Compliance Manager

Vor 5 Tagen

Basel, Schweiz True Wealth AG Vollzeit

True Wealth is the Swiss pioneer in online wealth management. Already over 10,000 clients entrust their assets to our investment solution and we are constantly developing our platform to make investing ever simpler, transparent and more cost effective. We pass on the advantages of digitalisation to our customers, enabling them to invest, and provide for their retirement, as efficiently as possible.

To meet the rising popularity of our investment solution and to support our next growth phase, we are looking to strengthen our second line of defense. You will take ownership in this varied compliance role and work closely alongside our Client Services and Investment Management teams, reporting to the Chief Risk and Compliance Officer.

**Your responsibilities**
- Implement, enforce and optimise our compliance framework
- Keep abreast of changes in applicable laws and regulations
- Inform and advise colleagues in regulatory matters
- Support with legal research, staff trainings, supervisory audits, and reports
- Act as first point of contact for our Client Services and Investment Management teams
- Swiftly manage and resolve compliance incidents as well as atypical client cases/enquiries
- Perform due diligence measures on (prospective) clients and transactions
- Ensure proper client documentation as part of KYC quality assurance
- Escalate suspicious client activities for MROS reporting

**Profile**
- Previous work experience in a legal, compliance or audit function
- Solid knowledge of AMLA, CDB 20, and FinSA; beneficial: OPO2, DPA, et al.
- Degree or diploma in legal/compliance studies; professional qualifications an asset
- High integrity, reliable, diligent, well-organised, proactive, self-motivated
- Strong team player with hands-on mentality and client-oriented approach
- Keen on furthering and sharing your compliance knowledge
- Affinity for digital business processes as well as quickly finding viable compliant solutions
- Excellent command of native German and English, especially in writing; French would be a plus

**What we offer**
- Wide-ranging role in a fast-paced environment
- Lean first
- and second-line-of-defense processes
- Direct interaction with clients and executive board members
- Continuous professional development
- Dynamic, multi-national and open company culture
- Enthusiastic, experienced colleagues from diverse fields
- Flat hierarchy free from bureaucracy
- Career returners are equally welcome
- Modern office in Zurich (near station Zürich Binz SZU, 2 stops from HB)

Are you up for the challenge? Get in touch with us with a copy of your CV/resume. Please note that you need to have a work permit for Switzerland.
- Location

Zürich, ZH
- Department

Risk & Compliance
- Employment Type

Part-Time
- Minimum Experience

Mid-level

  • QA Auditor Compliance Manager

    vor 23 Stunden

    Basel, Schweiz CTC Resourcing Solutions Vollzeit

    **_The Life Science Career Network_** **QA Auditor Compliance Manager** Our client is a pioneer in Drug Discovery and Development and one of the frontrunners in Personalised Healthcare. As the world's largest R&D spender in the pharmaceutical and diagnostics domain, they work in a vast number of drug discovery & therapeutic areas and are highly recognized...

  • Quality Assurance Compliance Manager

    vor 18 Stunden

    Basel, Schweiz Apsida Life Science Vollzeit

    Apsida Life Science is looking for a QA Compliance Manager.Key Responsibilities:Ensure compliance with GMP standards at both third-party service providers and internal facilities.Develop and assist with the annual plan for external QA audits and internal self-inspections.Conduct GMP/GDP audits and self-inspections, coordinating with internal teams and...

  • QA Auditor – Compliance Manager

    Vor 6 Tagen

    Basel, Schweiz CTC Resourcing Solutions Vollzeit

    QA Auditor Compliance Manager – 6263 ADAOur client, an innovative and dynamic bio-pharmaceutical company headquartered in Switzerland, covering multiple therapeutic areas, committed into delivering products on the market over the next 5 years, is looking for a QA Auditor Compliance Manager for 1 year contract with high possibility of extension based in...

  • GxP e-Compliance Manager

    Vor 2 Tagen

    Basel, Schweiz Sobi group Vollzeit

    Statistics show that women and underrepresented groups tend to apply to jobs only if they meet 100% of the qualifications. Sobi encourages you to change that statistic and apply. Rarely do candidates meet 100% of the qualifications. We look forward to your application!At Sobi, the work we do every day redefines the standards of care and transforms the lives...

  • QA Auditor Compliance Manager

    Vor 2 Tagen

    Basel, Schweiz Halian Vollzeit

    Job ResponsibilitiesEnsure GMP compliance at third party service providers and within internal facilities.Lead or assist in establishing external QA Audit and internal self-inspection annual Plan.Conduct GMP/GDP audit and self-inspections and coordinate with internal personnel and suppliers to schedule, execute and follow up with audit observations.Promptly...

  • Process and Compliance Manager

    vor 23 Stunden

    Basel, Schweiz NTT DATA Vollzeit

    **Req ID**: 258136 We are currently seeking a Process and Compliance Manager to join our team in Basel, Basel-Stadt (CH-BS), Switzerland (CH). Overall, the role of the Data Migration Process & Compliance Manager is to: - Understand Data Migration Program strategy and associated defined processes. - Understand European, pharmaceutical industry, financial...

  • Process and Compliance Manager

    vor 23 Stunden

    Basel, Schweiz Hashmap Vollzeit

    **Req ID**:258136 We are currently seeking a Process and Compliance Manager to join our team in Basel, Basel-Stadt (CH-BS), Switzerland (CH). Overall, the role of the Data Migration Process & Compliance Manager is to: - Understand Data Migration Program strategy and associated defined processes. - Understand European, pharmaceutical industry, financial...

