Operational Risk Specialist

vor 20 Stunden


Zürich, Zürich, Schweiz Saxo Bank Vollzeit

Saxo Bank is seeking a skilled Operational Risk Specialist to join our team. In this role, you will be responsible for ensuring effective monitoring and management of regulatory reporting, operational risk KPIs, and helping to mitigate operational risk incidents.

The ideal candidate will have a solid understanding of securities products, including derivatives, and prior experience in a risk/regulatory/reporting role. You will work closely with our local COO and other key stakeholders to continuously improve control processes and drive improvement initiatives.

Key Responsibilities:

  • Ensure effective 1st line of defense to monitor & manage regulatory reporting, operational risk KPIs and help mitigate operational risk incidents
  • Oversee and deliver operational risk KPI matrix to track BAU performance and identify potential gaps
  • Analyze key risk data and work with business areas to identify error root causes, material risks and control issues and continuously improve control processes
  • Challenge processes and behaviors within the wider operational structure
  • Ensure local oversight of Risk Events, analysis of root causes, identified patterns, validation of all corrective actions and procedural updates
  • Develop effective working relationships with key stakeholders internally within the Bank and externally (Auditors, Regulators etc.)
  • Ensure high quality reviews of control standards and their implementation
  • Drive, promote and monitor continuous improvement in the Risk Culture across all areas in the Swiss Bank
  • Ensure ongoing regulatory compliance, operational efficiency and adherence to business procedures across regulatory & risk reporting landscape
  • Monitor and track audit requirements (both internal & external) related to regulatory & risk reporting and follow up with the respective departments and mitigate Risk
  • Review and improve SLA documentation and KPI universe for outsourced services


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