Compliance Risk Management- Associate

vor 3 Wochen


Zurich, Schweiz JPMorgan Chase & Co Vollzeit

**JOB DESCRIPTION**

This position requires proactive and self-sufficient behaviors, a demonstrable ability to leverage Microsoft Office and/or other technology skills to drive efficiencies, and an intellectual curiosity to achieve results independently and as part of a group. This position requires you to exercise sound judgment, and follow high quality standards.

**Responsibilities**:

- Provide administrative support for reporting on AML governance metrics and support production of critical analysis of data to improve problem solving and decision making
- Positively and creatively influence changes within the department and coordinate critical department and team initiatives.
- Support production and delivery of materials in response to examinations by internal and external auditors.
- Provide AML, sanctions, bribery/corruption (“financial crime”) advice to the Line of Business including the front office, onboarding/operations, and technology as relates to customers, transactions, New Business Initiatives Assessment etc.
- Support AML governance forum whilst ensuring timely escalation to senior management of financial crime related matters.
- Oversee changes to local policies and procedures in responses to changes to firm policies, local laws and regulations and ensure proper communication and dissemination.
- Participate in regular governance forums with the corporate compliance team (e.g. Know Your Client requirements and support the delivery of the annual Politically Exposed Person review.

**Required qualifications, capabilities and skills**
- Proficient in Excel, Visio, PowerPoint, Word; coding and program management platforms are a plus
- 1 to 3 years of experience in consulting, financial services industry or government agency/regulatory body experience (MROS, FINMA)
- Ability to multi-task, work well under pressure with a commitment to deliver under tight deadlines.
- Use of judgement to clearly and concisely present conclusions from the data analysis and associated risk.
- Set individual priorities based on team goals; delivers expected work with a sense of urgency; solves problems and shares ideas for improvement.

**Preferred Qualifications, capabilities and skills**
- Strong research and analytical skills.
- Qualification in accounting, finance, law, project management, or technology are a plus.
- Languages: English is required. French, Russian, Spanish or Arabic are a plus.

**ABOUT US**

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.

**ABOUT THE TEAM**

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.



  • Zurich, Schweiz Waelti Partners Vollzeit

    Für unsere Klientin, ein kleineres, spezialisiertes Dienstleistungsunternehmen mit Sitz im Zentrum von Zürich, suchen wir per sofort oder nach Vereinbarung eine(n) „Mandatsleiter(in) Compliance, Risk Management & Legal (80-100%)“. Die Vakanz wird wie folgt beschrieben (leicht bearbeitete Version der Job Description): **Aufgabengebiete**: -...


  • Zurich, Schweiz UBS Vollzeit

    Switzerland - Zürich - Business management, administration and support, Compliance, Risk - Group Functions **Job Reference #** - 284968BR **City** - Zürich **Job Type** - Full Time **Your role** - Are you an enthusiastic team player looking to have an impact in Group Compliance, Regulatory & Governance (GCRG) COO? Are you passionate about protecting...


  • Zurich, Schweiz Livit AG Vollzeit

    Schreibe mit uns Erfolgsgeschichten Du bist aufgeschlossen, ambitioniert und legst Wert auf eine zukunftsorientierte Arbeitsweise am Puls der Zeit? Wir bieten dir ein dynamisches, modernes Arbeitsumfeld und unterstützen dich in deiner Weiterentwicklung. Mit dem Engagement jedes einzelnen Mitarbeitenden stellen wir uns den Herausforderungen von heute und...

  • Investment Banking Risk

    vor 6 Monaten


    Zurich, Schweiz Nomura Vollzeit

    **Job title: Investment Banking Risk & Controls Associate** **Corporate Title: Associate** **Division / Department: Investment Banking Division** **Location: Zurich, Switzerland** **Nomura Overview** This role resides in our Investment Banking Division (IBD) COO team, focused on the Greentech Industrials and Infrastructure EMEA Sector team, and the IBD...


  • Zurich, Schweiz Open Systems AG Vollzeit

    **Risk and Compliance Manager** Within the Office of Legal & Information Security, you will be responsible for risk and general compliance. This is a unique position as you will drive the development of Enterprise Risk management, using both a management and hands-on approach within technical, economical and legal areas. **Your mission** You interact with...

  • Country Compliance

    vor 7 Monaten


    Zurich, Schweiz Bank of America Vollzeit

    At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...


  • Zurich, Schweiz ITech Consult Vollzeit

    **Project**: For our customer, Roche Diagnostics International based in Rotkreuz, we are looking for support in risk management ((M/F/d) **Background**: As the central location of the Diagnostics Division, we invest in research and development for new tests and systems for the rapid and reliable diagnosis of diseases. The SHE (Safety, Security, Health &...


  • Zurich, Schweiz Synpulse Holding AG Vollzeit

    We are an established, globally active management consulting company with offices in Switzerland, Germany, Austria, UK, USA, Singapore, Hong Kong, the Philippines, Australia, Indonesia and India. We are a valued partner to many of the world‘s largest international financial services and insurance firms. We support our clients at all project management...


