Compliance Officer
vor 1 Monat
WHO WE ARE
Leonteq generated turnover of CHF 21.3 billion and posted total operating income of CHF 260.0 million in 2023. As of 31 December 2023, Leonteq's shareholders' equity totalled CHF 780.1 million.
Leonteq has an investment grade rating from the rating agencies Fitch Ratings Ltd. and Japan Credit Rating Agency, Ltd., who have evaluated and assigned ratings to Leonteq AG and Leonteq Securities AG, respectively. Furthermore, Leonteq has ESG ratings from both MSCI as well as Sustainalytics.
Leonteq is listed on the SIX Swiss Exchange (SIX: LEON) and is a securities firm regulated by the Swiss Financial Market Authority FINMA and is a member of the Swiss Structured Product Association.
About the role
At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.
What you'll do
- Position in the Compliance team which is in charge for onboardings, KYC and related AML matters
- Handling of onboardings and KYC due diligence procedures, including related AML tasks; e.g. AML clarifications and assessments in terms of PEPs and/or other higher risk factors
- Implementation of KYC/AML policies and (new) regulations such as AMLA, AMLO-FINMA, CDB 20, FinSA, FinIA
- Daily interaction with front office, including primarily the provision of advice regarding onboarding/KYC/related AML questions
- Preparation of internal Compliance notes/assessments on onboarding/KYC/related AML issues
- Planning and responsibility regarding specific Compliance reviews in context of above-mentioned regulations
- Involvement in different Compliance projects, e.g. assessments on new business models, implementation of new software tools
- Documentation and life cycle management of relationships
- Support throughout audit fieldwork (preparation of files for auditors, discuss queries and findings with auditors etc.)
What you'll need
- Degree in Law, Compliance, Finance, Business Administration or a related field
- At least 2-3 years of experience in the financial industry in a similar Compliance, Audit or Consulting function
- Knowledge of Swiss financial markets laws and regulations (in particular regarding AMLA, AMLO-FINMA, CDB 20, FinSA, FinIA)
- Dedicated personality with strong team-player attitude and willingness to take responsibility
- Excellent analytical, organizational and communicative skills
- Ability to take initiative and to work independently and under pressure, manage own goals and set priorities
- Fluent in English
- Good MS Office Skills
Nice to have
- Fluent in Spanish and German
Why you'll love working here
- Experience the dynamics of a leading fintech company in Switzerland
- Learn about the universe of structured products
- Work in modern facilities at an exceptional location
- Hybrid work system: home office and office
- Complementary fruit, coffee and tea in our offices
-
Compliance Officer
vor 3 Wochen
Zürich, Schweiz Rheinmetall Air Defence AG VollzeitWOFÜR WIR SIE SUCHENAls Compliance Officer (m/w/d) betreuen Sie den Standort der Rheinmetall Air Defence AG in Zürich selbstständig und übernehmen Aufgaben innerhalb der Division, insbesondere die Konzeptionierung, Implementierung und kontinuierliche Optimierung des Compliance Management Systems auf Basis der Geschäftsprozesse.Zu Ihren Aufgaben gehören...
-
Compliance Officer
vor 3 Wochen
Zürich, Schweiz Rheinmetall Air Defence AG VollzeitWOFÜR WIR SIE SUCHENAls Compliance Officer (m/w/d) betreuen Sie den Standort der Rheinmetall Air Defence AG in Zürich selbstständig und übernehmen Aufgaben innerhalb der Division, insbesondere die Konzeptionierung, Implementierung und kontinuierliche Optimierung des Compliance Management Systems auf Basis der Geschäftsprozesse.Zu Ihren Aufgaben gehören...
-
Compliance Officer
vor 4 Wochen
Zürich, Schweiz Taleo Consulting VollzeitDo you want to start an ambitious and challenging career?Would you like to work in an exciting and fun environment?Do you thrive in work environments that push you to be your best?Taleo Consulting is a management consulting group with offices in Luxembourg, Paris, Brussels, Amsterdam, Geneva, Zurich, Barcelona, Singapore, and Lisbon.As a young and growing...
-
Compliance Officer
vor 1 Monat
Zürich, Zürich, Schweiz Alpinum Solutions AG VollzeitJob OpportunityAlpinum Solutions AG is seeking a highly skilled Compliance Officer to join our team. As a leading provider of managed legal services in Switzerland, Germany, and Liechtenstein, we offer a challenging and rewarding work environment that promotes personal and professional growth.Key ResponsibilitiesDevelop and maintain compliance processes and...
-
Fachanwältin/Mann für Steuern und Compliance
vor 2 Wochen
Zürich, Zürich, Schweiz MME Legal | Tax | Compliance VollzeitÜberblickUnsere Kanzlei MME Legal | Tax | Compliance bietet eine umfassende Beratung in den Bereichen Handel, Immobilien, Blockchain und Financial Services.GehaltDas Gehalt für diese Position beträgt ca. 120'000 - 150'000 Euro pro Jahr, je nach Erfahrung und Qualifikation.AufgabenbeschreibungAls Fachanwältin/Mann für Steuern und Compliance werden Sie...
