Regulatory Compliance Specialist

vor 1 Woche

Genf, Genf, Schweiz JobUp Vollzeit

Company Overview

Founded in 1963, JobUp is a reputable financial institution known for its commitment to excellence in banking services. We specialize in various sectors, including Commodity Trade Finance and Wealth Management, supported by our expert Treasury services.

Position Overview

We are seeking a dedicated Compliance Officer to enhance our Compliance division. In this role, you will collaborate with your team to ensure adherence to regulatory standards and internal policies.

Key Responsibilities

  • Evaluate new account applications to ensure compliance with internal standards, including Client Due Diligence (CDD), Anti-Money Laundering (AML), and relevant regulatory requirements.
  • Manage alerts related to Sanctions (OFAC & EU & SECO), PEP, and AML, ensuring timely resolution of compliance issues.
  • Conduct regular reviews of customer profiles and account documentation prepared by Client Relationship Managers (CRMs).
  • Facilitate ongoing training for staff on key regulatory topics related to CDD, Sanctions, and AML.
  • Perform Know Your Customer (KYC) assessments on Counterparty Banks.
  • Maintain comprehensive documentation for all alert reviews and clarifications.
  • Prepare files for regulatory reporting and respond to requests from authorities.
  • Contribute to the Quality Assurance Program within the Compliance division.
  • Report regularly to the Head of Compliance on complex cases.
  • Collaborate with the Compliance team to share best practices and enhance processes.

Qualifications

  • University Degree in Law, Business Administration, or a related field.
  • Certificate of Advanced Studies (CAS) in Compliance Management or equivalent.
  • A minimum of 3-5 years of experience in a compliance role within a banking environment.
  • Strong understanding of Swiss regulatory requirements, including AML, KYC, and other relevant banking regulations.
  • Familiarity with FATCA/QI/AEI, FinSA, and FinIA is advantageous.
  • Proven knowledge of Commodity Trade Finance.
  • Excellent analytical and problem-solving skills.
  • Highly organized with a proactive approach.
  • Ability to work independently and collaboratively.
  • Strong communication and interpersonal skills.
  • High ethical standards and commitment to confidentiality.
  • Proficiency in both French and English, written and spoken.
  • Comfortable using IT tools such as Outlook and MS Office.

Additional Information

  • Activity rate: 100%

We invite qualified candidates to submit their application, including a cover letter, CV, work certificates, and diplomas.

Please note that if you do not receive a response within three weeks, you may consider your application unsuccessful. Thank you for your understanding.

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