  • Zurich, Schweiz Takeda Vollzeit

    **About** the role**: As the Associate Director, GCP Compliance Lead, Deviation Management, Clinical Quality Assurance, you will establish standards for excellence in GCP investigation documentation, root cause analysis, responses, CAPAs, and effectiveness checks to optimize effective and consistent performance within Research and Development, Plasma Derived...


  • Zurich, Schweiz Takeda Pharmaceutical Vollzeit

    **About** the role**: As the Associate Director, GCP Compliance Lead, Deviation Management, Clinical Quality Assurance, you will establish standards for excellence in GCP investigation documentation, root cause analysis, responses, CAPAs, and effectiveness checks to optimize effective and consistent performance within Research and Development, Plasma Derived...


  • Zurich, Schweiz smiti AG Vollzeit

    Die smiti AG in Horgen ist spezialisiert auf Verleih und Vermittlung von Spezialisten in den Bereichen IT, HR, Sales, Finance, Marketing und Merchandise. Für unseren Kunden im Raum Zürich suchen wir einen/e** Risk Management „internes Kontrollsystem“ Expert - (a) - Contracting od. Festanstellung** **Ihre Aufgaben** - Anwendung des internen...

  • Risk Manager

    vor 6 Monaten


    Zurich, Schweiz JobHive AG Vollzeit

    Who is hiring? For an Investment Boutique in Zurich, we are looking for a Risk Manager! Tasks - Involved in Investment risk tasks, Regulatory risk and Corporate risk - Pivotal role in identifying, assessing, and managing risks associated with our operations - Ensuring adherence to regulatory requirements - Implementing robust risk management frameworks -...


  • Zurich, Schweiz smiti AG Vollzeit

    Die smiti AG in Horgen ist spezialisiert auf Verleih und Vermittlung von Spezialisten in den Bereichen IT, HR, Sales, Finance, Marketing und Merchandise. Für unseren Kunden im Raum Zürich suchen wir einen/e** Risk Management Testing Expert (a) - Contracting od. Festanstellung** **Ihre Aufgaben** - Anwendung des internen Kontrollsystems (IKS) -...

  • Governance, Risk

    vor 5 Monaten


    Zurich, Schweiz Lakera Vollzeit

    As**_ the first Governance, Risk, and Compliance team member_** you’ll make a significant impact at a rapidly growing AI security startup. You will have the opportunity to drive the greenfield development of a comprehensive data and security governance framework that scales with the company as it grows and builds customer trust. As a bonus, you'll have the...


  • Zurich, Schweiz MME Compliance AG Vollzeit

    Beschreibung Die Details zum Inserat sind auf unserer Karriereseite zu finden: Legal Associate Blockchain, DLT, Finanzmarktrecht (mme.ch) Standort Standort: Straße: Stadt: - Land: Zürich oder Zug Zollstrasse 62 8005 Zürich oder Zug - SchweizZusätzliche Standorte Standort: Straße: Stadt: - Land: MME Zug Gubelstrasse 22 6300 Zug -...


  • Zurich, Schweiz KPMG AG Vollzeit

    We are looking for a motivated, committed person who is willing to support us on providing high quality advisory services around model lifecycle management, in particular in quantitative model development and validation, working in a dynamic team environment.Your contribution to KPMGSupport and lead projects, from a quantitative and qualitative perspective,...

  • Business Risk Manager

    vor 6 Monaten


    Zurich, Schweiz PICTET Vollzeit

    **Your team**: - The Pictet Group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and employs over 5,100 people.Pictet Wealth Management (PWM) combines more than 200 years of Swiss banking heritage with...


  • Zurich, Schweiz Forensic Risk Alliance Vollzeit

    Our Forensic Accounting professionals review accounting and business records and provide detailed analysis to help uncover essential facts and insights. We bring to bear the range of our forensic investigation skill set to help our clients understand and analyse events or issues and prepare to deal with them. We have developed methodologies and strategies...

  • Manager Governance, Risk

    vor 6 Monaten


    Zurich, Schweiz Mazars Vollzeit

    (80-100%) Über diese Stelle Deine Leidenschaft ist unser wertvolles Gut! Dich erwartet ein dynamisches und stark wachsendes Team, ein abwechslungsreiches Aufgabengebiet und grosses Entwicklungspotential. Werde Teil unserer Erfolgsgeschichte und gestalte die Zukunft von Mazars mit. Wir freuen uns, dich kennenzulernen. Deine Aufgabe - Du leitest und...


  • Zurich, Schweiz Carne Group Vollzeit

    Location - Zurich - Employment Type - Permanent - Department - CIO Group - Description **Who are we looking for?** Fantastic opportunity for a finance professional to support the risk & valuation management strategy in Carne Group - the premier provider of Fund-Management solutions to asset managers across the world. We are seeking a highly motivated...