Head of Client Review

vor 3 Wochen


Geneve, Schweiz Brodard Executive Search Vollzeit

Description du poste

The **Head of Client Review **must manage the Wealth Management Client Periodic Review team, ensuring that the team fulfills its main missions and duties.

**The responsibilities
**- Provide from time-to-time guidance and expertise on quality standards and regulatory requirements to WM Front Office when necessary;
- Synchronize with Compliance and Client Documentation teams to ensure standards are met.
- Raise and escalate any deviation to the adherence to the Bank’s standards to the relevant management, control functions and/or committees;
- Upon Management’s request, act as a relay of authority within the WM Markets on certain initiatives;
- Any other task required by Management relating to the mission of the employees;
- Regular meetings with WM Relationship Managers and Management.;
- Regular reporting and reports on activity and associated risks.
- Team Manager duties:

- The scope of this role is very broad and encompasses a wide variety of tasks and responsibilities that will include the following:

- Manage teams split between Zurich and Geneva to ensure effective and efficient monitoring of client periodic reviews;
- Forecast, plan and implement ongoing Client review projects ensuring all team members and bank wide employees are aligned with standards and processes;
- Ongoing monitoring, training and support of team members and the other stakeholders in respect of expected quality of deliveries;
- Follow up on planning delivery, identify any risk of not delivering, escalate and propose solutions to Management;
- Raise issues, discrepancies, and backlog on the review plan with WM Market and Region heads, aiming at finding and agreeing on solutions;
- Stakeholdership with IT, Operations and business stakeholders to ensure systems alignment with needs and requirements, and address development needs;
- Closely interact with Compliance Quality Assurance team to ensure standards are sustained, and sustainably address discrepancies;
- Address complex remediation and review cases with the team and relevant stakeholders within the organization (Compliance, WM Business Regulatory Advisory,);
- Ensure that escalation process is effective and efficient and that pragmatic decisions are formulated and followed with effect;
Manage closely the team capacity and address risks to Management.**The profile:
- Minimum 10 years of professional experience within the banking sector, in Compliance and Conformity functions.
- People management experience required;
- A detailed background and knowledge of Swiss AML and CDB regulatory frameworks and requirements to complete periodic reviews;
- Acumen and sensitivity to International Sanctions, Financial Crime, Cross Border matters, Tax and/or Investor protection frameworks a plus;
- Ability to recognize CDB document requirements and inform Relationship Managers of any inconsistencies or needs;
- Proven ability to work effectively with Front Office;
- Master Degree ;
- Fluent English a must; French and / or German a plus
Swiss resident



  • Geneve, Schweiz OPTIMA PARTNERS Vollzeit

    **Head of Client Relationship Management** For our client, a Geneva based bank active in Wealth Management, we are currently looking for a Head Client Relationship Management. In this role, your main objectives are to lead and motivate a team of Relationship Managers and Assistant Relationship Managers. You act as a role model and ambassador for the Bank....

  • Head of Client

    Vor 3 Tagen


    Geneve, Schweiz Piaget Vollzeit

    Code de référence: 93905**HEAD OF CLIENT & OMNICHANNEL**: - Geneva, GE, CH- PermanentDepuis 1874, Piaget cultive l'esprit du luxe grâce à une créativité incessante, une innovation sans limite, un souci d’excellence et un savoir-faire horloger et joaillier totalement intégré. Piaget excelle dans tout ce qui est rare, précieux et...


  • Geneve, Schweiz Finders SA Vollzeit

    **Client**: A human-sized Swiss private bank with strong core value, a long-standing reputation and stability. They offer a wide range of financial services and bespoke client solutions - global in scope and personal in service, With an independent perspective, this is a bank that is extremely dedicated to its HNW private clients and puts their needs first,...

  • Compliance Manager

    vor 1 Woche


    Geneve, Schweiz SYZ GROUP Vollzeit

    Ensure clients are reviewed periodically according to their risk rating - from a formal, material, reputational, and transactional point of view - whilst ensuring KYC information registered in the core banking system is appropriately reviewed. Mission - Manage the periodic reviews team (2-3 Compliance Officers) - Devise and implement a review plan aiming at...

  • Evidence Reviewer

    Vor 6 Tagen


    Geneve, Schweiz United Nations Vollzeit

    Result of Service Provide analyses following a review of the evidentiary materials collected by the Mechanism identifying material pertinent to the mandate of the Mechanism. Work Location Home-based Expected duration 4 months **Responsibilities**: This position is with the Independent Investigative Mechanism for Myanmar (IIMM), within the Collection,...

  • Head of Finance

    vor 13 Stunden


    Geneve, Schweiz LHH Vollzeit

    We are currently recruiting a Head of Finance for one of our clients, a bank located near Geneva center. In this position, your responsibilities are: - Be responsible for monthly accounting processes of the Bank and its subsidiaries - Carries out the monthly consolidation of the financial Group. - Prepares half-yearly and annual accounts for all entities...

  • Head of Ict Projects

    vor 1 Woche


    Geneve, Schweiz BMK Recruitment Vollzeit

    We are currently looking on behalf of one of our clients for a Head of ICT projects. This is a permanent position. Tasks - develop and execute digital workplace and ICT strategies aligned with company goals and guidelines - lead a small team of IT professionals - select and oversee the the implementation of digital workplace technologies - drive change...

