Compliance, PWM Compliance, Analyst, Zurich
Vor 3 Tagen
OUR IMPACT
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Zurich and Geneva, Tokyo, Hong Kong and other major financial centers around the world. Global Compliance interprets regulatory requirements to ensure the firm is in compliance and determines how to appropriately pursue global market opportunities. Our analysts monitor regulatory trends in every jurisdiction where the firm operates and we work with regulators to manage financial market risk. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
PWM Compliance is a unit within Global Compliance that services the Wealth Management area. The role of Compliance is to partner with the business in order to conduct and supervise its business in compliance with regulations and firm policies, help to reduce the firm's regulatory and reputation risk, and reinforce the firm's culture of compliance. PWM Compliance provides training of rules and regulations and on-going day to day support and advice to the Swiss Wealth Management Business.
YOUR IMPACT
We're looking for a professional or recent graduate to join our Private Wealth Management (PWM) Compliance team in Zurich, who wants to use their drive, enthusiasm and abilities to provide compliance advisory and compliance surveillance to our PWM business.
Across Wealth Management, Goldman Sachs helps empower clients and customers around the world to reach their financial goals. Our advisor-led Private Wealth Management businesses provide financial planning, investment management, banking and comprehensive advice to a wide range of clients, including ultra-high net worth and high net worth individuals, as well as family offices, foundations and endowments.
Responsibilities:
Working in collaboration with the PWM Swiss, London and European Compliance teams to deliver day to day Post- and Pre-Trade surveillance and compliance monitoring of business activity to assist observance of market conduct rules and the Swiss Financial services act. Review and approval of marketing materials prepared for distribution to clients/prospects; review of travel activity and assessment of cross-border situations Monitoring of record keeping requirements / approvals, creation or update of procedures Support internal and external audit preparation work Forensic reviews and internal investigations by the more senior compliance officers.Basic Skills:
Swiss University degree/diploma or certification in either law or compliance (Bachelor or Master). Professional compliance / financial services experience would be a plus, but is not a must – training will be provided on the job by the team Native German and oral skills in English Excellent attention to detail Proficient in MS office tools including strong knowledge of Excel Knowledge of or interest in products and trading strategies used in Private Wealth Management, . structured products, alternative investments, derivative is advantageous ABOUT GOLDMAN SACHS At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.-
Compliance Solutions Analyst
Vor 5 Tagen
Zürich, Zürich, Schweiz Cyberr® VollzeitIn this key role at Cyberr ®, you will play a vital part in supporting the development and implementation of our Compliance AML application.Key responsibilities include validating compliance requirements, analyzing business needs, and developing solutions that meet those needs.You will also be responsible for executing operational tasks, collaborating with...
-
Compliance Risk Analyst
Vor 7 Tagen
Zürich, Zürich, Schweiz Acquism SARL VollzeitA challenging opportunity has arisen for an experienced Compliance Risk Analyst to join the Acquism SARL team.About the Job:The successful candidate will be responsible for conducting thorough sanctions screening alert reviews and coordinating query resolution with internal process partners.Key Responsibilities:Exercises discretion in identifying issues...
-
Compliance Manager
Vor 6 Tagen
Zürich, Zürich, Schweiz Rheinmetall Air Defence AG VollzeitWOFÜR WIR SIE SUCHENBeratung der Mitarbeiter der Rheinmetall Air Defence AG zu Compliance Fragen mit den Schwerpunkten Antikorruption, Kartellrecht und VertriebsmittlerverträgeImplementierung von Compliance Anforderungen in die Geschäftsprozesse der DivisionDurchführung von Compliance Schulungen in den vorgenannten SchwerpunktenKontroll-, Berichts- und...
-
Group Compliance Officer
vor 2 Wochen
Zürich, Zürich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten.Unser Kunde ist eine internationale Bank...
-
Compliance Officer
Vor 5 Tagen
Zürich, Zürich, Schweiz Flex Suisse VollzeitFlex Suisse is the leading service provider for supporting legal and compliance departments with flexible staffing, managed legal services and professional search in Switzerland, Liechtenstein and Germany. For our latest mandate we are looking for an exceptional talent in the following field:Financial Services | Compliance Officer | Zurich | temp / option...
-
Compliance Officer
Vor 2 Tagen
Zürich, Zürich, Schweiz Crypto Finance Group VollzeitGet AI-powered advice on this job and more exclusive features. Join us at Crypto Finance Group, where everyone can make a significant impact. We invite you to be part of our journey and help shape the future of our company. About Crypto Finance Crypto Finance Group, part of Deutsche Börse Group, provides professional digital asset solutions to...
-
Compliance Manager_02_2025
Vor 5 Tagen
Zürich, Zürich, Schweiz Inyova VollzeitInyova is working to mainstream impact investing and sustainability in finance. We strive to offer the best investing solution in the market on both financial (i.e., risk/return) and sustainability impact dimensions.As Compliance Manager, you will play a key role in helping Inyova deliver on the promise to its customers. As a regulated financial firm in...
