Head of Group Anti-fraud and Aml Investigations

vor 7 Monaten

Geneve, Schweiz Lombard Odier & Cie Vollzeit

A career at _
- Lombard Odier_
- means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF_
- 300 billion and operating from over 25 offices across 4 continents._
- With a history spanning over 225 years, _
- Lombard Odier_
- is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide_
- advanced banking technology to other financial institutions._
- “Rethink Everything” is our philosophy_
- it is at the heart of everything we do. We have grown stronger through more than 40 financial crises by rethinking the world around us to provide a fresh investment perspective for our clients._

We are looking for a Team Head to manage the Group Anti-Fraud and AML Investigations team. The role sits in Group Compliance and reports to the Group Chief Compliance Officer.

YOUR ROLE

Undertaking the daily business of the Anti-Fraud and Investigations team by:
- Owning and reviewing at Group level the Anti-Fraud Management, Fraud Prevention, Anti-Bribery and Corruption (ABC), Suspicious Activity Reporting (SAR) and Whistleblowing (WB) Group Guidelines.- Sit as a member of the Compliance Management Team and Group Compliance Forum to contribute to the overall strategic direction of the Group Compliance Unit.- Managing the members of the Anti-Fraud and Investigations team.- Manage and oversee all Fraud, AML, ABC, and WB investigations, including when directed, serious breaches of Group Guidelines or the Staff Code of Conduct.- Manage and oversee the end to end process for Suspicious Activity Reporting (SAR) at Group Level, from the initial investigation of referrals, to SAR filings and all follow up actions in all jurisdictions.- Manage the response for requests from authorities and judicial orders for Fraud, ABC and Anti-Moneylaundering (AML) cases.- Manage and oversee the quality of reports to decision bodies for the filing of SAR reports (proceeds of crime or terrorist financing) both in Switzerland and in the regional offices.- Deliver Anti-Fraud, Anti-Bribery and Corruption, Suspicious Activity Reporting and Whistleblowing training throughout the Group.- Manage and oversee the production of all management information (MI) reporting required weekly, monthly, quarterly and annually for Anti-Fraud, AML, ABC, and WB and submissions for- Contribute to the digital automation of compliance processes with a focus on reducing manual processes.- Management and oversight of the Anti-Fraud and AML/SAR in-house databases.- As a second line of defense function contribute to Working Groups (at different levels) for new business initiatives and ensure adequate Anti-Fraud controls are in place for new products.- Represent the team and when directed the Compliance Unit at governance committees.- Act as the senior point of contact and senior advisor to the front and other stakeholders within the Group for all Anti-Fraud, SAR, AML investigations, and WB matters.

YOUR PROFILE- Degree or equivalent, legal qualifications desirable.- Compliance professional qualifications desirable.- Investigation professional courses desirable.- 15+ years’ experience of Fraud and Financial Crime Compliance in the Banking sector, preferably Private Banking.- Proven track record in senior stakeholder engagement with the ability to communicate at all levels.- Strategic thinker with the ability to challenge.- People management experience.- Senior level presentation skills.- Knowledge of the Global Anti Money Laundering (AML) landscape.- Experience of interacting with regulators desirable.- Investigations management, with cross border experience preferable.- Understanding of basis criminal, civil, employment, and tribunal proceedings.- Standing within the global investigations community with an established network.- Excellent responsiveness and problem-solving skills.- Innovative, results-oriented, and initiative driven.- Excellent written and verbal communications skills.- Excellent organizational and multi-tasking skills.- Ability to work independently as well as a team leader.- Ability to build and maintain strong networks internally and externally.- A thorough understanding of the roles and responsibilities of a Compliance Anti-Fraud and Financial Crime Anti-Money laundering (AML) function.- A thorough understanding of the Banking Industry and working in a regulated sector.- Banking Investigations experience in Fraud, AML, Bribery, Corruption, Sanctions, and Whistleblowing.- Experience with Microsoft office tools, in particular PowerPoint, Excel and Access.- Experience in the use of investigations technology (search tools, e-Discovery

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