  • Head of Risk

    Vor 7 Tagen


    Geneve, Schweiz Swisslinx Vollzeit

    Our client is an international Commodity Trading group located in Geneva. On behalf of our client, Swisslinx is looking for an experienced Head of Risk to be responsible for market, credit and operational risks as well as for managing the group hedging program. **Responsibilities**: - Building and maintaining an integrated risk framework with policies and...


  • Geneve, Schweiz ICRC Vollzeit

    **Head of Digitalization**: **Context**: At the end of 2023, the ICRC deployed its Institutional Strategy for 2024 - 2027, which provides a contemporary view of its mandate. Digital is an essential component of this strategy with a dedicated specific objective to " enhance operational capacities, support a leaner, more agile and cost-efficient organisational...

  • Head of Communication

    Vor 6 Tagen


    Geneve, Schweiz ICRC Vollzeit

    **Head of Communication**: **Purpose of the position**: The Head of the Communication Division ensures strategic and organizational alignment in external and internal communications. They support the Director of Mobilization, Movement and Partnerships (MMP) in setting the communication vision and direction for the ICRC, in line with the institutional...

  • Head of HR

    Vor 4 Tagen


    Geneve, Schweiz LHH Vollzeit

    For our client, an industrial company based near Geneva, we a searching for a: Head of Human Resources As the Head of Human Resources, you will be responsible for overseeing and managing all aspects of HR functions within the company. You will play a critical role in developing and executing HR strategies, policies, and programs to support the...


  • Geneve, Schweiz PER, Private Equity Recruitment Vollzeit

    Co-Head of Venture/Growth Sustainable Investments, Global Asset Manager, UK or Geneva, Switzerland **About our client** With close to $15bn AuM, and as part of its continued growth, the team is seeking to recruit an experienced investor to be based in either London, UK or Geneva, Switzerland, who will be responsible for sourcing and leading deals that are...

  • Head of Procurement

    Vor 7 Tagen


    Geneve, Schweiz World Economic Forum LLC Vollzeit

    The World Economic Forum, committed to improving the state of the world, is the international organization for public-private cooperation. The Forum engages the foremost political, business and other leaders of society to shape global, regional and industry agendas. Why we are recruiting To ensure the efficient financial management and controls necessary...


  • Geneve, Schweiz Orange Business Services Vollzeit

    **About the role**: The Head of Business Line Connectivity Europe is responsible for the European performance of the Connectivity Business Line (revenue, margin) by leading a community of Business Line focused sales & pre-sales profiles across Europe and building a strong interlock with customers, Account Managers, central domains, partners, The Connectivity...


  • Geneve, Schweiz International Federation of Red Cross and Red Crescent Societies Vollzeit

    **Vacancy No.** S03169 **Contract Type** Volunteer **Application Deadline** 10-May-2023 **Job Posted on** 09-May-2023 **Country** GLOBAL Different Locations **Duty Station** Global **Duty Station Status** N/A **Duration** 18 months **Accompanied Status** N/A **Grade** Not applicable **Organizational Context**: The International Federation...


  • Geneve, Schweiz World Economic Forum LLC Vollzeit

    The World Economic Forum, committed to improving the state of the world, is the international organization for public-private cooperation. The Forum engages the foremost political, business and other leaders of society to shape global, regional and industry agendas. Why are we hiring? The Forum is currently searching for a Head of Financial Planning,...


  • Geneve, Schweiz OPTIMA PARTNERS Vollzeit

    **Head of Infrastructure Security** Pour une banque privée de premier plan nous recherchons un/e Head of Infrastructure Security. En tant que responsable de cette équipe, vous occuperez un rôle clé pour assurer la cybersécurité de la Banque. **1. Votre role** - Gérer une équipe d’ingénieurs assurant la gestion et l’évolution de plateformes...


  • Geneve, Schweiz UNION BANCAIRE PRIVÉE, UBP SA Vollzeit

    **Head of Enterprise Architecture**: **Description**: The Bank’s entire operations are managed by COO Division and are headed up by the Chief Operating Officer. It strives to provide both in-house and external clients with a first-rate service to ensure our business operates efficiently and at the best possible cost. The COO division comprises Operations,...


  • Geneve, Schweiz Brodard Executive Search Vollzeit

    Description du poste - Pour notre client, une banque privée à taille humaine, nous recherchons un/e: **Deputy Head of Finance - Vos missions: - Soutenir la comptabilité financière et analytique - Maîtrise des flux comptables - Etablissement de l’ensemble des reportings réglementaires - Support au responsable financier dans le cadre de la préparation...

  • Head of PMO

    Vor 4 Tagen


    Geneve, Schweiz Médecins Sans Frontières Suisse Vollzeit

    **Context & Mission**: Médecins sans Frontières (MSF) is an independent humanitarian organization providing medical aid to victims of man-made or natural disasters, epidemics and endemics. Its Operational Centre in Geneva is responsible for medical assistance programmes in 24 countries. MSF manages numerous projects at several levels: intra-departmental,...