Banking Specialist
vor 1 Woche
An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices across 4 continents.
With a history spanning over 225 years, Lombard Odier is an investment house providing a comprehensive offering of discretionary and advisory portfolio management, wealth services and custody. We also offer asset management services and investment strategies through Lombard Odier Investment Managers and provide advanced banking technology to other financial institutions.
“Periodic Review Team - KYC, AML & Regulatory Reviews – Private Client Reviews
Within CP COO Office, the Periodic Review unit is in charge of reviewing all higher-AML exposed Clients (incl PEP) client records through a several year’s exercise to ensure the quality and completeness of the information and documents related to all existing Banking relationships. Perform comprehensive 1st level of defense controls and holistic periodic review of relationship including checks of various structures.
Liaise with Front Office and Compliance to obtain additional information/documentation and corroborate received information.
Front Office, Compliance, Legal, to ensure the best client experience.
Previously worked in a Compliance, Legal, Onboarding and/or Audit departments with AML/KYC experience
Professional certification in Compliance and /or AML/CTF would be an advantage
Fluent in both English and French, another language would be an asset
We firmly believe that building Diverse Teams contributes to our successes and to deliver on this, we actively embed Diversity, Equity and Inclusion in our business strategy.
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