The ideal candidate will have a strong background in AML Investigations, with a proven track record of identifying and reporting suspicious activity. They will also possess excellent analytical and communication skills, with the ability to work effectively in a team environment. In addition, they will be familiar with relevant laws and regulations, including the Swiss due diligence committee (DDC) and Group due diligence committee (GDDC) guidelines.
Key responsibilities will include:
- Undertaking AML Investigations into cases of suspected money laundering
- Undertaking investigations analytics for transactions and AML trigger events
- Preparing AML/SAR submissions and following up submissions for the Swiss DDC and GDDC
- Filing suspicious activity reports (SAR's) with the Swiss MROS
- Service Swiss judicial orders in conjunction with the legal unit
- Using the AML/SAR case database for the end-to-end process of AML Investigations and SAR filings
- Producing weekly, monthly, quarterly, half-yearly and yearly management information (MI) AML/SAR reports
- Coordinating AML and SAR multi-entity and multi-jurisdictional cases in the countries in which we operate
- Managing, and contributing to, the production of AML awareness news videos and alerts
- Acting as a point of contact for AML Investigations and SAR advice for all colleagues within the Group
- Conducting enhanced due diligence investigations (EDD) when directed
- Contributing to AML/SAR training, via updating AML/SAR e-learning modules, giving presentations and producing training materials
- Analysing AML Investigations and SAR reports to propose control improvements and identify emerging AML trends
- Maintaining the AML/SAR team standard operating procedure (SOP)
- Organising and participating in the group monthly Money Laundering Reporting Officers (MLRO) feedback call
- Participating as a member of the monthly Group Financial Crime Community Forum call
- Leveraging your expertise to assist the financial crime transaction monitoring team, sanctions team, and client on-boarding and review team during times of increased compliance activity
- Maintaining expert knowledge of AML/SAR law and regulation and financial crime trends with regard to money laundering
- Maintaining your industry network in financial crime compliance
We are looking for a highly motivated and experienced professional who is passionate about AML Investigations and has a strong track record of success in this field. If you are a detail-oriented individual with excellent analytical and communication skills, and are passionate about working in a dynamic and fast-paced environment, we would love to hear from you.
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