-
Senior Compliance Manager
vor 4 Wochen
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein. For our latest mandate, we are seeking an exceptional talent in the following field:Position: Senior Compliance ManagerSector: PharmaStart Date: May 2025Duration: 8 monthsUtilization: 100%Location: ZurichSalary: CHF 140'000-160'000TasksDraft, update,...
-
Senior Compliance Manager
Vor 2 Tagen
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein. For our latest mandate, we are seeking an exceptional talent in the following field:Position: Senior Compliance ManagerSector: PharmaStart Date: May 2025Duration: 8 monthsUtilization: 100%Location: ZurichSalary: CHF 140'000-160'000TasksDraft, update,...
-
Compliance Expert
Vor 7 Tagen
Zürich, Zürich, Schweiz Cyberr® VollzeitCyberr® is a leading provider of innovative solutions for the financial industry, and we are currently seeking a highly experienced Compliance Expert - AML Domain to join our team.The successful candidate will have a strong background in compliance and experience working with financial institutions, with a focus on the AML domain. Key responsibilities will...
-
Compliance Expert
Vor 5 Tagen
Zürich, Zürich, Schweiz Flex Suisse VollzeitAt Flex Suisse, we are seeking a highly skilled Compliance Expert to join our team. As a leading service provider for supporting legal and compliance departments in Switzerland, Liechtenstein, and Germany, we understand the importance of ensuring our clients' operations remain compliant with relevant regulations.The ideal candidate will have proven...
-
Regulatory Compliance Specialist
Vor 3 Tagen
Zürich, Zürich, Schweiz G-20 Strategies AG VollzeitG-20 Strategies AG is a forward-thinking quantitative trading firm committed to pushing boundaries in the financial markets. We are seeking an accomplished Mid-Senior Lawyer to join our Zurich team, bringing their expertise in regulatory compliance, contracts, and intellectual property.Benefits and OpportunitiesIn this role, you will have the opportunity...
-
Senior Compliance Officer
vor 1 Tag
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein.For our latest mandate, we are seeking an exceptional talent in the following field:Position: Senior Compliance OfficerSector: Financial ServicesStart Date: March/April 2025Duration: 4+ monthsUtilization: 80-100%Location: Zurich & RemoteTasksAssess and...
-
Specialist Onboarding Compliance
vor 2 Wochen
Zürich, Zürich, Schweiz coni+partner AG Vollzeitconi + partner, established 1993, is a consultancy company with headquarter in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates.Our client is a Private...
-
Compliance Expert
Vor 7 Tagen
Zürich, Zürich, Schweiz Bureau Veritas VollzeitJoin Bureau Veritas, a global leader in inspection, conformity assessment, and certification services, and take your career to the next level.We are seeking a highly skilled and experienced Compliance Expert to join our team based in Switzerland.As a Compliance Expert, you will be responsible for ensuring our clients meet the highest standards of regulatory...
-
Senior Compliance Officer
Vor 2 Tagen
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein. For our latest mandate, we are seeking an exceptional talent in the following field:Position: Senior Compliance OfficerSector: Financial ServicesStart Date: March/April 2025Duration: 4+ monthsUtilization: 80-100%Location: Zurich & RemoteTasksAssess...
-
Senior Compliance Officer
vor 3 Wochen
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitAlpinum Solutions is a leading provider of managed legal services in Switzerland, Germany and Liechtenstein. For our latest mandate, we are seeking an exceptional talent in the following field:Position: Senior Compliance OfficerSector: Financial ServicesStart Date: March/April 2025Duration: 4+ monthsUtilization: 80-100%Location: Zurich & RemoteTasksAssess...
-
Compliance-Experte
Vor 6 Tagen
Zürich, Zürich, Schweiz AvelaLaw AG VollzeitZieleWir suchen einen erfahrenen Compliance-Experten, der unsere Kunden bei der Umsetzung von Gesetzen und Vorschriften unterstützt.AufgabenbereicheLeitung von Compliance-Projekten und Kooperation mit unseren Klientinnen.Durchführung von AML-Kontrollen und Überwachung von Transaktionen.Koordination von Gesetzesanpassungen und Implementierung von neuen...
-
Global Compliance Director
Vor 3 Tagen
Zürich, Zürich, Schweiz McCann & Braham VollzeitWe are seeking a highly experienced Senior Compliance Officer to join our team at Mccann & Braham. In this role, you will be responsible for leading the transformation and enhancement of our global compliance programme, driving change management initiatives, and implementing new compliance frameworks, policies, and technologies.The successful candidate will...
-
Regulatory Compliance Associate
Vor 5 Tagen
Zürich, Zürich, Schweiz Flex Suisse VollzeitWe are seeking a diligent and detail-oriented Regulatory Compliance Associate to join our dynamic team at Flex Suisse. As a leading service provider for supporting legal and compliance departments, we prioritize staying up-to-date on evolving regulatory landscapes to ensure our clients' continued success.In this role, you will focus on supporting...
