Compliance Officer

vor 1 Woche

Genf, Genf, Schweiz HSBC Private Bank Vollzeit

HSBC Private Bank is looking for a highly skilled Compliance Officer - Financial Crime to join our team. As a key member of our compliance department, you will be responsible for ensuring that all business activities are conducted in accordance with local laws and regulations.

Key Responsibilities:

  • Assist the First Line of Defense (1LoD) functions such as Relationship Managers (RMs), Business Management, Client Lifecycle Management team (CLM), BRCM to meet applicable laws and regulations, internal standards and Group policies with respect to money laundering deterrence, prevention and detection.
  • Provide support to the Head of FC Risk Stewardship and Chief Compliance Officer when and where required;
  • Represent the FC function in different business forums and projects to ensure the FC risk aspects are considered, appropriately managed and satisfactorily mitigated.

What You'll Do:

  • Efficiently and regularly cooperate with the Front office and other stakeholders in order to spread Compliance culture, enforce Compliance requirements and respect the Front office business objectives according to the FC risk appetite framework of the Group and the Bank.
  • Perform at all times an adequate follow-up of the tasks in order to escalate potential issues in a timely manner.

Impact on the Business:

  • Review policies, procedures and desk instruction manuals to ensure they are in line with legal regulatory requirements, Group policies and procedures and specific Group Private Banking requirements.
  • Provide guidance and respond to the 1LoD on matters related to FC and AB&C.
  • Respond to requests received by the Bank from third parties on matters related to FC and AB&C.
  • Provide support, expert advice and guidance to the 1LoD to help ensure Operational Risks are managed effectively and are meeting the standards defined by the ORMF.
  • Prepare Training material and conduct the training sessions on all FC related matters and topics.
  • Review and if appropriate concur on account opening requests and reclassification to ensure compliance with the local regulatory requirements as well as with the Group standards with respect to internal KYC policy (quality and depth), in particular:
  • Conduct plausibility checks of the KYC profile prepared by the RMs and CLM.
  • Ensure corroboration of information provided by the RMs and the checks performed by CLM.

Requirements:

  • Proven knowledge of and experience in applying legal and regulatory financial crime compliance requirements.
  • Advanced understanding of Private Banking business with practical experience in Compliance, Audit or Operational Risk area, Legal and/or Tax background is an asset.
  • Team player who can build relationships within and outside the Compliance function.
  • Organizational skills.
  • Analytical, well-informed and creative approach to problem-solving ability to work independently and to the highest level of accuracy and accountability.
  • Computer and IT systems literate, strong communication and writing skills.
  • Ability to work under pressure.
  • Knowledge of the Asian market is a plus.
  • Specific knowledge of sanctions is a plus.
  • Fluent in English (written and spoken). Further language skills are strongly preferred – French, German, Arabic, Greek, Mandarin.
  • Due to immigration restrictions in Switzerland we will only be able to consider applications from Swiss or EU citizens or from candidates holding a valid Swiss work permit.

  • Compliance Officer

    Vor 2 Tagen

    Genf, Genf, Schweiz Brodard Executive Search Vollzeit

    We are a boutique recruitment agency focused on delivering exceptional talent solutions in the field of audit and regulatory consulting. We are currently searching for a skilled Compliance Officer to join our client's team.About the RoleThis role involves providing compliance consulting services to regulated fund managers or asset managers. The ideal...

  • Senior Compliance Officer

    vor 2 Wochen

    Genf, Genf, Schweiz Roche & Hirschy Executive Search Vollzeit

    Senior Compliance Officer (H/F) – Spécialiste Middle East | Onboarding & Advisory | Banque Privée – GenèveNotre client, une banque active dans le domaine du Private Banking, recherche un(e) Senior Compliance Officer disposant d'une solide expérience en interaction avec la clientèle du Moyen-Orient et maîtrisant l'arabe, afin de renforcer son...

  • Compliance Officer

    vor 24 Stunden

    Genf, Genf, Schweiz Mirabaud Group Vollzeit

    Company DescriptionJoining Mirabaud means entering an entrepreneurial and innovative environment. With the 7th generation of the Mirabaud family working within the bank, the culture is that of a family business. With over 750 employees based in 10 countries worldwide, Mirabaud offers opportunities to develop one's career across an international network of 16...

  • Compliance Information Officer

    vor 1 Woche

    Genf, Genf, Schweiz SmartEdge, Lda Vollzeit

    Job OverviewWe are seeking a highly skilled Compliance Officer to join our team at SmartEdge, Lda. as an IT Business Analyst. In this role, you will be responsible for leading data governance initiatives and ensuring that data is accurate, complete, and consistent across all systems.The ideal candidate will have a strong background in data governance and...

  • Compliance Officer Exécutif

    Vor 3 Tagen

    Genf, Genf, Schweiz Roche & Hirschy Executive Search Vollzeit

    Compliance Officer ExécutifNous recherchons un(e) Exécutif Compliance Officer pour jouer un rôle clé dans la gestion des risques liés à la conformité. Ce poste nécessite une grande expérience dans le domaine de la Conformité et une connaissance approfondie des lois et réglementations relatives aux transactions financières.Ce poste est responsable...

  • Regulatory Compliance Officer

    Vor 7 Tagen

    Genf, Genf, Schweiz J.P. Morgan Vollzeit

    We are seeking a highly skilled AML Risk Management Specialist to join our AML team. As a Compliance Officer, Associate, you will be responsible for collecting and documenting data to support AML investigations, ensuring compliance across all business lines and regions.You will interact with AML management, business units, and the firm's Legal, Audit, and...

