COMPLIANCE & LEGAL OFFICER – PRIVATE EQUITY
Vor 6 Tagen
For one of our clients, an asset management company based in Geneva, we are looking for a: COMPLIANCE & LEGAL OFFICER – PRIVATE EQUITY Job description Reporting to the Legal & Compliance function, the Compliance & Legal Officer plays a key role in supporting regulatory, compliance and legal activities across Switzerland and international entities. Your responsibilities will notably include: Perform day-to-day compliance activities and controls at Swiss and international level. Maintain and execute the Compliance Monitoring Programme. Review financial promotions related to private equity products. Coordinate internal and external audits and follow up on findings. Monitor cross-border activities and ensure compliance with EU (AIFMD) and local regulatory frameworks. Conduct independent compliance reviews, monitor service providers and prepare internal compliance reports. Support regulatory filings and reporting to supervisory authorities. Maintain CRS and FATCA documentation and reporting statuses. Oversee staff declarations relating to conflicts of interest and personal account dealings. Contribute to the drafting and updating of internal compliance policies and procedures. Perform AML controls and monitor related activities. Monitor regulatory developments and assess their impact on the Group. Provide compliance, governance and regulatory guidance to internal stakeholders. On the legal side, the role also includes: Drafting, reviewing and negotiating legal documentation such as investment management, advisory and distribution agreements. Supporting the preparation and review of fund documentation (LPAs, PPMs, side letters, NDAs). Providing legal support on contractual and regulatory matters to internal teams. Acting as back-up to the Head of Legal & Compliance when required. Supporting fund structuring, launches and ongoing governance. Coordinating with external counsels, administrators and custodian banks. Ensuring proper execution of investor subscriptions, KYC processes and side letter implementation. Required profile University degree in Law or a related field (Swiss or EU qualification preferred). Previous experience in compliance and/or legal roles within asset management or private equity. Strong knowledge of Swiss financial regulations and fund structures. Excellent drafting, analytical and organisational skills. Ability to work both independently and collaboratively in an international environment. Strong sense of responsibility, accuracy and attention to detail. Fluent in English; French and/or German is an advantage. All files will be treated with the utmost confidentiality.
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Compliance and Legal Officer
Vor 4 Tagen
Geneva, Schweiz Lotus Partners VollzeitDescription de poste For one of our clients, an asset management company based in Geneva, we are looking for a: COMPLIANCE & LEGAL OFFICER – ASSET MANAGEMENT Job description Reporting to the Legal & Compliance function, the Compliance & Legal Officer plays a key role in supporting regulatory, compliance and legal activities across Switzerland and...
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Compliance Officer
vor 2 Wochen
Geneva, Schweiz SYZ SA VollzeitPurpose of the role:The Compliance department is responsible for ensuring the application of the provisions of the Legal and Compliance framework within the Bank. In its role, the Compliance Officer ensures the execution of the 2nd level of defence controls and reporting. Key responsibilities Job description/ key responsibilities:Ensure the Bank complies...
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Legal Counsel AML Compliance Private Banking for UK
vor 4 Wochen
Geneva, Schweiz coni+partner AG Vollzeitconi + partner, established 1993, is a consultancy company with headquarter in Zurich and subsidiaries in Düsseldorf and Shanghai. We are specialised in custom-fit staffing in tune with the corporate culture by ensuring a perfect match of professional skills, references and personal as well as social skills of successful candidates. Our client is an...
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Compliance Officer
vor 2 Wochen
Geneva, Schweiz SYZ SA VollzeitPurpose of the role: The Compliance department is responsible for ensuring the application of the provisions of the Legal and Compliance framework within the
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Compliance Officer
vor 2 Wochen
Geneva, Schweiz Michael Page Switzerland VollzeitFor one of our clients, we are looking for a Compliance Officer / Senior Compliance Officer FR / ENG in 100% permanent contract and based in Geneva. The collaborator will join the compliance department of the private bank. Compliance Officer / Senior Compliance Officer FR / ENGOur client is an international private bank well established in Switzerland and...
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vor 2 Wochen
Geneva, Schweiz Finders SA VollzeitClient:Our client is a well-established Geneva-based private bank, renowned for its high-quality wealth management services and strong values. The bank serves an international clientele and offers a collaborative, professional culture where compliance plays a key role in maintaining regulatory excellence and integrity. A human-sized employer, offering...
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Compliance Officer
vor 2 Wochen
Geneva, Schweiz Finders SA VollzeitClient:Our client is a well-established Geneva-based private bank, renowned for its high-quality wealth management services and strong values. The bank serves an international clientele and offers a collaborative, professional culture where compliance plays a key role in maintaining regulatory excellence and integrity. A human-sized employer, offering...
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Compliance Officer
vor 2 Wochen
Geneva, Schweiz Finders SA VollzeitClient:Our client is a well-established Geneva-based private bank, renowned for its high-quality wealth management services and strong values. The bank serves an international clientele and offers a collaborative, professional culture where compliance plays a key role in maintaining regulatory excellence and integrity. A human-sized employer, offering...
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Compliance Officer
Vor 7 Tagen
Geneva, Schweiz Finders SA VollzeitClient:Our client is a well-established Geneva-based private bank, renowned for its high-quality wealth management services and strong values. The bank serves an international clientele and offers a collaborative, professional culture where compliance plays a key role in maintaining regulatory excellence and integrity. A human-sized employer, offering...
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SENIOR ASSOCIATE
vor 3 Wochen
Geneva, Schweiz Lotus Partners VollzeitFor one of our clients, a private equity investment platform based in Geneva, we are looking for a: SENIOR ASSOCIATE / INVESTMENT MANAGER – PRIVATE EQUITY Job description Take a leading role in sourcing, screening and performing due diligence on European and North American private equity funds and co-investment opportunities. Analyse fund strategies,...
