Investment & Suitability Risk Officer
Vor 2 Tagen
Joining Mirabaud means entering an entrepreneurial and innovative environment. With the 7th generation of the Mirabaud family working within the bank, the culture is that of a family business. With over 750 employees based in 10 countries worldwide, Mirabaud offers opportunities to develop one’s career across an international network of 16 offices.
Job Description
The Investment and Suitability Risk Officer will manage suitability and risk compliance for the Group’s Wealth Management, ensuring regulatory adherence and robust control measures. This role requires an autonomous, solution-oriented individual capable of handling diverse tasks, from regulatory compliance to investment oversight, while effectively engaging with both executive and operational levels.
Main responsibilities:
- Conduct ongoing and ad hoc compliance and suitability controls linked to Investment Suitability.
- Provide regulatory support to Portfolio Management and Investment Advisory teams.
- Develop and implement risk dashboards and management tools.
- Contribute to a comprehensive second-line risk management framework.
- Assist and challenge the first-line controls implemented by the Investment team.
- Support group-wide projects on suitability and risk management.
- Maintain knowledge of regulatory requirements (LSfin, MiFID) and ESG standards.
- Collaborate with data analysts to define and specify data needs to support ESG Standards.
- Conduct quarterly debriefings of key controls with Wealth Management entities, challenging and guiding portfolio managers or advisors on remediation cases of Investment Guidelines breaches.
- Represent the Investment & Suitability Risk team in the Investment and Product Committee on a periodic basis.
Qualifications
- Master’s degree in Finance, Economics or a related field.
- Relevant certifications in risk management or regulatory compliance (e.g., CFA, FRM, CIIA, Compliance Management) are advantageous.
- Financial Risk or Compliance Experience (5+ years): Significant experience in a financial risk or compliance role within wealth management.
- Investment expertise: Strong knowledge of investment products, portfolio management, and financial markets.
- Regulatory Compliance Knowledge: Thorough understanding of regulatory requirements, especially LSFin, MiFID (suitability) and ESG frameworks.
- Autonomy and initiative: Capable of operating independently, taking initiative to address controls and guide remediation when necessary.
- Effective communication: Strong interpersonal and communication skills to effectively interact with stakeholders at all levels.
- Problem-Solving and Solution oriented: An analytical, solution-focused approach to manage challenges effectively.
- IT Skills: Ability to process data using VBA or Power BI.
Additional Information
- Family-friendly and dynamic environment.
- Direct impact on the business, no matter your position or seniority.
- Work in an environment that encourages autonomy and entrepreneurship.
- Flexible working arrangements to help you achieve a better work-life balance.
- Variety of cultural and sporting activities during your free time.
- Inclusion and equal treatment.
- Various employee benefits & family-friendly benefits.
Notes:
- Only candidates selected for an interview will be contacted. Many thanks for your understanding.
- We will not accept any CVs from agencies.
-
Investment Advisor
vor 2 Monaten
Genf, Schweiz AMP Partners VollzeitJob Description:Presenting investment strategy to commercial teams, clients and prospectsDesigning pitch notes, talking points and market commentary across all productsAdvising clients on their investment portfolio allocation, setting investment strategy, conducting account reviews and pitching additional investment opportunitiesGenerating new investment...
-
Chief Risk Officer
vor 4 Wochen
Genf, Schweiz UR Capital Sàrl VollzeitJob title: Chief Risk OfficerJob type: PermanentEmp type: Full-timeIndustry: Financial ServicesFunctional Expertise: Executive ManagementSalary type: AnnualLocation: Geneva, SwitzerlandJob published: 10-12-2024Job ID: 33517Contact name: Fabrice DrouinContact email: fd@ur-capital.comJob DescriptionAs Chief Risk Officer (CRO), you will play a key role within...
-
Investment Counsellor
vor 5 Monaten
Genf, GE, Schweiz EFG International VollzeitAs a member of the LatAm Local Investment Advisory team, you will be responsible for the advice of investment solutions to clients and prospects, with the primary objective of partnering with Private Banking Client Relationship Officers (CRO) to offer appropriate investment solutions, both discretionary and advisory, and attracting/enhancing client...
-
Investment Manager
vor 2 Monaten
Genf, GE, Schweiz Deutsche Bank Vollzeit**Investment Manager**: **Job ID**:R0360479**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-11-28**Location**:Geneva**Position Overview**: For over 150 years, our dedication to being the Global Hausbank for our clients has been driven by our people - in around 60 countries and across more than 150 nationalities. Their deep...
-
Investment Manager
vor 1 Monat
Genf, Schweiz Deutsche Bank VollzeitJob Description:For over 150 years, our dedication to being the Global Hausbank for our clients has been driven by our people – in around 60 countries and across more than 150 nationalities. Their deep understanding, insights, expertise, and passion help our clients navigate an increasingly complex world – be it in our Corporate Bank, our Private Bank,...
-
Senior Credit Risk Officer in T
vor 1 Woche
Genf, Schweiz FICOBA SA VollzeitSenior Credit Risk Officer in T & C Finance- Performs an in-depth analysis on the credit applications submitted by account management, including financial analysis, business risk, structure risk, country risk, etc.- Pro-actively shares the risk appetite with the account management function to maintain a common risk culture, including providing guidance on...
