Head of Client Review

vor 24 Stunden


Geneve, Schweiz Brodard Executive Search Vollzeit

Description du poste

The **Head of Client Review **must manage the Wealth Management Client Periodic Review team, ensuring that the team fulfills its main missions and duties.

**The responsibilities
**- Provide from time-to-time guidance and expertise on quality standards and regulatory requirements to WM Front Office when necessary;
- Synchronize with Compliance and Client Documentation teams to ensure standards are met.
- Raise and escalate any deviation to the adherence to the Bank’s standards to the relevant management, control functions and/or committees;
- Upon Management’s request, act as a relay of authority within the WM Markets on certain initiatives;
- Any other task required by Management relating to the mission of the employees;
- Regular meetings with WM Relationship Managers and Management.;
- Regular reporting and reports on activity and associated risks.
- Team Manager duties:

- The scope of this role is very broad and encompasses a wide variety of tasks and responsibilities that will include the following:

- Manage teams split between Zurich and Geneva to ensure effective and efficient monitoring of client periodic reviews;
- Forecast, plan and implement ongoing Client review projects ensuring all team members and bank wide employees are aligned with standards and processes;
- Ongoing monitoring, training and support of team members and the other stakeholders in respect of expected quality of deliveries;
- Follow up on planning delivery, identify any risk of not delivering, escalate and propose solutions to Management;
- Raise issues, discrepancies, and backlog on the review plan with WM Market and Region heads, aiming at finding and agreeing on solutions;
- Stakeholdership with IT, Operations and business stakeholders to ensure systems alignment with needs and requirements, and address development needs;
- Closely interact with Compliance Quality Assurance team to ensure standards are sustained, and sustainably address discrepancies;
- Address complex remediation and review cases with the team and relevant stakeholders within the organization (Compliance, WM Business Regulatory Advisory,);
- Ensure that escalation process is effective and efficient and that pragmatic decisions are formulated and followed with effect;
Manage closely the team capacity and address risks to Management.**The profile:
- Minimum 10 years of professional experience within the banking sector, in Compliance and Conformity functions.
- People management experience required;
- A detailed background and knowledge of Swiss AML and CDB regulatory frameworks and requirements to complete periodic reviews;
- Acumen and sensitivity to International Sanctions, Financial Crime, Cross Border matters, Tax and/or Investor protection frameworks a plus;
- Ability to recognize CDB document requirements and inform Relationship Managers of any inconsistencies or needs;
- Proven ability to work effectively with Front Office;
- Master Degree ;
- Fluent English a must; French and / or German a plus
Swiss resident



  • Geneve, Schweiz BCP – BANQUE DE COMMERCE ET DE PLACEMENTS Vollzeit

    Established in 1963 as a Swiss bank, bcp.bank segments its activities into two well-established core businesses: Commodity _ - Trade Finance and Wealth Management. These are reinforced by our expert Treasury services. bcp.bank enjoys a solid _ - reputation as a high-quality service provider in all of its banking fields. Founded under Swiss Banking Law and...

  • Head of Finance

    vor 1 Woche


    Geneve, Schweiz Robert Half Vollzeit

    We are looking for a Head of Finance (f/m/x) for our client, a multinational company based in Canton de Genève.For this position, the employee in question will work directly for our client. Despite the Covid-19 situation, our customer is currently looking for motivated employees (f/m/x). The support, placement and all of our additional services are free of...

  • Head of Languages

    vor 1 Woche


    Geneve, Schweiz ICRC Vollzeit

    **Requisition ID**: 20748 **Region**: Europe (HQ) **Contract type**: Open-ended contract What we do The International Committee of the Red Cross (ICRC) works worldwide to provide protection and humanitarian assistance to people affected by conflict and armed violence. We take action in response to emergencies and, at the same time, promote respect for...


  • Geneve, Schweiz Lombard Odier & Cie Vollzeit

    A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...


  • Geneve, Schweiz PICTET Vollzeit

    **Your team**: - Corporate Functions includes the Group’s non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Organisation & Digital, Risk and Tax...

  • Head of Reception

    Vor 6 Tagen


    Geneve, Schweiz SYZ GROUP Vollzeit

    **Job summary**: The Head of Reception is responsible for the overall management of the reception area at our private bank offices in Switzerland. This includes providing a high level of client experience, organizing the reception teams and ensuring that all 5-star service standards are met for our clients, visitors and staff. Mission **Job description/ key...

  • Head of Legal

    Vor 7 Tagen


    Geneve, Schweiz PLEION SA Vollzeit

    PLEION SA is headquartered in Geneva and is one of the leading independent asset managers in Switzerland regulated by FINMA with offices based in Zurich, Geneva, Bern, Sion, Nyon and Verbier. We are looking for our **Your role** - Responsibility for the whole Legal & Compliance day-to-day business monitoring; - Responsible for the reporting tasks to the...


