Investment Compliance Specialist
vor 2 Wochen
After the completion of the project, your role will extend to handling complex tasks within their investment compliance team. This involves actively participating in compliance projects, maintaining regulatory country rule cards, implementing investment guidelines, managing breach processes, and conducting pre & post-trade checks, as well as regulatory reporting. You will also provide guidance and support to customers through workshops.
Key qualifications for this position include:
- A university degree in business informatics, banking & finance, or business administration
- Strong IT skills
- Experience with systems like MIG21/ Aladdin
- Prior experience as an investment compliance officer is important
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Mitarbeiter Onboarding-compliance Fund Investments
vor 4 Wochen
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Head of Legal
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Investment Advisor, Wealth, LatAm
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Head Client Service Core W/m/d
vor 1 Woche
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Business Lawyer Fund Investments
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Investment Controller
vor 1 Woche
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Auditleiter Investment Portfolio Management
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Controller Funds Investment Processes
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Investment Controller Private Equity
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Head of Compliance
Vor 7 Tagen
Zurich, Schweiz Deutsche Bank Vollzeit**Head of Compliance - Switzerland**: **Job ID**:R0318460**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-03-14**Location**:Zurich**Position Overview**: **Details of the role and how it fits into the team**: As a 2nd Line of Defence (LOD) function, Compliance seeks to protect the licenses of Deutsche Bank (“DB” or the “Bank”)...
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Audit Manager Investment Portfolio Management
Vor 4 Tagen
Zurich, Schweiz coni+partner AG Vollzeitconi + partner ist ein seit 1993 bestehendes Beratungshaus mit Sitz in Zürich und Niederlassungen in Düsseldorf und Shanghai. Unsere Stärke ist die passgenaue Besetzung von Positionen entsprechend der Unternehmenskultur, unter genauer Betrachtung fachlicher Kompetenzen, Referenzen und «soft skills» der Kandidaten. Unser Kunde ist ein Asset Manager in...
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Senior Compliance Officer
vor 3 Wochen
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Zurich, Schweiz coni+partner AG VollzeitOur client is the asset management of a bank in Zurich. We are looking for a finance specialist (m, f, d) as a Controller Middle Office Private Market Investments Tasks In a Middle Office role responsible for the controlling of the strategies of the Private Market portfolios / Controlling of different Private Market investments with focus on Private...
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Private Banking Compliance
Vor 6 Tagen
Zurich, Schweiz Experis Vollzeit**Private Banking Compliance** Experis is the global leader in professional resourcing and project-based workforce solutions. **Overview of contract** On behalf of our client, one of the largest banks in Zürich, we are looking for a Private Banking Compliance. **Location**: Zürich, Altstetten **Start date**: ASAP **End date**: 31.12.2023 or...
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Gtp - Data Scientist - Legal & Compliance
vor 4 Wochen
Zurich, Schweiz Vontobel VollzeitYour opportunity work as a bridge builder to understand regulatory & compliance requirements and implement appropriate solutions in collaboration with the IT-Team. You will drive new and innovative technologies within the Bank and integrate them into the banks core systems. As the focus remains mainly on Compliance and Risk topics, you will get in touch...
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Junior Compliance Specialist
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Zurich, Schweiz Climeworks AG TeilzeitYou contribute to our compliance framework to ensure compliance with areas including data protection, risk management, due diligence, anti-bribery and corruption, trade compliance, and employee conduct. You provide advice and training on key compliance matters at Climeworks. You review upcoming regulatory changes and suggest action plans to ensure...
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Compliance / Risk Management / Legal Support Am
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Zurich, Schweiz SwissComply AG VollzeitSie sind von den rasanten Veränderungen im Finanzmarkt fasziniert? SwissComply ist ein junges Unternehmen, das sich auf Bewilligungen und das Outsourcing von Compliance, Risk Management und Legal für Schweizer Finanzdienstleister spezialisiert hat. Aufgaben Zur Verstärkung unseres Service Desks (Assistent/-innenpool) suchen wir einen/-e Mitarbeiter/-in,...
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Head Client Service Core w/m/d
vor 2 Wochen
Zurich, Schweiz AXA Investment Managers VollzeitResponsible for Client Service to our existing Wholesale and Institutional clients Lead the team and the business on projects related to client service and their respective processes Provide guidance and objectives to the team and align resources, including your own client coverage, according to the client requirements and needs Create an encouraging...
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Nomura Greentech
Vor 7 Tagen
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Internal Auditor
vor 3 Wochen
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