Compliance Officer – Market Regulations
Vor 4 Tagen
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. We are seeking a Zurich-based Market Regulations & Best Execution Specialist for our Financial & Capital Markets Compliance team. The successful candidate will serve as the primary point of contact for trading staff and client-facing employees across all trading-related compliance matters, including Foreign Exchange, Precious Metals, Structured Products, Securities, Fixed Income, and Funds.YOUR CHALLENGE Act as a trusted advisor and sparring partner within a Business Compliance function, providing support, enabling business objectives, and constructively challenging the teams covered Serve as the central competence center for market regulations and best execution, covering areas such as transaction reporting, trade reporting, securities journaling, securities lending and borrowing, and shareholder monitoring Perform as the first point of contact for back-office and client-facing employees Handle compliance queries related to market regulations and best execution, including those raised by regulators and counterparties (e.g., banks, brokers, ICSDs/CSDs, custodians, trading venues) Contribute to shaping global minimum standards by drafting policies, guidelines, and manuals, and by defining or implementing global minimum controls and monitoring activities Conduct in-depth reviews of existing processes to identify potential risks and opportunities for improving efficiency Proactively collaborate with internal stakeholders and governance bodies through effective communication to uphold and enhance the firm's market regulation and best execution frameworks Work closely with other subject-matter experts within Global Compliance, General Counsel’s Office, and the CRO Unit when assessing complex or cross-functional cases Support key business initiatives in relation to market regulations and best execution, and deliver regular training sessions to ensure sustained risk awareness across the organisation YOUR PROFILE University degree or equivalent qualification from a higher technical college in Business Administration, Economics, or (Business) Law; further qualifications (e.g., postgraduate studies in compliance or risk management) are advantageous In-depth knowledge of Swiss and European financial market regulations, including but not limited to MiFID II, MAR/MAD, FinSA, and FMIA; familiarity with financial markets regulation in Asia, the UK, or the US is considered a strong asset Professional experience in Compliance or Internal Audit within a banking environment is essential, preferably in trading floor compliance or associated risk functions; solid understanding of banking operations and trading products is highly desirable Strong communication skills combined with personal assertiveness; ability to work independently while remaining a collaborative team player Communicative, self-driven, resilient, and confident in manner and approach Solution- and client-focused mindset, coupled with meticulousness and strong analytical capabilities Demonstrated personal initiative, adaptability, diplomatic negotiation skills, and a high level of accountability Genuine interest in the evolving regulatory landscape and internal control processes within a private banking context We are looking forward to receiving your full job application through our online application tool.
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Compliance Officer – Market Regulations
vor 17 Stunden
Zürich, Schweiz Julius Baer VollzeitCompliance Officer – Market Regulations & Best Execution 80 - 100% (f/m/d) Join Julius Baer as a Market Regulations & Best Execution Specialist based in Zurich. The role is integral to our Financial & Capital Markets Compliance team, serving as the primary point of contact for trading staff and client‑facing employees across all trading‑related...
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Compliance Officer – Market Regulations
Vor 6 Tagen
Zürich, Schweiz CH10 - BJB Bank Julius Baer & Co. Ltd. VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. We are seeking a Zurich-based Market Regulations & Best Execution Specialist for our Financial & Capital Markets Compliance...
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Compliance Officer – Market Regulations
Vor 3 Tagen
Zürich, Schweiz Julius Baer VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. We are seeking a Zurich-based Market Regulations & Best Execution Specialist for our Financial & Capital Markets Compliance...
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Compliance Officer – Market Regulations
Vor 3 Tagen
Zürich, Schweiz Bank Julius Bär & Co. Ltd. VollzeitAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.We are seeking a Zurich-based Market Regulations & Best Execution Specialist for our Financial & Capital Markets Compliance...
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Market Regulations
vor 1 Woche
Zürich, Schweiz Julius Baer VollzeitA leading financial institution in Zurich is seeking a Market Regulations & Best Execution Specialist to provide compliance support and enhance the firm's regulatory frameworks. The ideal candidate will possess deep knowledge of financial market regulations and have experience in Compliance or Internal Audit within banking. This role offers an opportunity to...
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Regulatory Market Compliance Specialist
Vor 6 Tagen
Zürich, Schweiz coni+partner AG Vollzeitconi + partner, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates. Our client is the...
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Regulatory Market Compliance Specialist
Vor 5 Tagen
Zürich, Schweiz coni+partner AG Vollzeitconi + partner, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates. Our client is the...
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Strategic Market Compliance
vor 3 Wochen
Zürich, Schweiz CH10 - BJB Bank Julius Baer & Co. Ltd. VollzeitA leading wealth management firm in Zurich is seeking a Market Regulations & Best Execution Specialist to join their Financial & Capital Markets Compliance team. The role involves acting as a key advisor on trading compliance and handling queries related to market regulations. Ideal candidates will possess a degree in Business or Law and have extensive...
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Risk Manager Bank Regulations
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Zürich, Schweiz coni+partner AG Vollzeitconi + partner, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates. Our client is the risk...
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Zürich, Schweiz coni+partner AG Vollzeitconi + partner, established 1993, is a consultancy company with headquarters in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates. Our client is the risk...
