Compliance Officer

vor 4 Wochen

Genève, Schweiz Alec Allan & Associés Vollzeit

On behalf of one of our clients, a Swiss bank based in Geneva, we are seeking a:

 

Compliance Officer

Responsibilities

  • Ensure the bank complies with regulatory requirements and internal policies.
  • Review new account applications to meet client due diligence (CDD), anti-money laundering (AML), sanctions, tax, and Swiss regulatory standards.
  • Handle sanctions (OFAC, EU, SECO), PEP, and AML monitoring alerts, resolving issues promptly.
  • Regularly monitor and review customer profiles and account documentation.
  • Provide training to bank staff on key regulatory issues related to CDD, sanctions, and AML.
  • Conduct KYC on counterparty banks.
  • Maintain audit trails and documentation for all alert reviews and clarifications.
  • Prepare files for reporting to MROS or responding to authorities' requests.
  • Participate in the Compliance division's Quality Assurance Program.
  • Report complex or sensitive cases to the Head of Compliance.
  • Collaborate with the Compliance team and identify opportunities to improve processes.

 

Profile

  • University degree in Law or Business Administration, or equivalent.
  • Certificate of Advanced Studies (CAS) in Compliance Management or equivalent.
  • 3-5 years of proven experience in a similar banking compliance role.
  • In-depth knowledge of Swiss regulatory requirements (AML, KYC, CDB).
  • Experience with FATCA, FinSA, FinIA, and Commodity Trade Finance is an asset.
  • Strong analytical, problem-solving, and decision-making skills.
  • Well-organized with initiative and a proactive approach.
  • Ability to work independently and in a team.
  • Excellent communication and interpersonal skills.
  • High ethical standards and a commitment to confidentiality and integrity.
  • Fluent in French and English (written and spoken).
  • Proficient in IT tools (Outlook, MS Office, internet).

 

  • Compliance Officer

    vor 2 Monaten

    Genève, Schweiz Entreprise anonyme Vollzeit

    Société avec licence LEFin active dans les trusts recherche pour renforcer son département de ComplianceUn / Une Compliance Officer Entrée : de suite à convenirNous offrons :Un cadre de travail agréable au sein d’une petite équipe, avec un accès facile aux divers transports publics. Un / Une...

  • Junior Compliance Officer

    vor 3 Wochen

    Genève, Schweiz Michael Page Switzerland Vollzeit

    Our client is looking for a profile to assist the senior compliance officers in their daily tasks. You will have the opportunity to learn and gro within the team. Junior Compliance OfficerOur client is a trust company.DescriptionAssist the Compliance Manager & Compliance Officer with the day-to-day administration tasks within the Compliance...

  • Senior Compliance Officer

    vor 4 Wochen

    Genève, Schweiz Robert Walters Switzerland Vollzeit

    On behalf of our client, we are seeking a knowledgeable Senior Compliance Officer with a focus on Physical Commodities. This role is based in the dynamic city of Geneva and presents an enticing opportunity to join a global investment management firm. The firm leverages technology, quantitative methods, and financial markets expertise to trade multiple asset...

  • Compliance Officer

    vor 2 Monaten

    Genève, Schweiz Entreprise anonyme Vollzeit

    Vos tâches principales : Assister le Responsable LBA dans ses tâches diverses telles que l’ouverture, la mise à jour et la clôture de dossiers LBA, la préparation d’audits, la veille réglementaire et le processus de reporting CRS Effectuer des recherches sur les prospects et assister les chargés de...

  • Un / Une Compliance Officer

    vor 4 Wochen

    Genève, Schweiz jobup Vollzeit

    Société avec licence LEFin active dans les trusts recherche pour renforcer son département de ComplianceUn / Une Compliance Officer Entrée : de suite à convenirNous offrons :Un cadre de travail agréable au sein d’une petite équipe, avec un accès facile aux divers transports publics. Un / Une Compliance OfficerVos tâches principales : Assister le...

  • Compliance Officer Trade Finance

    vor 4 Wochen

    Genève, Schweiz FICOBA Vollzeit

    Compliance Officer Trade Finance Responsibilities:Review new account applications to ascertain that they meet the bank’s internal standards (“Client Due Diligence (CDD)”, Anti Money Laundering (AML)), Sanctions, Tax and Swiss regulatory requirements. Provide the necessary support to Front Office in the account opening process. Handle the Sanctions...

  • Un / Une Compliance Officer

    vor 2 Monaten

    Genève, Schweiz Entreprise anonyme Vollzeit

    Vos tâches principales : Assister le Responsable LBA dans ses tâches diverses telles que l’ouverture, la mise à jour et la clôture de dossiers LBA, la préparation d’audits, la veille réglementaire et le processus de reporting CRSEffectuer des recherches sur les prospects et assister les chargés de relations dans la préparation de nouveaux...

