Head of Compliance Onboarding
vor 3 Wochen
Lead and manage the Onboarding & Periodic Reviews team (approx. 15+ people) within the legal entity EFG Bank AG, spread over the 3 locations: Zürich, Geneva and Lugano and oversee all KYC/AML processes and procedures to ensure proper risks management and adherence to the internal framework and regulatory requirements.
**Main Responsibilities**
- Oversight of Onboarding & Periodic Reviews activities.
- Management of the Onboarding & Periodic Reviews team over the 3 locations,, defining priorities, setting goals and leading people.
- Provide support and guidance to the team and the front office.
- Escalate sensitive and/or urgent issues to the Head of Financial Crime or her deputy.
- Collaborate and maintain strong relationships with with the First Line of Defense (FLoD) and other stakeholders as well as with foreign Compliance units.
- Prepare, participate and follow-up on internal and external audits.
- Preparation of management reports, statistics and KPI for internal use and for Group Compliance.
- Prepare and provide trainings and workshops to compliance and front office.
- Keep abreast of the current development of regulatory changes that may affect the business or the process/procedure, and propose appropriate strategies and measures to be taken.
- Promote compliance awareness and support the development of risk culture within the bank. Maintain and enhance Onboarding & Periodic Reviews processes, systems and tools by participating to projects, reviewing and/or developing internal guidelines and supporting the development of new tools.
**Professional Skills**
- 8+ years of experience in Compliance with strong track record in compliance knowledge, in particular in client onboarding but also in financial crime and transaction monitoring.
- Certificate of advanced studies in Compliance and/or other specialized certificates are a plus.
- Strong leadership.
- Strong knowledge of Private banking, Wealth Management and Asset Management.
- Good understanding of commercial challenges.
- Solution-driven and pragmatic mindset.
- Flexibility and resourcefulness.
- Strong ability to work across different functions.
- Flexibility to travel around Switzerland on a regular basis.
- Strong interpersonal skills. Fluent in English as well as in French and/or German and/or Swiss German and/or Italian.
**Our Values**
- Accountability: Taking ownership for tasks and challenges as well as seeking continuous improvement
- Hands-on: Being proactive to rapidly deliver high-quality results
- Passionate: Being committed and striving for excellence
- Solution-driven: Focusing on client outcomes and treating clients fairly with a risk-aware mindset
- Partnership-oriented: Promoting collaboration and teamwork. Working together with an entrepreneurial spirit.
-
Banking Head of Compliance
Vor 5 Tagen
Zurich, Schweiz Flex Suisse AG VollzeitFlex Suisse is the number one service provider to empower legal & compliance departments with flexible workforce, managed legal services and professional search in Switzerland, Liechtenstein and Germany. For our most recent mandate we are looking for an exceptional talent in the following field: **Banking | Head of Compliance | Zurich & Remote| Perm....
-
Investor Onboarding Compliance Manager
Vor 4 Tagen
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist eine Bank in Zürich....
-
Paralegal Onboarding-compliance Am
Vor 4 Tagen
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist das Asset Management...
-
Mitarbeiter Onboarding-compliance Und
vor 4 Wochen
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist eine Bank in Zürich....
-
Head of Is Compliance Assurance
vor 2 Wochen
Zurich, Schweiz ABB Vollzeit**Head of IS Compliance Assurance**: **Take your next career step at ABB with a global team that is energizing the transformation of society and industry to achieve a more productive, sustainable future. At ABB, we have the clear goal of driving diversity and inclusion across all dimensions: gender, LGBTQ+, abilities, ethnicity and generations. Together, we...
-
Head of Legal
vor 3 Wochen
Zurich, Schweiz Humentum AG VollzeitFor our customer, a global acting supplier of high-performance industrial components and engineered solutions, who is expanding its business areas both horizontally and vertically and its business volume is increasing worldwide, we seek you as: **Head of Legal & Compliance** Job-ID 67281 As the Head of Legal and Compliance you will be part of the Group...
-
Paralegal / Onboarding-compliance Und
vor 3 Wochen
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist eine Bank in Zürich....
-
Head of Legal
vor 3 Wochen
Zurich, Schweiz SYZ GROUP VollzeitSyz Capital is a Swiss-based Alternative Asset Manager specialized in private market funds and hedge funds. Syz Capital provides private and institutional investors unparalleled access to quality opportunities across liquid and illiquid alternative investment ecosystem. Uniquely positioned to understand the needs and challenges facing investors, SYZ...