  • Geneve, Schweiz Lombard Odier & Cie Vollzeit

    A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...


  • Geneve, Schweiz OPTIMA PARTNERS Vollzeit

    **Head of Equity Strategy** ***For our client, a Geneva based private bank, we are currently looking for a Head of Equity Strategy and Research reporting to the CIO and managing a small team with direct access to UHNW clients. **1. Your responsibilities** Equity research - Leadership on equity committee and equity lists - Ensure the smooth running of the...


  • Geneve, Schweiz Lombard Odier & Cie Vollzeit

    A career at the Lombard Odier Group is something to be proud of. Our mission is to protect and grow our clients’ wealth - but not by any means necessary. Sustainability is at the heart of everything we do and we treat our clients’ wealth as if it were our own. We protect our clients’ assets for the long-term using expertise and innovation, all...

  • Evidence Reviewer

    vor 24 Stunden


    Geneve, Schweiz United Nations Vollzeit

    Result of Service Provide analyses following a review of the evidentiary materials collected by the IIMM identifying material pertinent to the mandate of the IIMM. Prepare clear and concise analytical reports. The services must be made available on a timely and ongoing basis to facilitate the work of other members of the Team. Work...


  • Geneve, Schweiz Multi Personnel Vollzeit

    For our client, an important trading company, we are looking for a permanent position as an Head of Oilseeds Research **Your mission**: - Build up and maintain global balance sheets for Oilseeds, Meals and Vegetable Oils - Bring an existing strong network and keep developing a clients’ portfolio within the key growing regions (USA/South America) and main...

  • Head of Sales Manager

    Vor 2 Tagen


    Geneve, Schweiz Symbiotics Group Vollzeit

    About us Symbiotics Group is the leading market access platform for impact investing, dedicated to private markets in emerging and frontier economies. The group offers market research, investment advisory, asset management and capacity building services. The firm has assets under management of close to USD 3 billion. Symbiotics currently employs more than...

  • Head of Accounting

    vor 1 Woche


    Geneve, Schweiz SYZ GROUP Vollzeit

    **Context **:As part of its 3-year strategic ambitions, Bank Syz is strengthening its Accounting Unit, under the supervision of the Chief Financial Officer. The Accounting Unit is in charge of preparing the Bank’s financial statements and regulatory statistics, as well as those of the Syz Group’s other operating entities. The Unit has also recently...


  • Geneve, Schweiz AP Executive Vollzeit

    New - Location: Geneva - Salary: Negotiable per annum - Job Type:Permanent Posted about 6 hours ago A growing and dynamic international Private Bank is looking to hire a Deputy Global Head of Intermediaries. The Bank has a long and distinguished history, its headquarters are offshore and it has growing operations across multiple jurisdictions including...


  • Geneve, Schweiz International Air Transport Association (IATA) Vollzeit

    Employment Type: Permanent Contract Duration: About the team you are joining The Head of Policy Analysis will report to the Chief Economist and have the responsibility for developing the research agenda for the Policy workstream, in coordination with the Chief Economist, the additional workstream Heads, and our stakeholders. The Head of Policy Analysis is a...

  • Evidence Reviewer

    Vor 7 Tagen


    Geneve, Schweiz United Nations Vollzeit

    Result of Service Provide report(s) following a review of the evidentiary materials collected by the Mechanism identifying material pertinent to the mandate of the Mechanism Work Location Remotely Expected duration ASAP to 31 December 2021 **Responsibilities**: These positions are with the Independent Investigative Mechanism for Myanmar (IIMM), based in...

  • Head of Compliance

    vor 30 Minuten


    Geneve, Schweiz Brodard Executive Search Vollzeit

    Description du poste - On behalf of our client, a financial company based in Geneva, we are looking for a Head of Compliance & Risk.**Your Responsibilities** - Help the company by maintaining and building a sustainable risk and compliance framework that places regulatory and compliance best practice standards, and a culture of appropriate conduct at the...


  • Geneve, Schweiz United Nations Vollzeit

    Result of Service Provide analyses following a review of the evidentiary materials collected by the IIMM identifying material pertinent to the mandate of the IIMM. Draft clear and concise analytical reports. Work Location Remotely Expected duration 7 months **Responsibilities**: The position is with the Independent Investigative Mechanism for Myanmar...

  • Head of Support

    vor 24 Stunden


    Geneve, Schweiz ICRC Vollzeit

    **Requisition ID**: 20708 **Region**: Global Deployment Option **Contract type**: Open-ended contract What we do The International Committee of the Red Cross (ICRC) works worldwide to provide protection and humanitarian assistance to people affected by conflict and armed violence. We take action in response to emergencies and at the same time promote...