Banking Head of Compliance

vor 2 Wochen


Zurich, Schweiz Flex Suisse AG Vollzeit

Flex Suisse is the number one service provider to empower legal & compliance departments with flexible workforce, managed legal services and professional search in Switzerland, Liechtenstein and Germany. For our most recent mandate we are looking for an exceptional talent in the following field:
**Banking | Head of Compliance | Zurich & Remote| Perm. | 100% | Immediately | CHF 180’000+**

**Responsibilities**:

- Conduct periodic risk assessments to identify potential compliance risks and develop strategies to mitigate them
- Develop, implement, and maintain an effective compliance program that meets all regulatory requirements, industry standards and applicable laws
- Investigate any alleged violations of laws, regulations, or company policies and take appropriate actions
- Stay up-to-date on regulatory changes and industry trends that may impact the bank's compliance program
- Serve as the primary point of contact for regulatory agencies and internal stakeholders regarding compliance matters

**Experience**:

- Relevant experience in leadership positions
- Fluent in German and English, French is an asset
- Exposure to international best-practice compliance
- Completed MLaw and/or relevant compliance certification
- Min. 5 years of PQE in banking compliance or a related field

We are an equal opportunity employer enabling highly skilled talents with a variety of full
- and part-time opportunities. Be passionate about your field of expertise and get in touch with us.

Work Location: One location


  • Banking Head Legal

    vor 4 Wochen


    Zurich, Schweiz Flex Suisse AG Vollzeit

    Flex Suisse is the leading service provider for supporting legal and compliance departments with flexible staffing, managed legal services and professional search in Switzerland, Liechtenstein and Germany. For our latest mandate we are looking for an exceptional talent in the following field: **Banking | Head Legal & Compliance | Bern | 3 months+ | 100% |...


  • Zurich, Schweiz Experis Vollzeit

    **Private Banking Compliance** Experis is the global leader in professional resourcing and project-based workforce solutions. **Overview of contract** On behalf of our client, one of the largest banks in Zürich, we are looking for a Private Banking Compliance. **Location**: Zürich, Altstetten **Start date**: ASAP **End date**: 31.12.2023 or...

  • Head of Legal

    vor 4 Wochen


    Zurich, Schweiz Humentum AG Vollzeit

    For our customer, a global acting supplier of high-performance industrial components and engineered solutions, who is expanding its business areas both horizontally and vertically and its business volume is increasing worldwide, we seek you as: **Head of Legal & Compliance** Job-ID 67281 As the Head of Legal and Compliance you will be part of the Group...

  • Head of Legal

    vor 4 Wochen


    Zurich, Schweiz SYZ GROUP Vollzeit

    Syz Capital is a Swiss-based Alternative Asset Manager specialized in private market funds and hedge funds. Syz Capital provides private and institutional investors unparalleled access to quality opportunities across liquid and illiquid alternative investment ecosystem. Uniquely positioned to understand the needs and challenges facing investors, SYZ...


  • Zurich, Schweiz Flex Suisse AG Vollzeit

    Flex Suisse is the number one service provider to empower legal & compliance departments with flexible workforce, managed legal services and professional search in Switzerland, Liechtenstein and Germany. For our most recent mandate we are looking for an exceptional talent in the following field: **Banking | Regulatory Compliance Lawyer | Zurich & Vaduz |...

  • Internal Auditor

    vor 3 Wochen


    Zurich, Schweiz coni+partner AG Vollzeit

    Our client is a Bank in Zurich. We are searching for an audit professional (m, f, d) as an Internal Auditor / Compliance and Change Aufgaben Responsible for audits with a focus on Private Banking, Compliance and Investment Management / Identifying risks / Questioning the effectiveness of controls / Responsible for the adherence of the business and its...

  • Director of Compliance

    vor 3 Wochen


    Zurich, Schweiz RULEMATCH AG Vollzeit

    RULEMATCH has built a digital assets trading and clearing venue with world-class partners to meet the specific needs of regulated financial institutions. By offering significantly more capital-efficient and lower latency trading, RULEMATCH is helping increase institutional adoption and enable the next evolution of the crypto and digital asset market.We are...


