Legal & Compliance Officer - Capital markets

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Legal & Compliance Officer - Capital markets

B

Organising Institution / Firm

Beyond Potentials

Not Specified by Organiser

Not Specified

Master in Law, Financial Law, Compliance or equivalent. Minimum 5 to 10 years of experience in a Legal and/or Compliance function within a financial institution, ideally a financial intermediation company or a bank's capital markets department. Solid knowledge of financial products, especially structured products, fixed income, bonds, and shares, and related financial market regulations. Good command of regulations related to the distribution of financial products. Knowledge of FINMA regulatory requirements and associated reporting obligations. Good knowledge of Swiss and French regulatory environments; international exposure is an asset. Business-oriented approach with capacity to provide pragmatic and operational solutions. Excellent communication and presentation skills, both written and oral. Fluent French and English are essential. Candidates should thrive in an entrepreneurial, fast-growing environment with a high level of autonomy and business exposure, possess an agile, dynamic, and solution-oriented mindset, excellent interpersonal skills, strong listening ability, a true sense of business combined with solid legal and regulatory rigor, and the capacity to manage multiple subjects simultaneously in a fast-paced and demanding environment.

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Full Opportunity Brief

Title: Legal & Compliance Officer - Capital markets
Category: Jobs
Organiser: Beyond Potentials
Description: Beyond Potentials is seeking a Legal & Compliance Officer specializing in Capital Markets to join a fast-growing financial company in Geneva. This strategic role involves coordinating with external legal counsel and regulatory authorities, managing interactions with financial product issuers, ensuring regulatory compliance (especially with FINMA), and providing legal and regulatory support to commercial teams. The position also entails advising management on regulatory issues related to business development and expansion into new markets.
Location: Genève, Genf, Schweiz (Geneva, Switzerland)
Eligibility: Master in Law, Financial Law, Compliance or equivalent. Minimum 5 to 10 years of experience in a Legal and/or Compliance function within a financial institution, ideally a financial intermediation company or a bank's capital markets department. Solid knowledge of financial products, especially structured products, fixed income, bonds, and shares, and related financial market regulations. Good command of regulations related to the distribution of financial products. Knowledge of FINMA regulatory requirements and associated reporting obligations. Good knowledge of Swiss and French regulatory environments; international exposure is an asset. Business-oriented approach with capacity to provide pragmatic and operational solutions. Excellent communication and presentation skills, both written and oral. Fluent French and English are essential. Candidates should thrive in an entrepreneurial, fast-growing environment with a high level of autonomy and business exposure, possess an agile, dynamic, and solution-oriented mindset, excellent interpersonal skills, strong listening ability, a true sense of business combined with solid legal and regulatory rigor, and the capacity to manage multiple subjects simultaneously in a fast-paced and demanding environment.
Fees: None
Deadline: Not specified
Contact Info: Not specified
Key Details:

• Career Level: Management
• Employment Type: Full-time
• Job Function: Legal
• Industries: Financial Services