-
Business Risk Manager
vor 3 Monaten
Genf, GE, Schweiz Lombard Odier & Cie VollzeitA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
-
Senior Credit Risk Officer
vor 2 Monaten
Genf, Schweiz ING Bank N.V. VollzeitING is a world-leading universal bank with activities performed out of a range of continents and countries, one of them being Switzerland. ING Switzerland is currently looking for a Senior Credit Risk Officer to re-enforce its Credit Risk team.ING Switzerland has been a fast growing franchise serving a range of clients; mainly in the Trade and Commodity...
-
Chief Risk Officer
vor 2 Monaten
Genf, Schweiz LOTUS Partners Sàrl VollzeitFor one of our clients, a Global Macro Hedge Fund based in Geneva we are looking for a:Chief Risk Officer (CRO) / Head of OperationsOur client is a leading hedge fund managing $2 billion in assets, seeking a highly experienced individual to step into the dual role of Chief Risk Officer and Head of Operations. This opportunity is based in Geneva and offers...
-
Cybersecurity Governance and Risk Officer
Vor 2 Tagen
Genf, Schweiz Technology Staffing Group VollzeitAbout our client:Our client is a global leader in energy and commodities, celebrated for innovation, excellence, and integrity. Operating in over 40 locations, they drive energy trading and investments in crude oil, refined products, natural gas, LNG, power, and renewables.With a dynamic, entrepreneurial culture, they empower talent to thrive, offering...
-
Investment Professional, Swiss Market
vor 5 Monaten
1204 Genf, GE, Schweiz JPMorgan Chase & Co Vollzeit**JOB DESCRIPTION** We are actively looking for exceptionally talented individuals who are collaborative, confident and motivated to provide a first-class experience to clients. If you have an entrepreneurial mind-set and are looking to constantly challenge yourself, J.P. Morgan is the place for you. You will be working alongside a team of talented...
-
Python Developer
vor 1 Monat
Genf, Schweiz Technology Staffing Group VollzeitAbout our client:Our client is a global leader in energy and commodities, celebrated for innovation, excellence, and integrity. Operating in over 40 locations, they drive energy trading and investments in crude oil, refined products, natural gas, LNG, power, and renewables.With a dynamic, entrepreneurial culture, they empower talent to thrive, offering...
-
Finance Officer
Vor 2 Tagen
Genf, Schweiz International Labour Organization VollzeitJob ID: 12639 Department: TR/CF Organization Unit: TR/CF Location: GenevaContract type: Fixed TermThe ILO is issuing a call for expression of interest for the above position. This is an assignment of a purely temporary nature, not expected to lead to a career in the ILO. Duration of the assignment is 12 months.The following are eligible to apply:Internal...
-
Python Developer
vor 3 Monaten
Genf, Schweiz Vitol VollzeitCompany Description Vitol is a leader in the energy sector with a presence across the spectrum: from oil through to power, renewables and carbon. From 40 offices worldwide, we seek to add value across the energy supply chain, including deploying our scale and market understanding to help facilitate the energy transition. To date, we have committed over $2...
-
Python Developer
vor 3 Monaten
Genf, Schweiz Vitol Group VollzeitFull-timeCompany DescriptionVitol is a leader in the energy sector with a presence across the spectrum: from oil through to power, renewables and carbon. From 40 offices worldwide, we seek to add value across the energy supply chain, including deploying our scale and market understanding to help facilitate the energy transition. To date, we have committed...
-
Risk and Compliance Manager 50 to 80%
vor 1 Woche
Genf, Schweiz Michael Page International (Switzerland) SA VollzeitAbout Our ClientFor our client, a family office in the center of Geneva, we are currently looking for a risk & compliance officer (part-time role).Job DescriptionRisk Management:Develop, implement, and maintain a comprehensive risk management framework.Identify, assess, and monitor risks across the family office's operations, including financial,...
-
Cybersecurity Governance and Risk Officer
Vor 2 Tagen
Genf, Schweiz Vitol VollzeitCybersecurity Governance and Risk OfficerCompany: VitolVitol is an energy and commodities company. We trade and distribute energy safely and responsibly around the world using our logistical expertise and infrastructure network.Vitol is a leader in the energy sector with a presence across the spectrum: from oil through to power, renewables and carbon. From...
-
Group Risk Assurance Controls Specialist
vor 2 Wochen
Genf, Schweiz Lombard Odier VollzeitA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
-
Portfolio & Investments Associate
Vor 2 Tagen
Genf, Schweiz Gunvor Group VollzeitJob Title:Portfolio & Investments AssociateContract Type:PermanentTime Type:Full timeJob Description:Gunvor is one of the largest independent energy trading companies in the world operating in over 100 countries, with its main trading offices in Geneva, Singapore, London, Dubai, Shanghai, Stamford and Houston.As one of the world's major independent commodity...
-
Group Risk Assurance Controls Specialist
vor 1 Monat
Genf, Schweiz Lombard Odier Group VollzeitGroup Risk Assurance Controls SpecialistGroup Risk Assurance Controls SpecialistApply locations Geneva time type Full time posted on Posted 3 Days Ago job requisition id R0005515A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and...