  • Cross Border Compliance Officer

    vor 1 Woche

    Genf, Genf, Schweiz Lombard Odier Vollzeit

    Lombard Odier is seeking a highly motivated and experienced individual to fill the position of Cross Border Compliance Officer. As a key member of our team, you will be responsible for developing and implementing effective cross-border compliance frameworks and providing technical expertise to colleagues and clients on cross-border regulations and...

  • Compliance Officer

    vor 1 Woche

    Genf, Genf, Schweiz JPMorganChase Vollzeit

    Job DescriptionJoin us to play a pivotal role in enhancing our Anti-Money Laundering (AML) processes and systems. This position offers an exciting opportunity to work with international and domestic clients, contributing to the firm's commitment to regulatory compliance and risk management. Your leadership skills and investigatory abilities will be key in...

  • Regulatory Compliance Officer

    Vor 3 Tagen

    Genf, Genf, Schweiz Banque Pictet & Cie SA Vollzeit

    **Job Description**Banque Pictet & Cie SA is a leading financial institution that provides a wide range of services to its clients. Our mission is to deliver exceptional service and expertise to our clients.We are seeking a highly skilled Business Compliance Officer to join our team. The successful candidate will be responsible for conducting trade...

  • Compliance Officer

    vor 1 Woche

    Genf, Genf, Schweiz HSBC Vollzeit

    We are looking for a highly motivated individual to take on the role of Financial Crime Risk Steward in our Swiss operations. This position will involve working closely with Front office and other stakeholders to spread Compliance culture, enforce Compliance requirements, and respect business objectives.The successful candidate will have a strong...

  • Business Compliance Officer

    vor 1 Woche

    Genf, Genf, Schweiz Banque Pictet & Cie SA Vollzeit

    Your teamPictet Trading & Sales (PTS) provides direct access to global markets, offering bespoke trading solutions across a wide range of asset classes. Our sales traders, IT specialists, strategists and quant analysts are assisted by a full suite of risk and control functions as well as the latest technology.PTS is looking to hire a Business Compliance...

  • Senior Compliance Officer

    Vor 3 Tagen

    Genf, Genf, Schweiz Hirschy Vollzeit

    Senior Compliance Officer (F / H) – Monitoring transactionnel (Spécialiste AML) Banque Privée à GenèveNotre client, une banque basée à Genève active dans le domaine du Private Banking, est à la recherche d'un Compliance Officer pour renforcer son équipe de monitoring transactionnel en apportant ses compétences et son expérience.Vous avez une...

  • Financial Compliance Officer

    vor 10 Stunden

    Genf, Genf, Schweiz Cagi Vollzeit

    Cagi is a leading humanitarian organisation dedicated to providing life-saving assistance to people affected by violent conflicts. We are currently seeking a highly skilled Financial Compliance Officer to join our team.Job PurposeThe Financial Compliance Officer will be responsible for ensuring that all financial transactions and reporting are compliant with...

  • Compliance Officer Trade Finance

    vor 2 Wochen

    Genf, Genf, Schweiz FICOBA Vollzeit

    Compliance Officer Trade Finance  Responsibilities: Review new account applications to ascertain that they meet the bank's internal standards ("Client Due Diligence (CDD)", Anti Money Laundering (AML)), Sanctions, Tax and Swiss regulatory requirements. Provide the necessary support to Front Office in the account opening process. Handle the...

  • Compliance Officer Trade Finance

    Vor 7 Tagen

    Genf, Genf, Schweiz FICOBA Vollzeit

    Compliance Officer Trade Finance Responsibilities:Review new account applications to ascertain that they meet the bank's internal standards ("Client Due Diligence (CDD)", Anti Money Laundering (AML)), Sanctions, Tax and Swiss regulatory requirements. Provide the necessary support to Front Office in the account opening process.Handle the Sanctions (OFAC & EU...

  • Compliance Officer Trade Finance

    Vor 6 Tagen

    Genf, Genf, Schweiz FICOBA Vollzeit

    Compliance Officer Trade Finance Responsibilities:Review new account applications to ascertain that they meet the bank's internal standards ("Client Due Diligence (CDD)", Anti Money Laundering (AML)), Sanctions, Tax and Swiss regulatory requirements. Provide the necessary support to Front Office in the account opening process. Handle the Sanctions (OFAC &...

  • Compliance Assistant Officer

    Vor 3 Tagen

    Genf, Genf, Schweiz PAMP S.A. Vollzeit

    Job OverviewPAMP S.A. is seeking a highly skilled Compliance Assistant Officer to join our team in the Compliance Department. The successful candidate will be responsible for ensuring the accuracy and integrity of the Central File and handling administrative requests from internal and external stakeholders.Key ResponsibilitiesMaintain the integrity and...

  • Regulatory Compliance Officer

    vor 1 Woche

    Genf, Genf, Schweiz JPMorganChase Vollzeit

    Job SummaryWe are seeking a seasoned Compliance Officer to join our Anti-Money Laundering (AML) team. In this role, you will leverage your investigative expertise to enhance our AML processes and systems, working closely with international and domestic clients.Key responsibilities include collecting and documenting data to support AML investigations,...

  • Banking Compliance Officer

    Vor 3 Tagen

    Genf, Genf, Schweiz HSBC Private Bank Vollzeit

    About the Role:We are looking for an experienced Banking Compliance Officer to join our team at HSBC Private Bank. As a member of the Task Force, you will play a crucial role in reviewing and analyzing account corroboration documentation.Your main responsibilities will include establishing and maintaining excellent working relationships with major...

  • Investment Compliance Officer

    vor 10 Stunden

    Genf, Genf, Schweiz Mirabaud Vollzeit

    About Us:Mirabaud is a leading player in the global wealth management industry. With a presence in 10 countries worldwide, we offer a unique opportunity to develop your career across an international network.Job Requirements:We are seeking a highly skilled Investment and Suitability Risk Officer to join our team. The successful candidate will be responsible...