Compliance Officer

vor 3 Wochen

Geneva, Schweiz Alec Allan & Associés Vollzeit

On behalf of one of our clients, a Swiss bank based in Geneva, we are seeking a:

 

Compliance Officer

Responsibilities

  • Ensure the bank complies with regulatory requirements and internal policies.
  • Review new account applications to meet client due diligence (CDD), anti-money laundering (AML), sanctions, tax, and Swiss regulatory standards.
  • Handle sanctions (OFAC, EU, SECO), PEP, and AML monitoring alerts, resolving issues promptly.
  • Regularly monitor and review customer profiles and account documentation.
  • Provide training to bank staff on key regulatory issues related to CDD, sanctions, and AML.
  • Conduct KYC on counterparty banks.
  • Maintain audit trails and documentation for all alert reviews and clarifications.
  • Prepare files for reporting to MROS or responding to authorities' requests.
  • Participate in the Compliance division's Quality Assurance Program.
  • Report complex or sensitive cases to the Head of Compliance.
  • Collaborate with the Compliance team and identify opportunities to improve processes.

 

Profile

  • University degree in Law or Business Administration, or equivalent.
  • Certificate of Advanced Studies (CAS) in Compliance Management or equivalent.
  • 3-5 years of proven experience in a similar banking compliance role.
  • In-depth knowledge of Swiss regulatory requirements (AML, KYC, CDB).
  • Experience with FATCA, FinSA, FinIA, and Commodity Trade Finance is an asset.
  • Strong analytical, problem-solving, and decision-making skills.
  • Well-organized with initiative and a proactive approach.
  • Ability to work independently and in a team.
  • Excellent communication and interpersonal skills.
  • High ethical standards and a commitment to confidentiality and integrity.
  • Fluent in French and English (written and spoken).
  • Proficient in IT tools (Outlook, MS Office, internet).

 

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