Risk and Compliance Specialist

vor 3 Wochen

Zürich, Zürich, Schweiz Taleo Consulting Vollzeit

Job Mission and Description

We are looking for a skilled professional to join our team as a Risk and Compliance Specialist. The successful candidate will be responsible for validating client profiles, performing risk and compliance researches and analysis, and supporting management to improve our Due Diligence Team organization and procedures.

Key Responsibilities

  1. Validation of client profiles which do not require Compliance involvement.
  2. Performing Risk and Compliance researches and analysis (such as PEPs, Adverse Information, etc.) supported by Bank tools, as well as using public sources to provide a first risk assessment on complex files.
  3. Supporting Management to improve DDT organization and adapting procedures and set-up to enable the Bank to be compliant with Swiss and international regulation and standards.
  4. Improving constantly own knowledge and adapting work due to the departments' priorities and needs.
  5. Coordinating the onboarding and KYC procedure for Financial Institutional clients (such as Banks, Asset Manager, Funds, etc.) with all involved stakeholders, such as client, relationship manager, compliance department, other Due Diligence Teams. These stakeholders are located in Switzerland and/or abroad.
  6. The onboarding contains client documentation collection and analysis (including tax documents) and driving the whole KYC/Due Diligence procedure.
  7. Updating of the client profile and re-assessment of client risk level within the periodical and ad-hoc recertification during client life-time.

Requirements

We are looking for a highly motivated and organized individual with a commercial education or university degree in economics/law and at least 2 years of experience in KYC/Due Diligence operational experience on Financial Institutions (such as Banks, Asset Manager, Funds, etc.). The ideal candidate will have experience in KYC project management, a high interest in the banking/compliance sector, and a strong sense of confidentiality and proactivity.

What We Offer

We offer a dynamic and collaborative work environment where motivated professionals can grow and develop their skills. We believe that our success depends on the talent of our employees, and we are committed to providing opportunities for professional growth and development.

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