Senior Compliance Officer

We are looking for a Senior Compliance Officer Onboarding & Periodic Reviews able to deal with complex clients cases. Previous experience in Private Banking required. Fluent English.

Alpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein. For our latest mandate, we are seeking an exceptional talent in the following field:Position: Compliance OfficerSector: BankingStart Date: June 2024Duration: 4-6 monthsUtilization: 100%Location: ZurichSalary: CHF 120’000+TasksIndependently process...

Alpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein. For our latest mandate, we are seeking an exceptional talent in the following field:Position: Compliance OfficerSector: BankingStart Date: June 2024Duration: 4-6 monthsUtilization: 100%Location: ZurichSalary: CHF 120’000+TasksIndependently process...

Joining Capco means joining an organisation that is committed to an inclusive working environment where you’re encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all forms, is critical to success. It’s important to us that we recruit and develop as diverse a range of talent as we can and we believe...

**Head of Compliance - Switzerland**: **Job ID**:R0318460**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-03-14**Location**:Zurich**Position Overview**: **Details of the role and how it fits into the team**: As a 2nd Line of Defence (LOD) function, Compliance seeks to protect the licenses of Deutsche Bank (“DB” or the “Bank”)...

**Your field of responsibility** Join us as a Compliance Manager within Market Conduct Surveillance, an integrated conduct surveillance team specialized in detecting and preventing market abuse, unauthorized trading, fraud, unacceptable conflicts of interest and breach of information barriers. We are a dynamic team supporting our mission of serving as a...

Our client is a bank in Zurich. We are looking for an in-house consultant (m, f, d) as an Risk Manager Compliance Aufgaben Responsible for control activities from 2nd Line of Defence (LoD) for cross-border business / Responsible for monitoring cross-border risks and cross-border risk mitigation, especially in high business risk areas / Ensure controls are...

Redstone Private Banking Search are leaders in the global provision of search solutions for the international private banking and wealth management markets. With coverage of a wide variety of Private Banks, Boutiques, Family Offices, Wealth Managers, Fund Managers and Investment Houses, Redstone Private Banking can offer tailored search solutions in a...

Our client is a leading bank in the financial center of Zurich. We are looking for a Group Audit Manager Risk & Compliance Aufgaben Analyzing and assessing several Wealth Management Risks assumed by the business / Controlling Market-, Credit-, Operational-, Legal - and Compliance-Risks / Identifying and evaluating the effectiveness of controls designed to...

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - To deliver the agreed strategy targets within the Risk & Compliance function, through...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: **Responsibilities (how we will measure success)**: - To deliver the agreed strategy...

Überblick: Bruker ermöglicht es Wissenschaftlern, bahnbrechende Entdeckungen zu machen und neue Anwendungen zu entwickeln, die die Qualität des menschlichen Lebens verbessern. Die leistungsstarken wissenschaftlichen Instrumente und hochwertigen analytischen und diagnostischen Lösungen von Bruker ermöglichen es Wissenschaftlern, Leben und Materialien auf...

**Risk and Compliance Manager** Within the Office of Legal & Information Security, you will be responsible for risk and general compliance. This is a unique position as you will drive the development of Enterprise Risk management, using both a management and hands-on approach within technical, economical and legal areas. **Your mission** You interact with...

**Risk and Compliance Manager** Within the Office of Legal & Information Security, you will be responsible for risk and general compliance. This is a unique position as you will drive the development of Enterprise Risk management, using both a management and hands-on approach within technical, economical and legal areas. **Your mission** You interact with...

For our customer, a global acting supplier of high-performance industrial components and engineered solutions, who is expanding its business areas both horizontally and vertically and its business volume is increasing worldwide, we seek you as: **Head of Legal & Compliance** Job-ID 67281 This task involves the internalisation and further setup of the legal...

WHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...

**Forge Your Path** At Takeda, we are guided by our purpose of creating better health for people and a brighter future for the world. Every corporate function plays a role in making sure we — as a Takeda team — can discover and deliver life-transforming treatments, guided by our commitment to patients, our people, and the planet. People join Takeda...

Responsibilities:Implementing Group policy standards related to Customer Due Diligence (CDD) and Anti-Money Laundering (AML), Market abuse regulations, conflicts of interest, etc., within the local organization.Reviewing transaction monitoring rules to ensure compliance with regulatory requirements.Conducting compliance controls and testing to verify...

Responsibilities:Implementing Group policy standards related to Customer Due Diligence (CDD) and Anti-Money Laundering (AML), Market abuse regulations, conflicts of interest, etc., within the local organization.Reviewing transaction monitoring rules to ensure compliance with regulatory requirements.Conducting compliance controls and testing to verify...