  • Documentation and Compliance Manager

    vor 23 Stunden

    Basel, Schweiz We make it Vollzeit

    Beschreibung: We make it GmbH is a company operating nationally in Switzerland which, thanks to many years of successful experience, has a high level of competence in the personnel services sector. Concentration of placement activities on the core areas of industry, technology, office/administration, engineering, pharmaceuticals and IT. We make it GmbH...

  • Documentation and Compliance Manager

    vor 23 Stunden

    Basel, Schweiz Work Selection Vollzeit

    **Beschreibung**: For our international medical partner, F. Hoffmann-La Roche Ltd. in Basel, we are looking for a qualified and motivated **Documentation and Compliance Manager** for a temporary contract of 12 months with a possible extension. Within the department, the chapter Product Care/Documentation and Compliance is accountable for Technical Support...

  • Documentation and Compliance Manager

    vor 23 Stunden

    Basel, Schweiz We make it GmbH Vollzeit

    We make it GmbH is a company operating nationally in Switzerland which, thanks to many years of successful experience, has a high level of competence in the personnel services sector. Concentration of placement activities on the core areas of industry, technology, office/administration, engineering, pharmaceuticals and IT. We make it GmbH places the...

  • Compliance-Experte für Qualitätssicherung und Risikomanagement

    Vor 6 Tagen

    Basel, Basel-Stadt, Schweiz Gi Group SA Vollzeit

    Gi Group SA suchen Sie nach einem erfahrenen Compliance-Experten für die Stelle eines Compliance-Managers, der sich auf die Gestaltung von Risikomanagementsystemen spezialisiert hat.Beschreibung:Unser Kundenunternehmen, ein führender Anbieter von Lösungen im Bereich der Lebensmittelindustrie, sucht einen Compliance-Manager mit umfassenden Kenntnissen in...

  • Compliance Manager

    Vor 7 Tagen

    Basel, Schweiz Hobson Prior Vollzeit

    Hobson Prior are currently looking for a Compliance Manager (GCP) to join a brilliant biotech organisation on a contract basis. Our client is focused on supplying life-changing treatments for various serious illnesses. Please note that to be considered for this role you must have the right to work in this location. **Key Responsibilities**: - For this...

  • Compliance Officer

    Vor 2 Tagen

    Basel, Schweiz CM-CIC Gruppe Vollzeit

    StellenCompliance Officer (100 %)Arbeitsort: BaselGeschäftsbereich: Financial Crime ComplianceFunktion: FachspezialistIhre AufgabenSie prüfen und kontrollieren die Dokumentation von natürlichen und juristischen Personen auf formelle und materielle Korrektheit sowie auf besondere Risiken im Rahmen des Eröffnungs- wie auch des Wiedervorlageprozesses.Sie...

  • Global Manager Financial Compliance

    Vor 5 Tagen

    Basel, Schweiz Lonza Vollzeit

    Switzerland, Basel Today, Lonza is a global leader in life sciences operating across three continents. While we work in science, there’s no magic formula to how we do it. Our greatest scientific solution is talented people working together, devising ideas that help businesses to help people. In exchange, we let our people own their careers. Their ideas,...

  • Global Is Compliance Framework Lead

    Vor 5 Tagen

    Basel, Schweiz ABB Vollzeit

    Global IS Compliance Framework Lead Take your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future. At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we...

  • Compliance Officer

    Vor 2 Tagen

    Basel, Schweiz Bank CIC (Schweiz) AG Vollzeit

    Arbeitsort: Hauptsitz BaselGeschäftsbereich: Financial Crime ComplianceFunktion: FachspezialistListe der Aufgaben: Sie prüfen und kontrollieren die Dokumentation von natürlichen und juristischen Personen auf formelle und materielle Korrektheit sowie auf besondere Risiken im Rahmen des Eröffnungs- wie auch des Wiedervorlageprozesses Sie überwachen...

  • Compliance Officer

    vor 1 Tag

    Basel, Schweiz Bank CIC (Schweiz) AG Vollzeit

    Arbeitsort: Hauptsitz BaselGeschäftsbereich: Financial Crime ComplianceFunktion: FachspezialistListe der Aufgaben: Sie prüfen und kontrollieren die Dokumentation von natürlichen und juristischen Personen auf formelle und materielle Korrektheit sowie auf besondere Risiken im Rahmen des Eröffnungs- wie auch des Wiedervorlageprozesses Sie überwachen...

  • Pharmaceutical Compliance Expert

    Vor 7 Tagen

    Basel, Basel-Stadt, Schweiz ITech Consult AG Vollzeit

    We are seeking a highly skilled Pharmaceutical Compliance Expert to join our team at ITech Consult AG. The successful candidate will support and own Corrective and Preventive Actions (CAPAs) and actions arising from deviations and GMP inspections.The ideal candidate has a Master's degree in Pharmaceutics, Analytical Chemistry, or a related field and...

  • Compliance Verification Engineer

    Vor 2 Tagen

    Basel, Schweiz Jet Aviation AG Vollzeit

    Since 1967, Jet Aviation has been crafting flight in its smoothest form. From one hangar in Basel, Switzerland, to some 4,000 employees, and some 50 locations worldwide. Aircraft Management, Aircraft Sales, Charter, Completions, Defence, FBO, Fixed and Rotary Wing Maintenance, and Staffing. Behind every seamless Jet Aviation experience, is a team of...

  • Compliance Verification Engineer

    vor 1 Tag

    Basel, Schweiz Jet Aviation AG Vollzeit

    Since 1967, Jet Aviation has been crafting flight in its smoothest form. From one hangar in Basel, Switzerland, to some 4,000 employees, and some 50 locations worldwide. Aircraft Management, Aircraft Sales, Charter, Completions, Defence, FBO, Fixed and Rotary Wing Maintenance, and Staffing. Behind every seamless Jet Aviation experience, is a team of...