Financial Crime Controls Testing

vor 4 Wochen

Zurich, Schweiz Credit Suisse Vollzeit

**Your field of responsibility**

The Financial Crime Controls Testing & Assurance (“FC CTA”) Associate role is focused on Swiss Bank (SB) and International Wealth Management (IWM) acting as the member of an established, experienced and highly collaborative team which is responsible for the execution of review activities. CTA independently assesses key financial crime controls (incl. Client Identification/Know Your Client, Anti-Money Laundering, Anti-Corruption, and Sanctions Compliance) in the SB and IWM business divisions in Switzerland.

This is an interesting and varied role which requires critical thinking, excellent communication, precision, and analytical skills. The team reports to a local CTA Team Lead and is part of the global CTA function. This role is initially to cover a period of maternity leave, leading to the possibility of a permanent role based on performance.

The role holder assesses the design and/or operating effectiveness of key financial crime controls through post-event reviews, proactively identify areas of financial crime risk, areas of improvement, and root causes of issues identified, and ensures that effective and timely corrective action plans are in place to address financial crime risks and issues identified during their review work.

Additional responsibilities include the preparation of final review reports and detailed summaries to present results to and discuss with Senior Management and control owners, assessing review results to identify trends and enhancement opportunities for the Financial Crime program or control enhancement, and documenting issues and actions for tracking in the appropriate systems.

This role requires the individual to liaise with internal colleagues, control owners/performers, to discuss identified issues, root cause, severity level, course of action, due dates, and assigned issue and action owner(s).

In addition to performing CTA reviews covering the SB and IWM, the individual may also have an opportunity to contribute to broader cross-divisional reviews. Other general FCC CTA responsibilities may be added, as needed.

We offer the possibility of remote working, which can be discussed and agreed with the Manager.

**Your future colleagues**:
The Global Financial Crime Controls Testing & Assurance (“FC CTA”) function is a globally centralized independent testing program within the Financial Crime Compliance (“FCC”) group, which assesses the effectiveness of the design and operation of key 1st and 2nd Line of Defense controls in identifying, managing, and/or mitigating financial crime risks (incl. Anti-Money Laundering, Anti-Bribery and Corruption, and Sanctions). The Financial Crime Controls Testing & Assurance Associate will report into the CH CTA Lead, based in Zurich, who reports to the Global Head of CTA. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

This position offers remote working opportunities for an agreed amount of days per week.

**Your skills and experience**

The role requires an individual who offers:

- A university degree in a finance or law-related area
- At least 4 years of working experience within international banking or financial institutions, optimally gathered in compliance, business risk management and/or audit
- An open, dedicated, and self-motivated attitude
- Familiarity with and knowledge of private banking and wealth management businesses and risks
- Excellent verbal and written communication skills in English required, good knowledge of German would be an advantage, and additional language skills are a plus
- High degree of accuracy, attention to detail, and well-organized working method
- Strong analytical skills (preference also for data analysis and processing experience e.g. Tableau)
- Ability to work both independently and within a team
- Working knowledge of AMLA, AMLO-FINMA legislation and regulations, and FATF international recommendations is preferred, with experience in alternative jurisdiction-specific AML or financial crime regulations a plus
- Understands the value of diversity in the workplace and is dedicated to fostering an inclusive culture in all aspects of working life so that people from all backgrounds receive equal treatment, realize their full potential and can bring their full, authentic selves to work

LI-CSJOB

**Your new employer**:
Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.

We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

Credit Suisse is an equal opportunity employer. Welcoming di

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