Business Risk

vor 2 Wochen


Fribourg, Schweiz Swisslinx Vollzeit

On behalf of our trusted client, a globally operating banking group, Swisslinx is looking for a Business Risk & Control Manager to join the banks' private banking division in Geneva.

The role involves managing a Business Control team overseeing risk and control by exercising a programme of day-to-day and on-going supervisory activities across a group of Bankers, Investment Counsellors and Capital Markets teams. As a Risk Manager you will be interacting with a range of stakeholders across all levels of the organization including Business Managers, General Market Managers, Desk Heads, Private Bankers, Investment Professionals and Servicing Teams.

This would be a temporary contract for 6 months with the possibility of an extension and an immediate start date.

**Responsibilities**:
As a Business Control Manager lead will manage a team responsible for various supervisory duties as assigned, which will include:

- Monitoring and approval of Investment Objective Setting forms for client accounts
- Monitoring and oversight of account level risk versus Investment Objectives, Risk Tolerance and other suitability information through execution of the Daily Risk Management Review process
- Monitoring and review of Suitability Surveillance Cases, and similar surveillance reports generated in relation to investment transactions.
- Performing regular review of trade blotters / desk activities across the Investments organisation
- Reviewing and approving certain alternative investments, higher risk or complex transactions either pre or post promotion
- Reviewing and approving client MIFID professional status
- Conducting periodic reviews of employees involved in the promotion of Investment Products, including but not limited to Training & Competency assessments
- Reviewing and approving certain correspondence and investment presentations
- Lead and support key projects to (1) enhance controls and respond to new regulations and/or bank policies, and (2) implement process enhancements, management and oversight of new or arising issues
- Presenting findings and preparing materials for regular Governance and Control Forums

Your Profile:

- Many years' experience in risk management and controls within banking, preferably private banking
- Proven leadership and supervisory skills to manage a team responsible for various duties
- Ability to effectively interact and communicate with stakeholders at all organizational levels
- Understanding of regulatory compliance requirements and the ability to monitor respective controls
- Demonstrated leadership skills in leading and supporting key projects aimed at enhancing controls, responding to new regulations and/or policies, and implementing process enhancements.
- Business fluent English, French would be an advantage

If you are a dynamic and motivated professional seeking a new opportunity to make an impact in the world of finance and risk management, we encourage you to apply.



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