Compliance Manager for Investment Portfolios

vor 2 Wochen


Zürich, Zürich, Schweiz Vontobel Holding AG Vollzeit

Overview

Vontobel Holding AG, a leading global investment firm, is seeking an experienced Compliance Manager to join our team. Based in Zurich, this role offers a unique opportunity to work in a dynamic and professional environment.

About the Role

We are looking for a highly skilled Compliance Manager to oversee the daily monitoring of investment portfolios, ensuring compliance with relevant restrictions and regulations. As part of our Risk Control division, you will be responsible for leading a team of experienced professionals in charge of system coding, maintenance, and enhancements of our platforms.

Key Responsibilities

  • Breach case investigation, classification, and impact calculation as required, notification, reporting, and escalation of breaches to portfolio management, Compliance, and management companies.
  • Funds monitoring across LUX UCITS, CH, DE, AT, IT, and US regulatory environments.
  • Swiss and international institutional discretionary mandates, such as BVG/BVV2, and Private Client mandates (SBVg).
  • Global exposure, concentration, liquidity, counterparty, and collateral limits.
  • Maintenance and enhancement of guideline monitoring applications (Charles River, Fund Designer) and analysis tools and reporting applications (Tableau, internal Solutions).

Your Profile

  • Proficient in monitoring investment guidelines across diverse regulatory environments and implementing coding for mandates and funds in different monitoring systems.
  • Knowledgeable in portfolio management, with in-depth knowledge of financial products and instruments, and expertise in maintaining and enhancing investment restriction systems.
  • General IT affinity and programming skills (e.g., Access, VBA).
  • A structured and independent team-player with high quality standards.
  • Experience in leading professional monitoring teams.
  • Fluency in English and German, with knowledge of French or Italian being an advantage.

What We Offer

Vontobel provides a friendly and diverse team environment in an open-office space with the latest technology to help you excel and advance. We offer agile working conditions, a flat hierarchy, and collaboration on all levels.

Compensation

The estimated annual salary for this position is around $120,000 - $180,000, depending on experience. In addition to a competitive salary, we also offer excellent benefits and opportunities for professional growth and development.



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