Compliance officer

vor 1 Woche

Vaud, Schweiz Swissquote Vollzeit
Since 1996, we challenge the code to deliver innovative services & products that make financial opportunities accessible to everyone.

We are now the Swiss leader in online trading and we deliver our services to + 340'000 clients who can trade over 3 million products through performant and secured platforms.
As well as various online trading products (stocks, bonds, funds, derivative products, cryptocurrencies ), we provide Forex, Robo-Advisory and Mortgages solutions.
Join our employees all over the world to accelerate your career in fast-moving and rock-solid company We keep on growing and despite the COVID-19 pandemic, we were able to deliver exceptional results in 2020.

Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks, which include:
  • Due diligence on account opening requests
  • Review of client's account opening files (corporate structures such as active and passive entities, financial institutions, asset managers, trusts, collective investments schemes) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
  • Review within the account opening process of tax compliance aspects such as FATCA and CRS as well as cross-border aspects
  • Drafting of internal memos and contribution to the drafting of procedures
  • Optimization of internal processes and guidelines
  • Participation in key regulatory projects
  • Review of client's account modification requests (e.g change of beneficial owner, authorized signatories, directors, correspondence address)
  • Support and advice to the Front line and management


  • Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
  • 1 to 3 years of experience in the financial industry
  • Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
  • A Certificate in collective investment schemes is a plus as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
  • Eager to learn and ready to take on challenges
  • Ability to multi-task and work under pressure
  • Analytical and methodological approach
  • Very good writing and communication skills in French and English (another language is an asset)
  • Excellent communication and collaboration skills
  • Strong team player who enjoys working in multicultural, dynamic, technological and international environment


SQ2

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