Group Compliance Officer
vor 1 Woche
Your team
Corporate Functions includes the Group's non-banking activities and employs more than 600 people. These functions are carried out by specialists with expertise across all business units and include the Communications, Compliance, Finance, Human Resources, Information Security, Internal Audit, Legal, Organisation & Digital, Risk and Tax departments.
As part of the Group Compliance team, your role will involve contributing to the consolidated supervision of the Group. This includes defining, developing, and adapting the groupwide compliance framework, internal control system, and compliance technology solutions. You will be responsible for overseeing the implementation of these frameworks by Group entities and ensuring coherence and alignment with the groupwide compliance framework.
Your role
Develop and enhance the groupwide compliance framework to align with evolving regulatory requirements, market practices and the Group's strategic direction. Ensure effective implementation of the groupwide compliance framework across all Group entities, covering areas such as governance, financial crime, market access, market integrity, investor protection and personal conduct. Oversee the implementation and maintenance of an internal control system to manage compliance risks across the Group, including the development of a robust second-line control testing framework and the utilization of compliance technology solutions. Conduct regular and targeted oversight visits and thematic reviews of Group entities to assess compliance with regulatory standards and internal policies. Prepare and submit periodic and consolidated supervision reports to Group governing bodies and regulatory authorities, including FINMA, to ensure compliance with regulatory requirements and provide an accurate assessment of regulatory compliance risks. Advise and support Group entities on various compliance-related matters, including the implementation and monitoring of the compliance framework, conducting compliance risk assessments, addressing regulators, external and internal auditor requests and findings, and managing compliance incidents. Take part in Group Compliance projects, ensuring successful delivery and collaboration with cross-functional teams and relevant stakeholders across the Group.Your profile
At least 3 years' experience in compliance in the private banking or asset management industry. Experience in a financial institution with a global network, with international exposure. University degree or advanced education, ideally in Law or Business Management. Certificate in compliance management or equivalent. Wide knowledge and general experience of compliance topics (conduct, financial crime, market access, market integrity and investor protection). Strong understanding of international financial market regulations. High level of integrity, discretion and ethical conduct, with a commitment to upholding the highest standards of professionalism and compliance. Well organised, able to set and keep deadlines while working on multiple tasks simultaneously. Strong analytical skills, curious and pragmatic. Excellent interpersonal communication skills, ability to cultivate strategic partnerships with internal and external stakeholders. Professional fluency in both English and French. Must be resident in Switzerland or willing to relocate.Note
We will not accept any CVs via agenciesDiversity & Inclusion
Pictet is an equal opportunity employer and is committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace.
-
Group Compliance Officer Assistant
vor 1 Tag
Genf, Genf, Schweiz Lombard Odier Group VollzeitLombard Odier Group is seeking a skilled Group Compliance Officer Assistant to join our team.Main Accountabilities:General gate-keeping, acting as first point of contact, screening and answering incoming calls and emails;Proactive agenda management, including arranging meetings and preparing related documentation;Effective communication and coordination with...
-
Genf, Genf, Schweiz Lombard Odier Group VollzeitExecutive Assistant to Group Chief Compliance OfficerYOUR ROLEGeneral gate-keeping, acting as first point of contact, screening and answering incoming calls and emails, providing full administration support to Group Chief Compliance Officer;Extensive and proactive agenda management including arranging meetings and preparing related documentation;Ensure...
-
Compliance Team Secretary
vor 1 Tag
Genf, Genf, Schweiz Lombard Odier Group VollzeitThe role of a Group Compliance Officer Assistant involves providing comprehensive administrative support to the Group Chief Compliance Officer.
-
Compliance Officer Assistant
Vor 7 Tagen
Genf, Genf, Schweiz Dukascopy Bank SA VollzeitDukascopy Bank SA seeks a highly skilled Compliance Officer Assistant to support our Geneva-based team. Our bank offers innovative financial solutions through cutting-edge technology, including trading, cryptocurrency, online banking, and mobile banking.About the Role:Supporting the Chief Compliance Officer in ensuring compliance with regulatory...
-
Compliance Officer
vor 1 Tag
Genf, Genf, Schweiz MKS PAMP VollzeitMISSION The mission of the Compliance Officer is to ensure that the Company operates within the boundaries of laws, regulations and ethical standards. This role is crucial in upholding the integrity and compliance of the organization's operations.MAIN ACTIVITIES AND RESPONSIBILITIES KYC Due Diligence (AML-CFT and Responsible Sourcing)Review of due...
-
Senior Compliance Officer
Vor 2 Tagen
Genf, Genf, Schweiz Roche & Hirschy Executive Search VollzeitSenior Compliance Officer (H/F) – Spécialiste Middle East | Onboarding & Advisory | Banque Privée – GenèveNotre client, une banque active dans le domaine du Private Banking, recherche un(e) Senior Compliance Officer disposant d'une solide expérience en interaction avec la clientèle du Moyen-Orient et maîtrisant l'arabe, afin de renforcer son...
-
Compliance Officer
Vor 7 Tagen
Genf, Genf, Schweiz Drugs for Neglected Diseases initiative VollzeitAbout the RoleThe Drugs for Neglected Diseases initiative (DNDi) seeks a highly skilled compliance officer to join our team. As a key member of our organization, you will play a critical role in ensuring that our workplace remains a safe and respectful environment for all employees.In this position, you will serve as an independent, neutral, and impartial...
