Head Compliance Monitoring Switzerland
vor 1 Monat
Job Summary
Business unit
Compliance
Location
Geneva, CH
Activity rate
100%
Publication date
21.06.2023
Reference
2229
About us
As a leading sustainable private bank, we offer dynamic and personalized services in investment advisory and asset management for private and institutional clients. Our success depends on the enthusiasm and commitment of our employees and we value each person with their unique technical expertise, professional qualifications and social skills.
We are successfully operating for more than 180 years across 27 locations worldwide and offer our employees the chance to be a part of our success. Our employees are our most valuable asset, we are proud of our unique culture that fosters entrepreneurship and is fueled by a high team spirit and the positive attitude of each individual. Join our international team and be part of the next chapter of the J. Safra Sarasin Group.
Your role
The position consists in leading the Compliance monitoring team in charge of investigations and transactions' monitoring in Switzerland.
**Responsibilities**:
Leading the Compliance Monitoring team
Ensure an efficient organisation (e.g. processes, template, list, etc.) of the Compliance Monitoring team
Ensure the compliance with AML/CFC applicable rules as well as the Bank’s AML/CFC standards and directives
Ensure in particular adequate and efficent processes for investigations and KYT in order to secure that any necessary steps are taken within appropriate deadlines
Ensure appropriate reporting (KRI, specific transactions' pattern, etc.)
Control and assess on an ongoing basis the KYT monitoring system and make any necessary recommendations
**Profile**:
Higher Education such as FH/University degree in law or economics or an equivalent education (e.g. Diploma of Advanced Studies in Compliance Management)
At least 5 years working experience as Senior Compliance Officer and team leader in compliance, in particular in relation to transactions monitoring and investigations along with a thorough knowledge of AML regulatory requirements
Strong analytical skills and mind set with the ability to work thoroughly, flexible and independently
Good communicator, team player and with an active attitude taking full ownership of his/her tasks and area of responsibility
Solution oriented with a pragmatic approach and readiness to closely work with colleagues and stakeholders, internally and externally
Ability to work under pressure, to prioritize and to take clear decisions
Very good command of English; other languages are an asset
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