Business Control Manager

vor 8 Monaten


Geneve, Schweiz LHH Vollzeit

We are currently seeking a Risk Management professional available at the earliest convenience, to join on a long-term assignment with an international bank situated in Geneva.

Reviewing and endorsing for client accounts

Exercising oversight over account-level risk in relation to Investment Objectives, Risk Tolerance, and other suitability criteria through the execution of the Daily Risk Management Review process

Monitoring and evaluating Suitability Surveillance Cases and similar surveillance reports pertaining to investment transactions

Regularly reviewing trade blotters and desk activities within the Investments organization

Evaluating and approving specific alternative investments, higher risk transactions, or intricate transactions either before or after promotion

Validating client MIFID professional status

Conducting routine account documentation and suitability assessments, encompassing cross-border considerations

Periodically assessing employees involved in the promotion of Investment Products, including Training & Competency evaluations

Managing and aiding in the resolution of complaints relating to sales practices or investment matters

Conducting intermittent surveillance reviews

Crafting presentations and materials for regular Governance and Control Forums

The role of Business Control Manager is situated within the EMEA Private Bank, reporting directly to the EMEA Head of Investment in-Business Risk. This position involves overseeing a team responsible for risk and control management by conducting an ongoing program of supervisory activities across a group of professionals including Bankers, Investment Counsellors, and Capital Markets teams

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