Financial Services Compliance Specialist

vor 2 Wochen


Zürich, Zürich, Schweiz coni+partner AG Vollzeit

coni + partner is a leading consultancy company providing custom-fit staffing solutions to ensure a perfect match of professional skills, references and personal as well as social skills of successful candidates. We are specialized in the asset management sector.

We are looking for a paralegal with expertise in regulatory affairs to join our team as Associate Enrollment Investment Funds. In this role, you will be responsible for the registration of investment funds and representative of foreign investment funds in Switzerland.

Key Responsibilities:
  • Registration of investment funds with FINMA
  • Analysis and evaluation of distribution processes and regulatory issues of investment funds in the cross-border area
  • Ensuring compliance with licenses for Luxembourg, Cayman Islands, Ireland, etc.
  • Updating country-specific compliance lists and fund documentation
  • Point of contact for internal stakeholders and investors for regulatory questions regarding onboarding of fund manager, KYC/AML, tax compliance, due diligence of funds, etc.
Requirements:
  • Bachelor's degree in Business Law or Paralegal
  • Experience in a similar generalist function connected with funds and distribution
  • General knowledge of fund contracts and compliance (KYC/AML, Cross Border, UCITS, etc.)
  • Dynamic personality with organizational talent and enjoyment of independent, results-oriented work
  • High level of professionalism towards internal and external stakeholders
  • Eloquent communication skills and pleasant manners
  • IT flair and MS Office skills
  • Fluent in German and English


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