  • Compliance Manager

    vor 2 Monaten

    Genève, Schweiz INOKS Capital Vollzeit

    Objective Enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters regarding regulatory requirements for investors and investees. Direct contact with different regulatory authorities in particular FINMA, CSSF and CIMA.   Your responsabilities Keep the company activities within the regulations and...

  • Compliance Manager

    vor 2 Monaten

    Genève, Schweiz INOKS Capital Vollzeit

    Objective Enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters regarding regulatory requirements for investors and investees. Direct contact with different regulatory authorities in particular FINMA, CSSF and CIMA. Your responsabilitiesKeep the company activities within the regulations and report any...

  • Compliance Manager

    vor 4 Wochen

    Genève, Schweiz INOKS Capital Vollzeit

    INOKS Capital is a Swiss asset manager, operating independently and prudentially regulated by FINMA. Our expertise lies in managing collective investment schemes and segregated mandates, specialising in alternative credit and private debt strategies with a global reach. We have been providing customised asset-backed funding solutions directly to corporates...

  • Compliance Manager

    vor 2 Monaten

    Genève, Schweiz INOKS Capital Vollzeit

    INOKS Capital is a Swiss asset manager, operating independently and prudentially regulated by FINMA. Our expertise lies in managing collective investment schemes and segregated mandates, specialising in alternative credit and private debt strategies with a global reach. We have been providing customised asset-backed funding solutions directly to corporates...

  • Compliance Specialist

    vor 2 Monaten

    Genève GE, Schweiz Lombard Odier Vollzeit

    A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25...

  • Legal Counsel Specialized in Compliance and Governance

    vor 4 Wochen

    Genève, Schweiz Michael Page Switzerland Vollzeit

    The GRC Manager will enhance the organization's control environment by developing and updating policies, managing risks, verifying controls, addressing exceptions, and leveraging data for continuous improvement.Legal Counsel Specialized in Compliance and Governance - 1YearInternational organisation based in Geneva. DescriptionGovernance and LegalOversee all...

  • Senior Compliance Officer

    vor 2 Monaten

    Genève GE, Schweiz Lombard Odier Vollzeit

    A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25...

  • Governance, Risk and Compliance Manager

    vor 4 Wochen

    Genève, Schweiz Michael Page Switzerland Vollzeit

    The GRC Manager will enhance the organization's control environment by developing and updating policies, managing risks, verifying controls, addressing exceptions, and leveraging data for continuous improvement.Governance, Risk and Compliance (GRC) Manager - 1 Year contractInternational organisation based in Geneva. DescriptionGovernance and LegalOversee all...

  • Trust Officer

    vor 4 Wochen

    Genève, Schweiz Michael Page Switzerland Vollzeit

    The successful candidate will have at least 2 years working in the Trust industry and be in the process of, or want to obtain STEP qualification. Trust OfficerFor a Trust company based in Geneva.DescriptionThe successful candidate will help the Trust Management team of 5 persons to:Manage a varied portfolio of fiduciary structures (Companies and Trusts) for...

  • Audit Administrative and compliance support Wealth Management

    vor 4 Monaten

    Genève, Schweiz Talenteeds Vollzeit

    About TalenteedsTalenteeds is an international recruitment firm using digital tools to streamline the recruitment of executives and experts on permanent contracts.Talenteeds has grown at the pace of its ambitions. We work with clients in Europe and North America who trust us to find them the candidates who will allow them to make a difference and to...

  • BACK-OFFICE « TRANSFERS/INVESTIGATIONS » employee

    vor 2 Wochen

    Genève, Schweiz Entreprise anonyme Vollzeit

    We are currently looking for a Back-Office “Transfers/Investigations” Employee to join our Back-Office “Transfers/Investigations” team. BACK-OFFICE « TRANSFERS/INVESTIGATIONS » EMPLOYEEJob descriptionReconciliation/Checking/Validation and management of incoming and outgoing fundsReconciliation and management of...

  • Gestionnaire Compliance et Surveillance Fr/Ang

    vor 4 Wochen

    Genève, Schweiz Bossinterim Vollzeit

    Mandatés par importante association financière, nous recrutons : Gestionnaire Compliance et Surveillance Fr/AngAu sein d'une équipe de trois personnes, vous serez en charge du suivi administratif des dossiers avant et après leur admission (affiliation, mutations, rapports LBA, enquêtes, sanctions, etc…), à la surveillance courante et au contrôle...

  • Program Coordinator \ Administrative support

    Vor 2 Tagen

    Genève, Schweiz Talents Connection Sarl Vollzeit

    For one of our clients we are looking for a Compliance Program CoordinatorCONTEXT The main responsibility is to coordinate the Safety Compliance Assessment Program. The role is to coordinate and administer the program, ensuring time frames and managing administrative tasks. RESPONSIBILITIES • Coordinate the execution of compliance assessment program•...