Compliance Officer for Cross-Border Funds

Vor 4 Tagen


Zürich, Zürich, Schweiz coni+partner AG Vollzeit

coni + partner AG offers a unique opportunity for a highly skilled paralegal to join our team in Zurich. As a leading consultancy company with a strong presence in Switzerland, Germany, and China, we provide custom-fit staffing services tailored to the corporate culture.

About the Job Description
  1. We require a detail-oriented individual to analyze and evaluate processes of distribution and regulations of investment funds in the cross-border area.
  2. The ideal candidate will ensure compliance with distribution licenses for Luxembourg, Cayman Islands, Ireland, etc.
  3. This role involves maintaining up-to-date country-specific compliance lists, managing fund documentation, investor information, financial reports, and regulatory reporting.
  4. As contact person to FINMA for the registration of investment funds, you will also represent foreign investment funds in Switzerland to FINMA.
  5. You will serve as the point of contact for internal stakeholders or investors or fund managers for regulatory questions regarding onboarding of fund manager, KYC/AML, tax compliance, due diligence of funds, etc.
  6. Support of specialist teams in contract management and preparation of regulatory reports is also required.
  7. Maintenance of fund documents, contracts, minutes, or preparation of general meetings, etc. is another aspect of this role.
  8. Situational ad hoc projects may also be assigned.


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