Compliance Officer

vor 2 Wochen

Gland, Schweiz Swissquote Vollzeit

Building the bank of tomorrow takes more than skills.
It means combining our differences to imagine, discuss, code, develop, test, learn and celebrate every step together. Share our vibes? Join Swissquote to unleash your potential.

We are the Swiss Leader in Online Banking and we provide trading, investing and banking services to
+500000 clients, through our performant and secured digital platforms.


Our +1000 employees work in a flexible way, without dress code and in multicultural teams.
By having a huge impact on the industry, they are growing their skills portfolio and boosting their career in a fast-pace environment

Are you all in? Dont be shy, apply

Compliance Officer - Reviews & Investigations

As a Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, andwe are looking for different types of seniority profiles whose main tasks will be:

  • Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
  • Conducting enhanced due diligence analyses
  • Drafting formal compliance assessments
  • Providing support and advice to the front office and management

Depending on the level of seniority, the following tasks may also be required:

  • Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members assessments and serving as a trusted role model in terms of work quality, efficiency and professional behavior
  • Serving as the key point of contact for complex cases
  • Optimization of internal processes, including the review and drafting of internal guidelines

Qualifications
  • Bachelors degree, preferably in Law, Economics, International Relations, Political Science or similar (a Certificate in Compliance Management is a very strong asset)
  • 3-7 years of financial services compliance experience (prior experience in periodic reviews specifically is a very strong asset)
  • Knowledge of the Swiss legal framework
  • Excellent command of English and French (German is a strong asset)
  • Analytical and methodological approach
  • Structured and professional working style
  • Interest and experience in data analysis (including Excel)
  • Excellent writing and communication skills
  • Strong team player who enjoys working in multicultural, dynamic, technological and international environment

SQ2

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