C&ORC Business Control Assurance SOX Tester

vor 3 Wochen

Zürich, Zürich, Schweiz UBS Vollzeit
Your role
Do you have a knack for SOX Audit? Are you at your best when supporting others?

We're looking for a C&ORC Business Control Assurance SOX Tester to:

  • perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
  • maintain high quality testing documentation
  • address and clear any review points raised through Quality Assurance (QA) review in a timely manner
  • escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately
  • support Control Owners, onshore Process Owners and Operational Risk Controllers in understanding reported control deficiencies and related risks
  • provide timely updates to the testing progress status tracker and stream leads
Your team
You'll be working in Compliance & Operational Risk Control (C&ORC) Business Control Assurance team in Zurich, Switzerland.

C&ORC Business Control Assurance is part of the Group Compliance & Regulatory Governance (GCRG) function that provides an independent assessment of the design and operating effectiveness of SOX controls.


Diversity helps us grow, together. That's why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise

  • at least two years of experience in operational controls, financial reporting controls or internal control areas, preferably within the financial services industry or professional services firms
  • University degree or equivalent qualification, preferably Accounting, Finance or similar
  • experience performing tests of controls including SOX specific testing would be a plus
  • ACCA/CIA or equivalent audit or accounting qualification would be an asset
  • strong organizing skills, especially in planning and record keeping
  • strong analytical, problem-solving and synthesizing skills
  • empathetic and have the ability to work in a diverse team and build relationships with people
  • excellent written and spoken English
About us
UBS is the world's largest and the only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors

We have a presence in all major financial centers in more than 50 countries.

How we hire
We may request you to complete one or more assessments during the application process. Learn more

Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working.

Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone.

We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success.

Together we're more than ourselves. Ready to be part of and make an impact?

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