-
Compliance Officer
vor 3 Wochen
Zürich, Schweiz LHH VollzeitWe are seeking a dedicated and dynamic Compliance Officer to join our client's Legal & Compliance team. In this role, you will provide proactive support in compliance matters, ensuring the adherence to legal and regulatory guidelines. You will also advise management and internal stakeholders on relevant issues, safeguarding the company's...
-
Senior Compliance Officer
vor 2 Wochen
Zürich, Zürich, Schweiz Crypto Finance AG VollzeitCompliance OfficerAt Crypto Finance AG, we are seeking a skilled Compliance Officer to join our team. As a key member of our compliance function, you will play a critical role in ensuring our operations are in line with regulatory requirements.Key Responsibilities:Assist the Group Chief Compliance Officer in overseeing the compliance functionCoverage of...
-
Compliance Officer
vor 1 Monat
Zürich, Schweiz Leonteq Securities AG VollzeitWHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...
-
Compliance Officer
vor 1 Monat
Zürich, Schweiz Rothschild & Co Bank AG VollzeitOverview of RoleWe are currently recruiting for a Compliance Officer with experience in the Anti-Money Laundering ('AML') / Financial Crime area to support our Compliance team in Zurich. The main mission is to ensure conformity of the bank's internal control system in respect of Compliance processes and activities with focus on the AML Transaction Monitoring...
-
Compliance Officer
vor 2 Monaten
Zürich, Schweiz Rothschild & Co Bank AG VollzeitOverview of RoleWe are currently recruiting for a Compliance Officer with experience in the Anti-Money Laundering ('AML') / Financial Crime area to support our Compliance team in Zurich. The main mission is to ensure conformity of the bank's internal control system in respect of Compliance processes and activities with focus on the AML Transaction Monitoring...
-
Compliance Officer
vor 1 Monat
Zürich, Schweiz Rothschild & Co VollzeitRothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet. ...
-
Compliance Officer
vor 1 Monat
Zürich, Schweiz Rothschild & Co VollzeitRothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets. Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and planet. We...
-
Compliance Officer
vor 1 Monat
Zürich, Schweiz Rothschild & Co Bank AG VollzeitOverview of RoleWe are currently recruiting for a Compliance Officer with experience in the Anti-Money Laundering ('AML') / Financial Crime area to support our Compliance team in Zurich. The main mission is to ensure conformity of the bank's internal control system in respect of Compliance processes and activities with focus on the AML Transaction Monitoring...
-
Compliance Officer
vor 5 Monaten
Zürich, Schweiz Leonteq Securities AG VollzeitWHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...
-
Senior Compliance Officer
vor 1 Monat
Zürich, Schweiz https:www.broadgatestaffing.comsitemap.xml VollzeitBroadgate are exclusively partnered with a highly regarded, innovative bank based in Zurich in the search for a Senior Compliance Officer. The ideal candidate will have experience in a compliance or risk management focused role within the Swiss financial services sector. A rare opportunity to join a high performing organisation at a key stage of its growth,...
-
Compliance Officer
vor 2 Wochen
Zürich, Schweiz Kanadevia Inova VollzeitJob DescriptionWe are looking for a Compliance Officer to ensure The KVI Group meets all legal and regulatory requirements, developing and overseeing compliance programs across departments to mitigate risks and maintain ethical standards.Main responsibilities:Regulatory Compliance: Keep up-to-date with relevant laws and regulations Policy & Risk...
-
Compliance Officer
vor 2 Wochen
Zürich, Schweiz Hitachi Zosen Inova VollzeitCompany DescriptionWelcome to Kanadevia Inova, a global innovation leader in the waste infrastructure space, where we believe in creating a sustainable future through technology and innovation. Transforming Waste into Value At Kanadevia Inova, we pride ourselves on being at the forefront of waste-to-X technology. We are not just waste managers; we are...
-
Compliance Officer
vor 2 Wochen
Zürich, Schweiz Hitachi Zosen Inova VollzeitCompany DescriptionWelcome to Kanadevia Inova, a global innovation leader in the waste infrastructure space, where we believe in creating a sustainable future through technology and innovation. Transforming Waste into Value At Kanadevia Inova, we pride ourselves on being at the forefront of waste-to-X technology. We are not just waste managers; we are...
-
Compliance Officer
vor 2 Wochen
Zürich, Schweiz Kanadevia Inova VollzeitJob DescriptionWe are looking for a Compliance Officer to ensure the Kanadevia Inova Group meets all legal and regulatory requirements, developing and overseeing compliance programs across departments to mitigate risks and maintain ethical standards.Main responsibilities:Regulatory Compliance: Keep up-to-date with relevant laws and regulations Policy &...
-
Compliance Officer
vor 4 Wochen
Zürich, Schweiz Rothschild & Co VollzeitAbout UsRothschild & Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's financial markets.Our expertise, intellectual capital and global network enable us to provide a distinct perspective that makes a meaningful difference to our clients, communities and...
