Senior Compliance Officer Onboarding, AML/KYC
Vor 3 Tagen
As a Senior Compliance Officer in this role, you will act as the primary liaison for the Relationship Managers, addressing all inquiries related to due diligence and AML/KYC procedures throughout client prospecting, onboarding, and ongoing management. Your responsibilities encompass active involvement in the entire onboarding process, including proactive identification, assessment, and mitigation of potential compliance risks. Additionally, you will advise Relationship Managers, verify due diligence requirements, and conduct independent reviews. Your support extends to assessments and periodic reviews across the client lifecycle, including specialized due diligence for high-risk clients. Furthermore, you'll be instrumental in establishing clear communication channels within the Compliance Department and the first Line of Defense.
Your key responsibilities will include:
Conducting KYC (Know Your Client) and CDD (Client Due Diligence) reviews for new account openings and periodic reviews, ensuring compliance with internal policies and external regulations such as CDB20, VQF Regulation, and AML rules across low to high-risk clientsEnsuring accurate documentation of new and existing accounts, including special considerations like PEP status, sanctions compliance, and reputational risk managementServing as the point of contact for AML escalations related to transaction monitoring and negative media screeningReviewing and investigating complex cases involving potential compliance or reputational risks and devising and implementing mitigation strategiesSupporting the submission of suspicious activity reports to the MROS in a timely and accurate mannerProviding guidance to Relationship Managers on KYC and CDD mattersIdentifying and assessing reputational or AML risks associated with accounts, and proposing ways to mitigate them in line with the company's risk-based approach and relevant regulationsInitiating escalation procedures for high-risk prospects or existing clients by evaluating KYC accuracy and completeness, summarizing identified risks, and proposing remediation measures where possibleConducting additional inquiries by collaborating with front units, performing adverse information and transaction monitoring checks, and reviewing corroborating evidenceEngaging with stakeholders across the company on compliance-related issuesQualifications:
Bachelor's degree in law, economics, finance, or a related fieldMinimum of 5 years of Compliance experience in a Swiss financial institution or audit/consulting firmProfound understanding of Swiss AML regulations and due diligence obligations (CDB20, AMLA, AMLO-FINMA, VQF-R)Thorough knowledge of various investment vehicle structures (e.g., personal holding company, partnership, trust/foundations, underlying companies, funds, etc.)Experience in client onboarding, transaction monitoring, and sanctions screeningPrevious exposure to using the go-AML tool for submitting suspicious activity reports to the MROS is advantageousStrong organizational skills with a proven ability to meet deadline.Interest in blockchain, cryptocurrencies, and familiarity with the FinTech industry is a plusFluent in English and German, with proficiency in additional languages highly desirableExcellent communication skills and ability to adapt to a fast-paced business environmentLars Brändle-
Aml Investigator
vor 3 Wochen
Kanton Basel-Stadt, Schweiz Tether Operations Limited VollzeitTether enables businesses - including exchanges, wallets, payment processors, financial services and ATMs - to easily use reserve-backed tokens on blockchains. By leveraging blockchain technology, Tether allows you to store, send and receive digital tokens person-to-person, globally, instantly, and securely for a fraction of the cost of alternatives....
-
Head Compliance Transaktionsbank Schweiz
vor 1 Monat
Zürich und Umgebung, Schweiz Kessler.Vogler Gmbh Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
-
Senior Credit Risk Officer
vor 1 Woche
Zürich, Schweiz ING VollzeitING is a world-leading universal bank with activities performed out of a range of continents and countries, one of them being Switzerland. ING Switzerland is currently looking for a Senior Credit Risk Officer to re-enforce its Credit Risk team.ING Switzerland has been a fast growing franchise serving a range of clients; mainly in the Trade and Commodity...
-
Senior Credit Officer Lombard
Vor 4 Tagen
Zürich, Schweiz Bank J. Safra Sarasin AG Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
-
Senior Credit Officer Lombard
vor 1 Monat
Zürich, Schweiz Bank J. Safra Sarasin AG Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
-
CRM Assistant Mediterranean Desk
vor 1 Monat
Zürich, Schweiz Bank J. Safra Sarasin AG Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
-
Senior Projektleiter Abacus
vor 1 Monat
Zürich, Schweiz Randstad VollzeitNo sponsorships for non-EU candidates Bist Du bereit für eine neue Herausforderung? In dieser interessanten Position als Senior Projektleiter Abacus arbeitest Du bei einem grossen, führenden Beratungsunternehmen in den Bereichen Treuhand, Wirtschaftsprüfung, Unternehmensberatung, Steuer- und Rechtsberatung sowie...