  • Zurich, Schweiz Avaloq Vollzeit

    Company Description Founded and headquartered in Switzerland, Avaloq is continuously expanding its global footprint with around 2,500 colleagues in 10 countries, and more than 160 clients in 35 countries. We are an industry-leading provider of wealth management technology and services for financial institutions around the world, including private banks and...


  • Zurich, Schweiz Avaloq Vollzeit

    Company Description **A bit about us** Founded and headquartered in Switzerland, Avaloq is continuously expanding its global footprint with around 2,500 colleagues in 10 countries, and more than 160 clients in 35 countries. We are an industry-leading provider of wealth management technology and services for financial institutions around the world, including...

  • Head of Risk

    vor 4 Wochen


    Zurich, Schweiz IQ-EQ Vollzeit

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - To deliver the agreed strategy targets within the Risk & Compliance function, through...

  • Head of Risk

    vor 4 Wochen


    Zurich, Schweiz IQ-EQ Vollzeit

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: **Responsibilities (how we will measure success)**: - To deliver the agreed strategy...

  • Executive Assistant

    Vor 4 Tagen


    Zurich, Schweiz Redstone Private Banking Vollzeit

    Redstone Private Banking Search are leaders in the global provision of search solutions for the international private banking and wealth management markets. With coverage of a wide variety of Private Banks, Boutiques, Family Offices, Wealth Managers, Fund Managers and Investment Houses, Redstone Private Banking can offer tailored search solutions in a...


  • Zurich, Schweiz KPMG Vollzeit

    Freelancer - Banking Regulatory & Compliance - Unterstütze uns mit deinem Know-how in KYC, AML und Compliance und erhalte die Möglichkeit dein einzigartiges Netzwerk weiter auszubauen.**Zürich** **nach Vereinbarung** **60 % - 100 %, variabel** So bringst du KPMG weiter Unterstütze bei KYC, AML und Background Checks sowie bei Legal - und...


  • Zurich, Schweiz On AG Vollzeit

    **In short**: We are looking for a seasoned Head of Group Reporting who will lead our financial reporting processes. As the Head of Group Reporting, you will be a key figure in our finance team reporting directly to the Global Head of Accounting & Reporting. Your role is critical in overseeing the consolidation and reporting of our financials, ensuring...


  • Zurich, Schweiz EFG Bank AG Vollzeit

    We are looking for a Head of Onboarding & Periodic Reviews in Switzerland to lead and manage the team spread over 3 locations: Zürich, Geneva and Lugano. Previous similar position is indispendable.

  • Compliance Intern

    vor 4 Wochen


    Zurich, Schweiz Société Générale Vollzeit

    **Responsibilities**: SG Zurich Branch (CIB) provides innovative financial solutions, advisory services and capital market products serving the needs of its corporate, institutional, and private clients. Present in Switzerland since 1927 SGCIB Zurich Branch offers local and cross-border expertise providing a full range of financial services to its clients...

  • Head of Marketing

    vor 4 Wochen


    Zurich, Schweiz MME Compliance AG Vollzeit

    Beschreibung Als Beratungsunternehmen vereinen wir Recht, Steuern und Compliance unter einem Dach. Das unterscheidet uns von anderen. Ob wir als Arbeitgeberin besser sind als andere, musst du entscheiden. Eines sind wir aber in jedem Fall: etwas anders. Es sind die feinen Unterschiede, die unsere Mitarbeitenden schätzen. Du bald auch? **Hast du Lust** -...

  • Head of Finance

    vor 3 Wochen


    Zurich, Schweiz Sygnum Bank Vollzeit

    About the role The Finance team in Zurich is responsible for accounting, regulatory reporting, budgeting, management reporting, accounts payable and tax activities for Sygnum Bank AG in Switzerland and Abu Dhabi. The Head of Finance will be responsible for all activities beside many together with the local team. The role will report directly to the Chief...

  • Digital Ethics

    vor 4 Wochen


    Zurich, Schweiz Takeda Pharmaceutical Vollzeit

    **Forge Your Path** At Takeda, we are guided by our purpose of creating better health for people and a brighter future for the world. Every corporate function plays a role in making sure we — as a Takeda team — can discover and deliver life-transforming treatments, guided by our commitment to patients, our people, and the planet. People join Takeda...


  • Zurich, Schweiz Julius Baer Vollzeit

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. **YOUR CHALLENGE**: - Demonstrate effective leadership for the team and wider Compliance department to foster a strong...