Compliance Officer

vor 1 Woche

Zürich, Zürich, Schweiz Leonteq Vollzeit
About Leonteq

Leonteq is a Swiss fintech company that offers a leading marketplace for structured investment solutions. Our company is built on proprietary modern technology, providing derivative investment products and services that cover capital protection, yield enhancement, and participation product classes.

Our Mission

We act as both a direct issuer of our own products and as a partner to other financial institutions. Our goal is to enable life insurance companies and banks to produce capital-efficient, unit-linked pension products with guarantees.

Our Values

At Leonteq, we value innovation, excellence, and entrepreneurship. Our organisational values - people together, passion, dedication, quality, and expertise - guide us in our pursuit of excellence.

About the Role

We are seeking a Compliance Officer to join our team. As a Compliance Officer, you will be responsible for handling onboardings and KYC due diligence procedures, including related AML tasks. You will also implement KYC/AML policies and regulations, provide advice to the front office, and prepare internal Compliance notes/assessments.

Responsibilities
  • Handle onboardings and KYC due diligence procedures, including related AML tasks
  • Implement KYC/AML policies and regulations
  • Provide advice to the front office
  • Prepare internal Compliance notes/assessments
  • Plan and responsibility regarding specific Compliance reviews
  • Involvement in different Compliance projects
Requirements
  • Degree in Law, Compliance, Finance, Business Administration, or a related field
  • At least 2-3 years of experience in the financial industry in a similar Compliance, Audit, or Consulting function
  • Knowledge of Swiss financial markets laws and regulations
  • Dedicated personality with strong team-player attitude and willingness to take responsibility
  • Excellent analytical, organizational, and communicative skills

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