-
Senior Sailpoint Developer
Vor 6 Tagen
Basel-Stadt, Schweiz Coopers Group AG VollzeitSenior Sailpoint DeveloperFor our Pharma client in Basel we are looking for a Senior Sailpoint DeveloperOverview: We are seeking an accomplished Senior SailPoint IIQ Developer with app onboarding expertise. The ideal candidate should be ready to step into leadership and architectural roles if/when required. Experience in Python and/or Golang, as well as...
-
Senior Sailpoint Engineer
Vor 4 Tagen
Basel-Stadt, Schweiz Coopers Group AG VollzeitSenior Sailpoint DeveloperFor our Pharma client in Basel we are looking for a Senior Sailpoint EngineerOverview: We are seeking an accomplished Senior SailPoint IIQ Engineer with app onboarding expertise. The ideal candidate should be ready to step into leadership and architectural roles if/when required. Experience in Python and/or Golang, as well as DevOps...
-
Senior Program Planner
vor 19 Stunden
Zürich, Schweiz Rheinmetall Air Defence AG Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
-
Senior Underwriting Actuary
Vor 4 Tagen
Zürich, Schweiz elipsLife Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
-
Senior Linux Systems Engineer
vor 3 Wochen
Zürich, Schweiz Aspectra AG Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
-
Senior IT Procurement Specialist
vor 1 Monat
Kanton Basel-Stadt, Schweiz Coopers Group AG VollzeitSenior IT Procurement Specialist (Mergers & Acquisitions) We are seeking an experienced and strategic Senior IT Procurement Specialist with a strong background in Mergers & Acquisitions (M&A) to join our Pharma client in the Basel area. This role is critical in managing and optimizing the procurement processes specifically related to IT assets, software,...
-
Senior Consultant
vor 4 Wochen
Zürich, Schweiz Deloitte AG Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
-
Senior Sailpoint Developer
Vor 6 Tagen
Kanton Basel-Stadt, Schweiz Coopers Group AG VollzeitSenior Sailpoint Developer For our Pharma client in Basel we are looking for a Senior Sailpoint Developer Overview: We are seeking an accomplished Senior SailPoint IIQ Developer with app onboarding expertise. The ideal candidate should be ready to step into leadership and architectural roles if/when required. Experience in Python and/or Golang, as well...
-
Senior Sailpoint Developer
Vor 6 Tagen
Kanton Basel-Stadt, Schweiz Coopers Group AG VollzeitSenior Sailpoint Developer For our Pharma client in Basel we are looking for a Senior Sailpoint Developer Overview: We are seeking an accomplished Senior SailPoint IIQ Developer with app onboarding expertise. The ideal candidate should be ready to step into leadership and architectural roles if/when required. Experience in Python and/or Golang, as well...
-
Senior Sailpoint Engineer
Vor 4 Tagen
Kanton Basel-Stadt, Schweiz Coopers Group AG VollzeitSenior Sailpoint Developer For our Pharma client in Basel we are looking for a Senior Sailpoint Engineer Overview: We are seeking an accomplished Senior SailPoint IIQ Engineer with app onboarding expertise. The ideal candidate should be ready to step into leadership and architectural roles if/when required. Experience in Python and/or Golang, as well as...
-
Senior Sailpoint Engineer
Vor 3 Tagen
Kanton Basel-Stadt, Schweiz Coopers Group AG VollzeitSenior Sailpoint Developer For our Pharma client in Basel we are looking for a Senior Sailpoint Engineer Overview: We are seeking an accomplished Senior SailPoint IIQ Engineer with app onboarding expertise. The ideal candidate should be ready to step into leadership and architectural roles if/when required. Experience in Python and/or Golang, as well as...
-
Senior IT Procurement Specialist
vor 3 Wochen
Basel-Stadt, Schweiz Coopers Group AG VollzeitSenior IT Procurement Specialist (Mergers & Acquisitions)We are seeking an experienced and strategic Senior IT Procurement Specialist with a strong background in Mergers & Acquisitions (M&A) to join our Pharma client in the Basel area.This role is critical in managing and optimizing the procurement processes specifically related to IT assets, software,...
-
Senior Projektleiter Abacus
Vor 5 Tagen
Zürich, Schweiz OBT AG Vollzeit#slim #content {border: none;margin: 0;padding: 0;} #slim .slim_picture {text-align: left;margin: 0 10px 20px 0;} #slim .slim_picture img {max-height: 126px;} #slim .slim_content {border: none;} #slim .slim_title {font-size: 24px;font-weight: bold;margin: 0 0 10px 0;text-align: left;line-height: 32px;word-wrap: break-word;} #slim .slim_text {padding: 0...
