Head of Compliance

vor 1 Monat


Fribourg, Schweiz Brodard Executive Search Vollzeit

Description du poste

Assist the Treasury and Trading teams in their activities and ensure that they meet applicable laws and regulations, internal standards and policies at Group level.

**The Role
- Manage Treasury & Trading Compliance team to deliver high standards of advice, guidance and surveillance in relation to the Bank’s activities;
- Analyse, assess and develop tools to monitor activities in the above areas: best execution and market abuse monitoring; fair allocation of orders; derivatives trading in compliance with FinMIA and EMIR; regulatory reporting; Personal Account Dealing
- Deliver the monitoring activity plan as agreed with the Group Head of Compliance;
- In conjunction with local Compliance functions, perform group oversight to ensure that group Directives are complied with locally
- Go-to person for the SIX Participants audit and for Internal and external audits on the Treasury and Trading business
- Assist in the development and update of Compliance manuals and key operating procedures and policies for TT;
- Prepare the reports required by the Group Head of Risk and Compliance;
- Represent Compliance at the Financial Intermediaries (FIG) Group Committee and at the Structured products Committee;
- Train employees (team and front) on new Compliance rules and provisions in relation to Treasury and Trading

**The Profile
- A minimum of 10 years’ experience in financial services industry as Risk/Compliance Officer of which at least 3 years in a similar function;
- Extensive understanding of financial products, market conduct rules, Swiss and international regulations in financial markets;
- Fluent French & English
- Swiss Resident (or willing to relocate)


  • Head of Intake

    vor 1 Monat


    Fribourg, Schweiz ICRC Vollzeit

    **Head of Intake & Analysis Team**: **Context**: In line with the ICRC commitment to enhancing the culture of integrity, and the objective of responding effectively to any violations of the Code of Conduct, the ICRC is strengthening its investigation capacity by enabling a timely and thorough collection, review, and analysis of misconduct - and...

  • Head Of Accounting

    vor 1 Tag


    Fribourg, Schweiz Otis Switzerland Vollzeit

    Head Of AccountingAs Head of Accounting for Otis SA, you will be reporting to CFO for Otis SA and will lead and manage all aspects of the accounting department, providing strategic financial insights, overseeing accounting operations, ensuring compliance with accounting principles and regulations (US GAAP / Local GAAP), and supporting the company's growth...

  • Head Of Accounting

    Vor 4 Tagen


    Fribourg, Schweiz Otis Switzerland Vollzeit

    Head Of AccountingAs Head of Accounting for Otis SA, you will be reporting to CFO for Otis SA and will lead and manage all aspects of the accounting department, providing strategic financial insights, overseeing accounting operations, ensuring compliance with accounting principles and regulations (US GAAP / Local GAAP), and supporting the company's growth...


  • Fribourg, Schweiz ARIAD Vollzeit

    At Takeda, Quality has always been a priority for us, throughout our long history. Today, what we do in Global Quality touches every part of our diverse organization. It’s reflected in our end-to-end Quality Management System that encompasses R&D, Manufacturing & Distribution, Commercial, Vaccines and our BioLife Plasma collection network. When you’re a...


  • Fribourg, Schweiz ABB Vollzeit

    **Head of Enterprise Architecture**: **Take your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future. At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we...

  • Head of Finance

    Vor 3 Tagen


    Fribourg, Schweiz SAM International GmbH Vollzeit

    We are looking for a highly accurate head of finance to oversee all financial activities. The responsibilities of a head of finance include managing financial tasks and ensuring that finances are used beneficially. You should also ensure that investments and finances comply with regulations. To be successful as a Head of Finance & Administration, you should...

  • Head of Operations

    Vor 2 Tagen


    Fribourg, Schweiz Electra Vollzeit

    **What do we do ?**: **Born in 2021 from the desire to make cities less polluted and less noisy**, Electra is helping to shift usage towards electric mobility by tackling the main obstacle of recharging. **Electra is constantly innovating to facilitate the recharging of electric vehicles with a network of fast recharging hubs (15 to 30 minutes maximum) and...


  • Fribourg, Schweiz Bank J. Safra Sarasin Vollzeit

    Job Summary **Business unit** **Credit Management** **Location** **Geneva, CH; Basel, CH** **Activity rate** **100%** **Publication date** **06.03.2023** **Reference** **1976** - About usAs a leading sustainable private bank, we offer dynamic and personalized services in investment advisory and asset management for private and institutional...


