Aktuelle Jobs im Zusammenhang mit Junior Compliance Officer – Financial Services Oversight - Geneva - Lombard Odier
-
Director, Office of Internal Oversight Services
vor 3 Wochen
Geneva, Schweiz World Health Organization (WHO) VollzeitJob Description - Director, Office of Internal Oversight Services (IOS) (2504350) Director, Office of Internal Oversight Services (IOS) - (2504350) Grade: D2 Contractual Arrangement: Fixed-term appointment Contract Duration (Years, Months, Days): Two Years : Dec 16, 2025, 6:04:51 PM : Jan 15, 2026, 10:59:00 PM : Switzerland-Geneva : HQ/IOS Office of Internal...
-
Chief Financial Officer
vor 1 Woche
Geneva, Schweiz Private Family Office VollzeitAbout the Role We are seeking a seasoned Chief Financial Officer with a deep background in real estate to oversee the financial operations of a dynamic Single Family Office. This role focuses on a significant portfolio of properties across Switzerland and Europe. The ideal candidate will combine high-level financial stewardship with hands-on oversight of...
-
Compliance Officer
vor 2 Wochen
Geneva, Schweiz SYZ SA VollzeitPurpose of the role:The Compliance department is responsible for ensuring the application of the provisions of the Legal and Compliance framework within the Bank. In its role, the Compliance Officer ensures the execution of the 2nd level of defence controls and reporting. Key responsibilities Job description/ key responsibilities:Ensure the Bank complies...
-
Chief financial officer
vor 2 Wochen
Geneva, Schweiz Private Family Office VollzeitAbout the RoleWe are seeking a seasoned Chief Financial Officer with a deep background in real estate to oversee the financial operations of a dynamic Single Family Office. This role focuses on a significant portfolio of properties across Switzerland and Europe. The ideal candidate will combine high-level financial stewardship with hands-on oversight of real...
-
Junior Compliance Officer LATAM
vor 3 Wochen
Geneva, Schweiz coni+partner AG Vollzeitconi + partner, established 1993, is a consultancy company with headquarter in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates. Our client is an...
-
Senior Compliance Officer
vor 21 Stunden
Geneva, Schweiz W Executive VollzeitSwitzerland | Wealth Management / Financial Services Our client, a well-established Swiss financial company, is looking for a Senior Compliance Officer to strengthen its compliance function. Your responsibilities Monitoring Swiss and international regulatory developments (AMLA, FinSA/FinIA, FINMA AMO, CDB, sanctions). Updating policies, procedures, and...
-
Senior Compliance Officer
Vor 2 Tagen
Geneva, Schweiz W Executive VollzeitSwitzerland | Wealth Management / Financial Services Our client, a well-established Swiss financial company, is looking for a Senior Compliance Officer to strengthen its compliance function. Your responsibilities Monitoring Swiss and international regulatory developments (AMLA, FinSA/FinIA, FINMA AMO, CDB, sanctions). Updating policies, procedures, and...
-
Compliance Officer
vor 2 Wochen
Geneva, Schweiz Selby Jennings VollzeitAbout the Role We are looking for a proactive and detail-oriented Compliance Officer to join a dynamic international team. This position involves working on complex compliance matters with a strong focus on cross-border regulations and client due diligence. Key Responsibilities Support AML/KYC processes and conduct enhanced due diligence for international...
-
Compliance Officer
Vor 7 Tagen
Geneva, Schweiz Selby Jennings VollzeitAbout the Role We are looking for a proactive and detail-oriented Compliance Officer to join a dynamic international team. This position involves working on complex compliance matters with a strong focus on cross-border regulations and client due diligence. Key Responsibilities Support AML/KYC processes and conduct enhanced due diligence for international...
-
Senior Compliance Officer
vor 7 Stunden
Geneva, Illinois, Schweiz Finders SA VollzeitClient:Our client is a well-established Geneva-based private bank, renowned for its high-quality wealth management services and strong values. The bank serves an international clientele and offers a collaborative, professional culture where compliance plays a key role in maintaining regulatory excellence and integrity. A human-sized employer, offering...
Junior Compliance Officer – Financial Services Oversight
vor 1 Monat
A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents. With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions. “Rethink Everything” is our philosophy – it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients. Junior Compliance Officer – Financial Services Oversight (12-month contract) The Financial Services Oversight (FSO), part of the Compliance Unit of Lombard Odier, is responsible for maintaining the Group’s Conduct framework, which includes: the monitoring of market abuse, the management of conflicts of interest, and the oversight of personal account dealing, trading activity, and financial services. The FSO’s daily activities are very varied and include a mix of controls, analysis, investigations and advisory as well as staff awareness through the provision of training. YOUR MISSION: As Junior Compliance Officer of the Financial Services Oversight, your tasks will include: - Monitoring of securities transactions and processing of alerts of possible market abuse (insider trading, market manipulation), including investigations using a wide set of resources (internal documents, market data, social networks); - Monitoring of staff financial transactions to detect breaches of our internal directives and possible conflicts of interest with the Bank, its clients or another counterparty; - Approving and providing advice on personal and professional situations of employees (external activities, personal relationships, gift management, exception requests) to prevent and manage possible conflicts of interest; - Conducting oversight of the activities of other Group entities to ensure adequate consolidated supervision, and serving as a central contact point for all GCCR matters; - Drafting and maintaining internal policies and procedures, as well as e-learning and live training, within the team topics perimeter; - Ensuring adequate documentation and reporting of all activities so that information is complete, understandable and accurate; - Reviewing marketing materials and corporate communications. YOUR PROFILE: - A university degree or comparable studies or equivalent in working experience in the financial industry sector; - 1-2 years’ experience in the financial services industry in a Compliance, Audit or Risk department (or other similar control functions), preferably in the Private Banking sector; - Basic knowledge and understanding of financial markets, financial instruments and investment products; - Proficiency in office software (Excel, Word, PowerPoint) and ease with modern technology; - Analytic mind, capable of dealing with numbers and large volumes of data, as well and reading and analyzing long texts; - Socially comfortable and able to handle difficult conversations with demanding counterparts; - Strong eagerness to learn, solution oriented and proactive “hands-on” approach; - Fluent in both French and English, capable of expressing him/herself in either language both orally and in writing. Any other language would be a plus; - Experience with market abuse monitoring tools or the process of alerts would be a plus; - Knowledge of the Swiss and European market conduct rules regulatory framework would be a plus (Swiss Financial Infrastructure Act and Ordinance, FINMA Circular 08/2013, European Market Abuse Regulations, Swiss Financial Services Act and European MiFID2 frameworks); - Trustworthy, discreet, organized and flexible; - Residence in Switzerland. Our Maison’s DNA is defined by five core values. Excellence drives us to be the best at what we do, while Innovation fuels our progress. Respect underpins every interaction, and Integrity shapes our actions. Together, we are One Team, united in serving our clients with unwavering dedication. As a responsible and supportive employer, we promote a diverse and inclusive work environment for our employees and candidates. Diversity, Equity and Inclusion are woven into the fabric of our Maison’s DNA, and we strive to ensure that our employees can fulfill both their personal and professional aspirations by encouraging internal mobility and individual upskilling programs. We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy. It is an exciting time to join our Teams. All applications will be handled in the strictest confidence.