-
Business Compliance Officer
vor 1 Tag
Genf, Genf, Schweiz Pictet VollzeitYour team Pictet Wealth Management s'appuie à la fois sur un héritage bancaire suisse de plus de 200 ans et sur une expertise internationale en matière d'investissement. Groupe détenu et dirigé par des associés, Pictet propose une gamme complète de services financiers destinés à des familles et à des particuliers fortunés, comprenant des...
-
Market Compliance Officer
Vor 7 Tagen
Genf, Genf, Schweiz BestForexBonus VollzeitCompany Overview: BestForexBonus is a leading online trading platform that provides innovative financial solutions to its clients.Job Description: We are seeking an experienced Compliance Officer to join our team in supporting day-to-day compliance activities. The ideal candidate will work closely with the first line of defense and various departments to...
-
X-Border Compliance Manager
vor 1 Woche
Genf, Genf, Schweiz Pictet Group VollzeitCareer Opportunities: X-Border Compliance Manager - 9 months contract (121917)Requisition ID121917-Posted -Switzerland-Geneva- Activity area (1) -Experienced ProfessionalsThe Pictet Group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in...
-
Wealth Management Compliance Officer
Vor 3 Tagen
Genf, Genf, Schweiz Mirabaud VollzeitAbout Mirabaud:Mirabaud is an entrepreneurial and innovative environment where you can develop your career across an international network. Our company culture is that of a family business, with the 7th generation of the Mirabaud family working within the bank. We have a direct impact on the business, no matter your position or seniority.Role Summary:The...
-
Banking Compliance Officer
Vor 7 Tagen
Genf, Genf, Schweiz coni+partner AG VollzeitWe are seeking an experienced Banking Compliance Officer to join our team at coni+partner AG. In this critical role, you will be responsible for reviewing existing risk management frameworks and processes, identifying areas for improvement, and implementing changes to ensure compliance with regulatory requirements.Main ResponsibilitiesConduct thorough...
-
Compliance Officer
vor 3 Wochen
Genf, Genf, Schweiz Michael Page - Switzerland VollzeitAbout Our Client A private bank in Geneva. Job Description Key Responsibilities: Account Openings: Oversee and manage the process of opening new accounts, ensuring all documentation is complete and compliant with regulatory standards. Know Your Customer (KYC): Conduct thorough KYC checks for new and existing clients, ensuring all information is accurate...
-
Compliance Officer Trade Finance
vor 1 Tag
Genf, Genf, Schweiz FICOBA VollzeitCompliance Officer Trade Finance Responsibilities:Review new account applications to ascertain that they meet the bank's internal standards ("Client Due Diligence (CDD)", Anti Money Laundering (AML)), Sanctions, Tax and Swiss regulatory requirements. Provide the necessary support to Front Office in the account opening process.Handle the Sanctions (OFAC & EU...
-
Compliance Officer Trade Finance
Vor 3 Tagen
Genf, Genf, Schweiz FICOBA VollzeitCompliance Officer Trade Finance Responsibilities:Review new account applications to ascertain that they meet the bank's internal standards ("Client Due Diligence (CDD)", Anti Money Laundering (AML)), Sanctions, Tax and Swiss regulatory requirements. Provide the necessary support to Front Office in the account opening process. Handle the Sanctions (OFAC &...
-
Compliance Officer Trade Finance
vor 6 Stunden
Genf, Genf, Schweiz FICOBA VollzeitCompliance Officer Trade Finance Responsibilities: Review new account applications to ascertain that they meet the bank's internal standards ("Client Due Diligence (CDD)", Anti Money Laundering (AML)), Sanctions, Tax and Swiss regulatory requirements. Provide the necessary support to Front Office in the account opening process. Handle the...
-
Business Compliance Officer
vor 1 Tag
Genf, Genf, Schweiz Pictet VollzeitYour team Pictet Trading & Sales (PTS) provides direct access to global markets, offering bespoke trading solutions across a wide range of asset classes. Our sales traders, IT specialists, strategists and quant analysts are assisted by a full suite of risk and control functions as well as the latest technology. PTS is looking to hire a Business...
-
Compliance Expert
Vor 3 Tagen
Genf, Genf, Schweiz Pictet Group VollzeitJob OverviewThe Pictet Group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide.PWM combines more than 200 years of Swiss banking heritage with global investment expertise. The Partner-owned financial services...
-
Compliance Specialist
Vor 3 Tagen
Genf, Genf, Schweiz Pictet Group VollzeitThe Pictet Group prides itself on its commitment to excellence and innovation. As a Funds and Private Assets Tax and Regulatory Business Compliance Manager, you will have the opportunity to work with cutting-edge technologies and develop innovative solutions to complex regulatory challenges.This role requires a deep understanding of regulatory matters,...
-
Risk and Compliance Professional
Vor 3 Tagen
Genf, Genf, Schweiz Pictet Group VollzeitJob DescriptionThis is a critical role within the Pictet Group, requiring strong expertise on cross-border rules and risks.Key AccountabilitiesManaging XB risks for the business line.Ensuring compliance with regulations and laws in force.Providing support and expertise on XB matters to various departments.Acting as an XB expert contact for the Front...