-
Head of Compliance
vor 3 Wochen
Zurich, Schweiz Experis VollzeitSie sind auf der Suche nach einer neuen beruflichen Herausforderung, in der Sie Ihre Expertise aus dem Compliance Bereich voll einbringen können? Sie verfügen über mehrjährige einschlägige Berufserfahrung im Konzernumfeld oder in der Unternehmensberatung und möchten den nächsten Schritt in Ihrer beruflichen Laufbahn gehen? Dann sind Sie hier...
-
Head Compliance
vor 2 Wochen
Zurich, Schweiz RULEMATCH AG VollzeitRULEMATCH is a promising venture in the field of digital asset trading for institutional market participants and is looking for a Head Compliance (f/m). Tasks - Handling of all compliance matters of the company - Responsibility for compliance with laws and regulation in the areas of financial market law and prevention of money laundering - Implementation of...
-
Head Compliance
vor 2 Wochen
Zurich, Schweiz RULEMATCH AG VollzeitRULEMATCH is a promising venture in the field of digital asset trading for institutional market participants and is looking for a Head Compliance (f/m). Tasks - Handling of all compliance matters of the company - Responsibility for compliance with laws and regulation in the areas of financial market law and prevention of money laundering - Implementation of...
-
Deputy Head of Compliance
vor 3 Wochen
Zurich, Schweiz Sygnum Bank AG VollzeitAbout us Sygnum is the world’s first regulated Digital Asset Bank, founded on Swiss and Singapore dual heritage, headquartered in Switzerland and operating globally. We make digital assets bankable, secure and convenient, empowering our clients to invest in the digital asset economy with complete trust. For the first time with Sygnum, major currencies...
-
Deputy Head of Compliance
vor 2 Wochen
Zurich, Schweiz Sygnum Vollzeit**About Us** Sygnum is the world’s first regulated Digital Asset Bank, founded on Swiss and Singapore dual heritage, headquartered in Switzerland and operating globally. We make digital assets bankable, secure and convenient, empowering our clients to invest in the digital asset economy with complete trust. For the first time with Sygnum, major currencies...
-
Head of Customer Service
vor 3 Wochen
Zurich, Schweiz True Wealth AG VollzeitTrue Wealth is the Swiss pioneer in online wealth management, enjoying exceptional customer growth. With 12’000 clients trusting our investment platform and expertise with their savings and wealth, we care deeply about making investing simpler, more transparent and fun. We do so in the most cost efficient way to empower our customers with the benefits of...
-
Mitarbeiter Onboarding-compliance Fund Investments
vor 3 Wochen
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist das Asset Management...
-
Head of Operations
vor 2 Wochen
Zurich, Schweiz Demolytic Vollzeit**Zürich**: **Schweiz**: Wir suchen einen Head of Operations, der die täglichen Aktivitäten in den Bereichen Finanzen, IT und Compliance überwacht. Der Head of Operations entwirft unter anderem Richtlinien, beaufsichtigt den Kundenservice und die Implementierung von Technologielösungen. Er sollte eine verantwortungsbewusste Führungskraft mit...
-
Head Compliance Coverage Switzerland
Vor 6 Tagen
Zurich, Schweiz Leonteq AG VollzeitBecome a part of our young and dynamic team Leonteq Securities was initially founded in 2007 as an issuer of investment products by 4 industry experts, and as of 2012 Leonteq is listed on the SIX Swiss Exchange. We have been growing significantly along with investing heavily into our platform which we have built from scratch to bring it to its market leading...
-
Director of Compliance
vor 2 Wochen
Zurich, Schweiz RULEMATCH AG VollzeitRULEMATCH is a promising venture in the field of digital asset trading for institutional market participants and is looking for a Director of Compliance (f/m). Tasks - Handling of all compliance matters of the company - Responsibility for compliance with laws and regulation in the areas of financial market law and prevention of money laundering -...
-
Head of Privacy, Digital Ethics
vor 3 Wochen
Zurich, Schweiz Takeda Pharmaceutical Vollzeit**Head of Digital Ethics & Compliance - EUCAN** At Takeda, our mission is to improve health and well-being at every opportunity, touching the lives of people around the globe with our commitment to innovation, patient care, and ethical standards. As we embrace the digital future, the integration of ethics and compliance within our technological advancements...
-
Director of Compliance
vor 3 Wochen
Zurich, Schweiz RULEMATCH AG VollzeitRULEMATCH has built a digital assets trading and clearing venue with world-class partners to meet the specific needs of regulated financial institutions. By offering significantly more capital-efficient and lower latency trading, RULEMATCH is helping increase institutional adoption and enable the next evolution of the crypto and digital asset market. We are...