  • Fribourg, Schweiz PICTET Vollzeit

    **Your team**: **Pictet Asset Management (Pictet AM)** manages the assets of some of the world’s largest institutions, financial intermediaries and their clients. Our culture welcomes independent thinkers and centres around investment excellence, a long-term perspective and a dedication to client service.- As part of Pictet AM Investment Compliance team,...

  • Head of Help-desk

    vor 1 Monat


    Fribourg, Schweiz PICTET Vollzeit

    **Your team**: - The - **Help Desk team** is part of the IT Production unit. Its mission is to provide support for and advice on the various products available to the Bank's users, ensuring both transparency and quality. The development of the visions and practices of "IT Production" is one of our core concerns and is taken into account in all our...


  • Fribourg, Schweiz Richemont Vollzeit

    Reference Code: 99654**Trade Compliance Intern**: - Richemont- Villars-sur-Glâne, FR, CH- Trainee/Intern- Richemont owns some of the world’s leading luxury goods Maisons, with particular strengths in jewellery, fine watches and premium accessories. Each Maison represents a proud tradition of style, quality and craftsmanship and Richemont seeks to...


  • Fribourg, Schweiz Parker Hannifin Corporation Vollzeit

    **Position Summary** We are a global leader in the research, design, integration, manufacture, certification, and lifetime service of flight control, hydraulic, fuel, fluid conveyance, thermal management, lubrication, and pneumatic systems and components for aerospace and other high-technology markets. We support the world’s aircraft and aero engine...


  • Fribourg, Schweiz Rheinmetall Air Defence AG Vollzeit

    **Head of Department Electronics & Systems (m/w/d)** **Rheinmetall Air Defence AG in Zürich** - Rheinmetall - / - **Head of Department Electronics & Systems (m/w/d)** - Ref.Nr.: - **CH00496** - Anstellungsart: - **Vollzeit** - Vertragsart: - **Unbefristeter Vertrag** WOFÜR WIR SIE SUCHEN Als Head of Department Electronics & Systems (m/w/d)...


  • Fribourg, Schweiz Adnovum Vollzeit

    **What you're going to do**: You don't only succeed in strategic planning, but also in implementing and accompanying change processes? A bit of headwind doesn't throw you off track so easily and you know when to be sensitive and when to be assertive? Then you are made for this role! We in HR understand the needs of our units and take our role as internal...


  • Fribourg, Schweiz GOWAGO AG Vollzeit

    Gowago challenges the current process of car buying and strives to become the future way of getting a car. Our goal is to become the leader in online automotive retailing by providing the best and easiest customer experience. We believe in monthly payments, fair and transparent prices, and a hassle-free experience to find and drive your next car. We are a...

  • Head of Interfaces

    vor 1 Monat


    Fribourg, Schweiz ANYbotics Vollzeit

    ANYbotics is a fast-growing tech company dedicated to shaping the future of mobile robotics across multiple industries. Join our highly talented and motivated team of more than 120 people and work on cutting-edge robot technology. The Opportunity In essence, the deliveries of your department will be ANYbotics’ main scalable business driver as we deploy...


  • Fribourg, Schweiz Morgan Philips Group Vollzeit

    Notre client, un leader dans le secteur industriel, recherche un « Head of Digital Transformation » (F/H). Il s’agit d’un poste dont l’objectif est d’identifier et de mettre en place une stratégie digitale sur le plan global, ainsi que d’accompagner les équipes dans une démarche de transformation. **Missions principales**: Diriger...


  • Fribourg, Schweiz World Intellectual Property Organization Vollzeit

    Premises Infrastructure, Central Services Division, Administration, Finance and Management Sector Grade - P5 Contract Duration - 2 years (maximum cumulative length of 5 years) * Duty Station : CH-Geneva Publication Date : 29-May-2024 Application Deadline : 25-Jun-2024, 4:59:00 PM This post is a limited-term fixed-term post. **1.** **Organizational...


  • Fribourg, Schweiz Tecan Vollzeit

    **Join Tecan! Join the market leader!** **Work in an international and dynamic environment, share our success!** Ever wondered how your skills and unique background could impact the world of tomorrow?_ _Join our Partnering Business team and bring your passion and talent to work. **Head of Key Accounts EMEA, Partnering Systems** Männedorf,...

  • Head of Marketing

    vor 1 Monat


    Fribourg, Schweiz Horeca Vollzeit

    HEAD OF MARKETING Nous sommes une société Horeca de premier plan, spécialisée dans la fourniture de services d'accueil et de restauration. Notre mission est d'offrir des expériences de haute qualité et un service impeccable à tous nos clients. Nous travaillons dans un environnement dynamique et stimulant où nos employés peuvent exprimer leurs...